Filed: 11/15/2023ACC: 0001420506-23-002224
📋 What this filing means
AEQUIM ALTERNATIVE INVESTMENTS LP filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $2.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
105
Positions
$2.64B
Total AUM (reported)
1.56B
Total Shares
Allocation by class
*W EXP 02/09/202$488.71M18.5%
*W EXP 08/03/202$315.73M12.0%
COM$145.57M5.5%
NOTE 11/1$122.27M4.6%
NOTE 3/1$115.34M4.4%
NOTE 0.125% 5/0$107.07M4.1%
UNIT 12/01/2023$87.70M3.3%
Portfolio Concentration
Top 3$714.87M27.1%
4–10$583.54M22.1%
11–25$626.43M23.8%
Rest$711.92M27.0%
Top 3 weight
27.1%
Top 10 weight
49.2%
Voting Authority Distribution
Total shares with voting rights: 1.56B
Sole
Full voting authority
1.56B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole105
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings105
Rows:
OCCIDENTAL PETE CORP
SOLEShares7.33M
TypeSH
Market value$315.73M
11.97%
Sole
7.33M
Shared
0.00
None
0.00
CHESAPEAKE ENERGY CORP
SOLEShares3M
TypeSH
Market value$231.47M
8.78%
Sole
3M
Shared
0.00
None
0.00
CHESAPEAKE ENERGY CORP
SOLEShares2.30M
TypeSH
Market value$167.67M
6.36%
Sole
2.30M
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
SOLEShares90.40M
TypePRN
Market value$107.07M
4.06%
Sole
90.40M
Shared
0.00
None
0.00
CHESAPEAKE ENERGY CORP
SOLEShares1.29M
TypeSH
Market value$89.57M
3.40%
Sole
1.29M
Shared
0.00
None
0.00
NISOURCE INC
SOLEShares900K
TypeSH
Market value$87.70M
3.33%
Sole
900K
Shared
0.00
None
0.00
SNAP INC
SOLEShares90M
TypePRN
Market value$83.25M
3.16%
Sole
90M
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares70M
TypePRN
Market value$81.94M
3.11%
Sole
70M
Shared
0.00
None
0.00
NICE SYS INC
SOLEShares38.16M
TypePRN
Market value$77.28M
2.93%
Sole
38.16M
Shared
0.00
None
0.00
CNX RES CORP
SOLEShares2.51M
TypeSH
Market value$56.73M
2.15%
Sole
2.51M
Shared
0.00
None
0.00
PELOTON INTERACTIVE INC
SOLEShares73.50M
TypePRN
Market value$55.68M
2.11%
Sole
73.50M
Shared
0.00
None
0.00
SPOTIFY USA INC
SOLEShares60.59M
TypePRN
Market value$51.72M
1.96%
Sole
60.59M
Shared
0.00
None
0.00
CHART INDS INC
SOLEShares740K
TypeSH
Market value$49.34M
1.87%
Sole
740K
Shared
0.00
None
0.00
GUARDANT HEALTH INC
SOLEShares68.50M
TypePRN
Market value$47.44M
1.80%
Sole
68.50M
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares50M
TypePRN
Market value$47.42M
1.80%
Sole
50M
Shared
0.00
None
0.00
DATADOG INC
SOLEShares40M
TypePRN
Market value$47.14M
1.79%
Sole
40M
Shared
0.00
None
0.00
UNITY SOFTWARE INC
SOLEShares55M
TypePRN
Market value$43.81M
1.66%
Sole
55M
Shared
0.00
None
0.00
ETSY INC
SOLEShares95M
TypePRN
Market value$43.42M
1.65%
Sole
95M
Shared
0.00
None
0.00
REPLIGEN CORP
SOLEShares60.50M
TypePRN
Market value$39.14M
1.48%
Sole
60.50M
Shared
0.00
None
0.00
DISH NETWORK CORPORATION
SOLEShares52M
TypePRN
Market value$34.97M
1.33%
Sole
52M
Shared
0.00
None
