Filed: 11/13/2023ACC: 0001214659-23-014817
📋 What this filing means
AIGH CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $211.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$211.26M
Total AUM (reported)
74.30M
Total Shares
Allocation by class
COM$121.07M57.3%
COM NEW$58.24M27.6%
CLASS A COM$13.23M6.3%
SPONSORED ADS$5.47M2.6%
COM CL A$5.40M2.6%
COMMON STOCK$5.34M2.5%
CL A COM$2.30M1.1%
Portfolio Concentration
Top 3$46.62M22.1%
4–10$69.43M32.9%
11–25$64.71M30.6%
Rest$30.50M14.4%
Top 3 weight
22.1%
Top 10 weight
54.9%
Voting Authority Distribution
Total shares with voting rights: 74.30M
Sole
Full voting authority
54.35M
shares
% of voting shares73.1%
Shared
Joint voting authority
19.95M
shares
% of voting shares26.9%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other48
Dominant voting typeSole · 73.1% of voting shares
Institutional Holdings48
Rows:
ANI PHARMACEUTICALS INC
OTRShares272.80K
TypeSH
Market value$15.84M
7.50%
Sole
206.02K
Shared
66.78K
None
0.00
SCPHARMACEUTICALS INC
OTRShares2.21M
TypeSH
Market value$15.71M
7.44%
Sole
1.67M
Shared
539.66K
None
0.00
ASPEN AEROGELS INC
OTRShares1.75M
TypeSH
Market value$15.07M
7.13%
Sole
1.32M
Shared
428.37K
None
0.00
INDIE SEMICONDUCTOR INC
OTRShares2.10M
TypeSH
Market value$13.23M
6.26%
Sole
1.58M
Shared
522.55K
None
0.00
TRANSPHORM INC
OTRShares4.62M
TypeSH
Market value$10.26M
4.85%
Sole
3.47M
Shared
1.15M
None
0.00
TELA BIO INC
OTRShares1.25M
TypeSH
Market value$10.02M
4.74%
Sole
938.73K
Shared
314.22K
None
0.00
AVIAT NETWORKS INC
OTRShares317.54K
TypeSH
Market value$9.91M
4.69%
Sole
242.50K
Shared
75.05K
None
0.00
ELECTROVAYA INC
OTRShares3.35M
TypeSH
Market value$9.58M
4.54%
Sole
2.53M
Shared
820.54K
None
0.00
EVERSPIN TECHNOLOGIES INC
OTRShares848.43K
TypeSH
Market value$8.34M
3.95%
Sole
636.57K
Shared
211.86K
None
0.00
BIODESIX INC
OTRShares4.91M
TypeSH
Market value$8.10M
3.83%
Sole
3.70M
Shared
1.20M
None
0.00
ALIMERA SCIENCES INC
OTRShares2.37M
TypeSH
Market value$7.35M
3.48%
Sole
1.78M
Shared
593.71K
None
0.00
OUSTER INC
OTRShares1.29M
TypeSH
Market value$6.49M
3.07%
Sole
973.08K
Shared
314.91K
None
0.00
APYX MEDICAL CORPORATION
OTRShares1.90M
TypeSH
Market value$6.06M
2.87%
Sole
1.43M
Shared
462.61K
None
0.00
BRAINSWAY LTD
OTRShares1.36M
TypeSH
Market value$5.47M
2.59%
Sole
1.02M
Shared
336.64K
None
0.00
GSI TECHNOLOGY INC
OTRShares2M
TypeSH
Market value$5.42M
2.57%
Sole
1.50M
Shared
499.40K
None
0.00
LIGHTPATH TECHNOLOGIES INC
OTRShares3.72M
TypeSH
Market value$5.40M
2.56%
Sole
2.79M
Shared
929.61K
None
0.00
ABEONA THERAPEUTICS INC
OTRShares1.14M
TypeSH
Market value$4.78M
2.26%
Sole
853.97K
Shared
281.28K
None
0.00
BK TECHNOLOGIES CORPORATION
OTRShares330.90K
TypeSH
Market value$4.11M
1.95%
Sole
248.94K
Shared
81.95K
None
0.00
BROADWIND INC
OTRShares991.70K
TypeSH
Market value$3.17M
1.50%
Sole
744K
Shared
247.70K
None
0.00
COGNITION THERAPEUTICS INC
