AINSWORTH MARK L enters LOWELL FARMS INC. with 450K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/14/2021ACC: 0001654954-21-005660
DirectorOfficer· Chief Executive Officer
Since May 2021
450K
Baseline shares
100% direct
450K
Direct ownership
1 position
1.67M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Subordinate Voting Shares
DirectShares owned450K
Total
450K direct450K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 450K | Direct |
| Total | 450K | 450K direct |
Derivative Holdings4
Restricted Stock Units
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
100K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Class B Common Shares of Indus Holding Company
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
1.02M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock options (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
500K
Shares owned
N/A
Exercise price
0.346
Expiration
—
Exercise window
—
Stock options (right to buy)
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
50K
Shares owned
N/A
Exercise price
0.85
Expiration
—
Exercise window
—
Total
Underlying
1.67M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares | — | — | 100K | N/A | |
| Class B Common Shares of Indus Holding Company Direct | Subordinate Voting Shares | — | — | 1.02M | N/A | |
| Stock options (right to buy) Direct | Subordinate Voting Shares | 0.346 | — | — | 500K | N/A |
| Stock options (right to buy) Direct | Subordinate Voting Shares | 0.85 | — | — | 50K | N/A |
| Total | 1.67M | 0.00 | ||||