0.00
ALARM COM HLDGS INC
SOLEShares40M
TypePRN
Market value$34.76M
1.32%
Sole
40M
Shared
0.00
None
0.00
RBC BEARINGS INC
SOLEShares310K
TypeSH
Market value$34.13M
1.29%
Sole
310K
Shared
0.00
None
0.00
BLACKLINE INC
SOLEShares38.50M
TypePRN
Market value$33.35M
1.26%
Sole
38.50M
Shared
0.00
None
0.00
GUIDEWIRE SOFTWARE INC
SOLEShares32.50M
TypePRN
Market value$33.09M
1.25%
Sole
32.50M
Shared
0.00
None
0.00
AFFIRM HLDGS INC
SOLEShares41.30M
TypePRN
Market value$31.03M
1.18%
Sole
41.30M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 7.33M | SH | $315.73M 11.97% | 7.33M | 0.00 | 0.00 |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 3M | SH | $231.47M 8.78% | 3M | 0.00 | 0.00 |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 2.30M | SH | $167.67M 6.36% | 2.30M | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 90.40M | PRN | $107.07M 4.06% | 90.40M | 0.00 | 0.00 |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 1.29M | SH | $89.57M 3.40% | 1.29M | 0.00 | 0.00 |
NISOURCE INCSOLE | UNIT 12/01/2023 | 900K | SH | $87.70M 3.33% | 900K | 0.00 | 0.00 |
SNAP INCSOLE | NOTE 0.250% 5/0 | 90M | PRN | $83.25M 3.16% | 90M | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | NOTE 0.750% 9/0 | 70M | PRN | $81.94M 3.11% | 70M | 0.00 | 0.00 |
NICE SYS INCSOLE | NOTE 1.250% 1/1 | 38.16M | PRN | $77.28M 2.93% | 38.16M | 0.00 | 0.00 |
CNX RES CORPSOLE | COM | 2.51M | SH | $56.73M 2.15% | 2.51M | 0.00 | 0.00 |
PELOTON INTERACTIVE INCSOLE | NOTE 2/1 | 73.50M | PRN | $55.68M 2.11% | 73.50M | 0.00 | 0.00 |
SPOTIFY USA INCSOLE | NOTE 3/1 | 60.59M | PRN | $51.72M 1.96% | 60.59M | 0.00 | 0.00 |
CHART INDS INCSOLE | 6.75DP CNV PFD B | 740K | SH | $49.34M 1.87% | 740K | 0.00 | 0.00 |
GUARDANT HEALTH INCSOLE | NOTE 11/1 | 68.50M | PRN | $47.44M 1.80% | 68.50M | 0.00 | 0.00 |
SPLUNK INCSOLE | NOTE 1.125% 6/1 | 50M | PRN | $47.42M 1.80% | 50M | 0.00 | 0.00 |
DATADOG INCSOLE | NOTE 0.125% 6/1 | 40M | PRN | $47.14M 1.79% | 40M | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 55M | PRN | $43.81M 1.66% | 55M | 0.00 | 0.00 |
ETSY INCSOLE | NOTE 0.125%10/0 | 95M | PRN | $43.42M 1.65% | 95M | 0.00 | 0.00 |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 60.50M | PRN | $39.14M 1.48% | 60.50M | 0.00 | 0.00 |
DISH NETWORK CORPORATIONSOLE | NOTE 12/1 | 52M | PRN | $34.97M 1.33% | 52M | 0.00 | 0.00 |
ALARM COM HLDGS INCSOLE | NOTE 1/1 | 40M | PRN | $34.76M 1.32% | 40M | 0.00 | 0.00 |
RBC BEARINGS INCSOLE | 5% CNV PFD SR A | 310K | SH | $34.13M 1.29% | 310K | 0.00 | 0.00 |
BLACKLINE INCSOLE | NOTE 3/1 | 38.50M | PRN | $33.35M 1.26% | 38.50M | 0.00 | 0.00 |
GUIDEWIRE SOFTWARE INCSOLE | NOTE 1.250% 3/1 | 32.50M | PRN | $33.09M 1.25% | 32.50M | 0.00 | 0.00 |
AFFIRM HLDGS INCSOLE | NOTE 11/1 | 41.30M | PRN | $31.03M 1.18% | 41.30M | 0.00 | 0.00 |
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