OTRShares2.04M
TypeSH
Market value$2.94M
1.39%
Sole
1.53M
Shared
508.72K
None
0.00
CLENE INC
OTRShares5.80M
TypeSH
Market value$2.88M
1.36%
Sole
4.40M
Shared
1.40M
None
0.00
FENNEC PHARMACEUTICALS INC
OTRShares373.53K
TypeSH
Market value$2.81M
1.33%
Sole
280.89K
Shared
92.64K
None
0.00
SPRUCE BIOSCIENCES INC
OTRShares1.21M
TypeSH
Market value$2.74M
1.30%
Sole
908.93K
Shared
302.07K
None
0.00
AIRGAIN INC
OTRShares722.53K
TypeSH
Market value$2.65M
1.26%
Sole
542.18K
Shared
180.36K
None
0.00
MYOMO INC
OTRShares2.19M
TypeSH
Market value$2.43M
1.15%
Sole
791.02K
Shared
1.40M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ANI PHARMACEUTICALS INCOTR | COM | 272.80K | SH | $15.84M 7.50% | 206.02K | 66.78K | 0.00 |
SCPHARMACEUTICALS INCOTR | COM | 2.21M | SH | $15.71M 7.44% | 1.67M | 539.66K | 0.00 |
ASPEN AEROGELS INCOTR | COM | 1.75M | SH | $15.07M 7.13% | 1.32M | 428.37K | 0.00 |
INDIE SEMICONDUCTOR INCOTR | CLASS A COM | 2.10M | SH | $13.23M 6.26% | 1.58M | 522.55K | 0.00 |
TRANSPHORM INCOTR | COM | 4.62M | SH | $10.26M 4.85% | 3.47M | 1.15M | 0.00 |
TELA BIO INCOTR | COM | 1.25M | SH | $10.02M 4.74% | 938.73K | 314.22K | 0.00 |
AVIAT NETWORKS INCOTR | COM NEW | 317.54K | SH | $9.91M 4.69% | 242.50K | 75.05K | 0.00 |
ELECTROVAYA INCOTR | COM NEW | 3.35M | SH | $9.58M 4.54% | 2.53M | 820.54K | 0.00 |
EVERSPIN TECHNOLOGIES INCOTR | COM | 848.43K | SH | $8.34M 3.95% | 636.57K | 211.86K | 0.00 |
BIODESIX INCOTR | COM | 4.91M | SH | $8.10M 3.83% | 3.70M | 1.20M | 0.00 |
ALIMERA SCIENCES INCOTR | COM NEW | 2.37M | SH | $7.35M 3.48% | 1.78M | 593.71K | 0.00 |
OUSTER INCOTR | COM NEW | 1.29M | SH | $6.49M 3.07% | 973.08K | 314.91K | 0.00 |
APYX MEDICAL CORPORATIONOTR | COM | 1.90M | SH | $6.06M 2.87% | 1.43M | 462.61K | 0.00 |
BRAINSWAY LTDOTR | SPONSORED ADS | 1.36M | SH | $5.47M 2.59% | 1.02M | 336.64K | 0.00 |
GSI TECHNOLOGY INCOTR | COM | 2M | SH | $5.42M 2.57% | 1.50M | 499.40K | 0.00 |
LIGHTPATH TECHNOLOGIES INCOTR | COM CL A | 3.72M | SH | $5.40M 2.56% | 2.79M | 929.61K | 0.00 |
ABEONA THERAPEUTICS INCOTR | COM NEW | 1.14M | SH | $4.78M 2.26% | 853.97K | 281.28K | 0.00 |
BK TECHNOLOGIES CORPORATIONOTR | COM NEW | 330.90K | SH | $4.11M 1.95% | 248.94K | 81.95K | 0.00 |
BROADWIND INCOTR | COM NEW | 991.70K | SH | $3.17M 1.50% | 744K | 247.70K | 0.00 |
COGNITION THERAPEUTICS INCOTR | COM | 2.04M | SH | $2.94M 1.39% | 1.53M | 508.72K | 0.00 |
CLENE INCOTR | COMMON STOCK | 5.80M | SH | $2.88M 1.36% | 4.40M | 1.40M | 0.00 |
FENNEC PHARMACEUTICALS INCOTR | COM | 373.53K | SH | $2.81M 1.33% | 280.89K | 92.64K | 0.00 |
SPRUCE BIOSCIENCES INCOTR | COM | 1.21M | SH | $2.74M 1.30% | 908.93K | 302.07K | 0.00 |
AIRGAIN INCOTR | COM | 722.53K | SH | $2.65M 1.26% | 542.18K | 180.36K | 0.00 |
MYOMO INCOTR | COM NEW | 2.19M | SH | $2.43M 1.15% | 791.02K | 1.40M | 0.00 |
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