Filed: 2/15/2023ACC: 0001214659-23-002508
📋 What this filing means
AIGH CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $303.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$303.56M
Total AUM (reported)
67.51M
Total Shares
Allocation by class
COM$222.90M73.4%
COM NEW$37.30M12.3%
CLASS A COM$17.83M5.9%
SHS$14.68M4.8%
COMMON STOCK$4.79M1.6%
COM PAR $0.01$2.61M0.9%
COM CL A$2.48M0.8%
Portfolio Concentration
Top 3$64.47M21.2%
4–10$113.13M37.3%
11–25$93.78M30.9%
Rest$32.19M10.6%
Top 3 weight
21.2%
Top 10 weight
58.5%
Voting Authority Distribution
Total shares with voting rights: 67.51M
Sole
Full voting authority
50.82M
shares
% of voting shares75.3%
Shared
Joint voting authority
16.69M
shares
% of voting shares24.7%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1
Shared0
Other48
Dominant voting typeSole · 75.3% of voting shares
Institutional Holdings49
Rows:
DZS INC
OTRShares1.79M
TypeSH
Market value$22.66M
7.47%
Sole
1.35M
Shared
437.88K
None
0.00
ADTRAN HOLDINGS INC
OTRShares1.18M
TypeSH
Market value$22.17M
7.30%
Sole
889.63K
Shared
290.29K
None
0.00
TRANSPHORM INC
OTRShares3.61M
TypeSH
Market value$19.63M
6.47%
Sole
2.72M
Shared
884.80K
None
0.00
TELA BIO INC
OTRShares1.68M
TypeSH
Market value$19.31M
6.36%
Sole
1.26M
Shared
415.80K
None
0.00
SCPHARMACEUTICALS INC
OTRShares2.55M
TypeSH
Market value$18.29M
6.02%
Sole
1.92M
Shared
627.35K
None
0.00
INDIE SEMICONDUCTOR INC
OTRShares3.06M
TypeSH
Market value$17.83M
5.87%
Sole
2.31M
Shared
752.94K
None
0.00
AVIAT NETWORKS INC
OTRShares532.92K
TypeSH
Market value$16.62M
5.48%
Sole
401.66K
Shared
131.26K
None
0.00
ANI PHARMACEUTICALS INC
OTRShares358.11K
TypeSH
Market value$14.41M
4.75%
Sole
270.09K
Shared
88.02K
None
0.00
BIODESIX INC
OTRShares6.09M
TypeSH
Market value$14.01M
4.62%
Sole
4.60M
Shared
1.50M
None
0.00
CAMBIUM NETWORKS CORP
OTRShares584.11K
TypeSH
Market value$12.66M
4.17%
Sole
440.61K
Shared
143.50K
None
0.00
ASPEN AEROGELS INC
OTRShares1M
TypeSH
Market value$11.79M
3.88%
Sole
754K
Shared
246K
None
0.00
CALAMP CORP
OTRShares2.33M
TypeSH
Market value$10.43M
3.44%
Sole
1.76M
Shared
572.04K
None
0.00
AVEO PHARMACEUTICALS INC
OTRShares695.36K
TypeSH
Market value$10.40M
3.42%
Sole
524.43K
Shared
170.93K
None
0.00
CTI BIOPHARMA CORP
OTRShares1.41M
TypeSH
Market value$8.45M
2.78%
Sole
1.06M
Shared
345.84K
None
0.00
PARATEK PHARMACEUTICALS INC
OTRShares4.16M
TypeSH
Market value$7.77M
2.56%
Sole
3.13M
Shared
1.02M
None
0.00
EVOLUS INC
OTRShares928.53K
TypeSH
Market value$6.97M
2.30%
Sole
699.95K
Shared
228.58K
None
0.00
BK TECHNOLOGIES CORPORATION
OTRShares1.69M
TypeSH
Market value$5.61M
1.85%
Sole
1.27M
Shared
416.01K
None
0.00
INFINERA CORP
OTRShares824.97K
TypeSH
Market value$5.56M
1.83%
Sole
622.03K
Shared
202.94K
None
0.00
EVERSPIN TECHNOLOGIES INC
OTRShares849.93K
TypeSH
Market value$4.73M
1.56%
Sole
640.57K
Shared
209.36K
None
