AINSWORTH MARK L

PrivateCIK: 1861849

Location

SALINAS, CA

AINSWORTH MARK L

Filed: 8/15/2023ACC: 0001654954-23-010900

InsiderAINSWORTH MARK LCIK 1861849

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IssuerLOWELL FARMS INC.CIK 1838128

DirectorOfficer· Chief Executive Officer

Since May 2021

+1.75M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

1.75M acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Stock Options (right to buy)

Direct

A · Award

Converts to

Subordinate Voting Shares

1.75M shares

Shares

+1.75M

Strike price

.045

Held after

1.75M

Exercisable

—

8/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options (right to buy) Direct	Subordinate Voting Shares1.75M shares	8/1/2023	A · Award	+1.75M	.045	—	1.75M

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

50K

Shares owned

50K

Exercise price

.85

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

125K

Shares owned

125K

Exercise price

0.3077

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

33.33K

Shares owned

33.33K

Exercise price

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

75K

Shares owned

75K

Exercise price

0.085

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

75K

Shares owned

75K

Exercise price

0.3077

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

500K

Shares owned

500K

Exercise price

.346

Expiration

—

Exercise window

—

Stock Options (right to buy)

Direct

Underlying security

Subordinate Voting Shares

Underlying shares

150K

Shares owned

150K

Exercise price

0.085

Expiration

—

Exercise window

—

Total

Underlying

1.01M

Owned

1.01M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (right to buy) Direct	Subordinate Voting Shares	.85	—	—	50K	50K
Stock Options (right to buy) Direct	Subordinate Voting Shares	0.3077	—	—	125K	125K
Restricted Stock Units Direct	Subordinate Voting Shares		—	—	33.33K	33.33K
Stock Options (right to buy) Direct	Subordinate Voting Shares	0.085	—	—	75K	75K
Stock Options (right to buy) Direct	Subordinate Voting Shares	0.3077	—	—	75K	75K
Stock Options (right to buy) Direct	Subordinate Voting Shares	.346	—	—	500K	500K
Stock Options (right to buy) Direct	Subordinate Voting Shares	0.085	—	—	150K	150K
Total					1.01M	1.01M

AINSWORTH MARK L — Insider Transaction (Form 4) Filed Aug 15, 2023 | Finecho