0.00
AIRGAIN INC
OTRShares725.48K
TypeSH
Market value$4.72M
1.56%
Sole
547.18K
Shared
178.31K
None
0.00
COGNITION THERAPEUTICS INC
OTRShares2.04M
TypeSH
Market value$4.28M
1.41%
Sole
1.54M
Shared
501.72K
None
0.00
COHERENT CORP
OTRShares100K
TypeSH
Market value$3.51M
1.16%
Sole
75.40K
Shared
24.60K
None
0.00
THERATECHNOLOGIES INC
OTRShares3.83M
TypeSH
Market value$3.39M
1.12%
Sole
2.88M
Shared
952.02K
None
0.00
APOLLO ENDOSURGERY INC
OTRShares316.44K
TypeSH
Market value$3.15M
1.04%
Sole
238.74K
Shared
77.70K
None
0.00
SCYNEXIS INC
OTRShares1.93M
TypeSH
Market value$3.01M
0.99%
Sole
1.46M
Shared
475.41K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DZS INCOTR | COM | 1.79M | SH | $22.66M 7.47% | 1.35M | 437.88K | 0.00 |
ADTRAN HOLDINGS INCOTR | COM | 1.18M | SH | $22.17M 7.30% | 889.63K | 290.29K | 0.00 |
TRANSPHORM INCOTR | COM | 3.61M | SH | $19.63M 6.47% | 2.72M | 884.80K | 0.00 |
TELA BIO INCOTR | COM | 1.68M | SH | $19.31M 6.36% | 1.26M | 415.80K | 0.00 |
SCPHARMACEUTICALS INCOTR | COM | 2.55M | SH | $18.29M 6.02% | 1.92M | 627.35K | 0.00 |
INDIE SEMICONDUCTOR INCOTR | CLASS A COM | 3.06M | SH | $17.83M 5.87% | 2.31M | 752.94K | 0.00 |
AVIAT NETWORKS INCOTR | COM NEW | 532.92K | SH | $16.62M 5.48% | 401.66K | 131.26K | 0.00 |
ANI PHARMACEUTICALS INCOTR | COM | 358.11K | SH | $14.41M 4.75% | 270.09K | 88.02K | 0.00 |
BIODESIX INCOTR | COM | 6.09M | SH | $14.01M 4.62% | 4.60M | 1.50M | 0.00 |
CAMBIUM NETWORKS CORPOTR | SHS | 584.11K | SH | $12.66M 4.17% | 440.61K | 143.50K | 0.00 |
ASPEN AEROGELS INCOTR | COM | 1M | SH | $11.79M 3.88% | 754K | 246K | 0.00 |
CALAMP CORPOTR | COM | 2.33M | SH | $10.43M 3.44% | 1.76M | 572.04K | 0.00 |
AVEO PHARMACEUTICALS INCOTR | COM NEW | 695.36K | SH | $10.40M 3.42% | 524.43K | 170.93K | 0.00 |
CTI BIOPHARMA CORPOTR | COM | 1.41M | SH | $8.45M 2.78% | 1.06M | 345.84K | 0.00 |
PARATEK PHARMACEUTICALS INCOTR | COM | 4.16M | SH | $7.77M 2.56% | 3.13M | 1.02M | 0.00 |
EVOLUS INCOTR | COM | 928.53K | SH | $6.97M 2.30% | 699.95K | 228.58K | 0.00 |
BK TECHNOLOGIES CORPORATIONOTR | COM | 1.69M | SH | $5.61M 1.85% | 1.27M | 416.01K | 0.00 |
INFINERA CORPOTR | COM | 824.97K | SH | $5.56M 1.83% | 622.03K | 202.94K | 0.00 |
EVERSPIN TECHNOLOGIES INCOTR | COM | 849.93K | SH | $4.73M 1.56% | 640.57K | 209.36K | 0.00 |
AIRGAIN INCOTR | COM | 725.48K | SH | $4.72M 1.56% | 547.18K | 178.31K | 0.00 |
COGNITION THERAPEUTICS INCOTR | COM | 2.04M | SH | $4.28M 1.41% | 1.54M | 501.72K | 0.00 |
COHERENT CORPOTR | COM | 100K | SH | $3.51M 1.16% | 75.40K | 24.60K | 0.00 |
THERATECHNOLOGIES INCOTR | COM | 3.83M | SH | $3.39M 1.12% | 2.88M | 952.02K | 0.00 |
APOLLO ENDOSURGERY INCOTR | COM | 316.44K | SH | $3.15M 1.04% | 238.74K | 77.70K | 0.00 |
SCYNEXIS INCOTR | COM NEW | 1.93M | SH | $3.01M 0.99% | 1.46M | 475.41K | 0.00 |
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