AEQUIM ALTERNATIVE INVESTMENTS LP

Filed: 5/12/2023ACC: 0001420506-23-001025

📋 What this filing means

AEQUIM ALTERNATIVE INVESTMENTS LP filed this quarterly 13F‑HR report disclosing 120 equity positions with a total reported market value of $3.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

120

Positions

$3.15B

Total AUM (reported)

1.69B

Total Shares

Allocation by class

*W EXP 02/09/202$411.53M13.1%

COM$269.14M8.6%

UNIT 08/16/2023$238.39M7.6%

*W EXP 08/03/202$235.75M7.5%

NOTE 0.750% 7/0$155.27M4.9%

NOTE 3/1$116.62M3.7%

NOTE 1.250% 1/1$104.35M3.3%

Portfolio Concentration

Top 3$669.72M21.3%

4–10$739.19M23.5%

11–25$775.68M24.7%

Rest$961.63M30.6%

Top 3 weight

21.3%

Top 10 weight

44.8%

Voting Authority Distribution

Total shares with voting rights: 1.69B

Sole

Full voting authority

1.69B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole120

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings120

Rows:

PG&E CORP

SOLE

UNIT 08/16/2023

Shares1.82M

TypeSH

Market value$238.39M

7.58%

Sole

1.82M

Shared

0.00

None

0.00

OCCIDENTAL PETE CORP

SOLE

*W EXP 08/03/202

Shares5.75M

TypeSH

Market value$235.75M

7.49%

Sole

5.75M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares3M

TypeSH

Market value$195.57M

6.22%

Sole

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.750% 7/0

Shares69.23M

TypePRN

Market value$155.27M

4.94%

Sole

69.23M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares2.30M

TypeSH

Market value$141.16M

4.49%

Sole

2.30M

Shared

0.00

None

0.00

NICE SYS INC

SOLE

NOTE 1.250% 1/1

Shares38.16M

TypePRN

Market value$104.35M

3.32%

Sole

38.16M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares90.40M

TypePRN

Market value$91.33M

2.90%

Sole

90.40M

Shared

0.00

None

0.00

ETSY INC

SOLE

NOTE 0.125%10/0

Shares95M

TypePRN

Market value$82.87M

2.63%

Sole

95M

Shared

0.00

None

0.00

NISOURCE INC

SOLE

UNIT 12/01/2023

Shares787.50K

TypeSH

Market value$82.26M

2.61%

Sole

787.50K

Shared

0.00

None

0.00

ZILLOW GROUP INC

SOLE

NOTE 0.750% 9/0

Shares70M

TypePRN

Market value$81.94M

2.60%

Sole

70M

Shared

0.00

None

0.00

SNAP INC

SOLE

NOTE 0.250% 5/0

Shares85M

TypePRN

Market value$80.67M

2.56%

Sole

85M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares1.29M

TypeSH

Market value$74.80M

2.38%

Sole

1.29M

Shared

0.00

None

0.00

EQT CORP

SOLE

COM

Shares2.08M

TypeSH

Market value$66.48M

2.11%

Sole

2.08M

Shared

0.00

None

0.00

PEGASYSTEMS INC

SOLE

NOTE 0.750% 3/0

Shares65M

TypePRN

Market value$57.95M

1.84%

Sole

65M

Shared

0.00

None

0.00

PELOTON INTERACTIVE INC

SOLE

NOTE 2/1

Shares73.50M

TypePRN

Market value$56.17M

1.79%

Sole

73.50M

Shared

0.00

None

0.00

DANAHER CORPORATION

SOLE

COM

Shares217.50K

TypeSH

Market value$54.82M

1.74%

Sole

217.50K

Shared

0.00

None

0.00

GUIDEWIRE SOFTWARE INC

SOLE

NOTE 1.250% 3/1

Shares51M

TypePRN

Market value$49.95M

1.59%

Sole

51M

Shared

0.00

None

0.00

SPOTIFY USA INC

SOLE

NOTE 3/1

Shares57.90M

TypePRN

Market value$48.75M

1.55%

Sole

57.90M

Shared

0.00

None

0.00

GUARDANT HEALTH INC

SOLE

NOTE 11/1

Shares68.50M

TypePRN

Market value$46.26M

1.47%

Sole

68.50M

Shared

0.00

None

0.00

REPLIGEN CORP

SOLE

NOTE 0.375% 7/1

Shares60.50M

TypePRN

Market value$45.61M

1.45%

Sole

60.50M

Shared

0.00

None

0.00

CLARIVATE PLC

SOLE

5.25% PFD CONV A

Shares1M

TypeSH

Market value$41.07M

1.31%

Sole

Shared

0.00

None

0.00

CNX RES CORP

SOLE

COM

Shares2.51M

TypeSH

Market value$40.25M

1.28%

Sole

2.51M

Shared

0.00

None

0.00

ENPHASE ENERGY INC

SOLE

NOTE 0.250% 3/0

Shares14.55M

TypePRN

Market value$38.83M

1.23%

Sole

14.55M

Shared

0.00

None

0.00

CHART INDS INC

SOLE

6.75DP CNV PFD B

Shares700K

TypeSH

Market value$37.44M

1.19%

Sole

700K

Shared

0.00

None

0.00

UNITY SOFTWARE INC

SOLE

NOTE 11/1

Shares47M

TypePRN

Market value$36.64M

1.16%

Sole

47M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
PG&E CORPSOLE	UNIT 08/16/2023	1.82M	SH	$238.39M 7.58%	1.82M
OCCIDENTAL PETE CORPSOLE	*W EXP 08/03/202	5.75M	SH	$235.75M 7.49%	5.75M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	3M	SH	$195.57M 6.22%	3M
PALO ALTO NETWORKS INCSOLE	NOTE 0.750% 7/0	69.23M	PRN	$155.27M 4.94%	69.23M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	2.30M	SH	$141.16M 4.49%	2.30M
NICE SYS INCSOLE	NOTE 1.250% 1/1	38.16M	PRN	$104.35M 3.32%	38.16M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	90.40M	PRN	$91.33M 2.90%	90.40M
ETSY INCSOLE	NOTE 0.125%10/0	95M	PRN	$82.87M 2.63%	95M
NISOURCE INCSOLE	UNIT 12/01/2023	787.50K	SH	$82.26M 2.61%	787.50K
ZILLOW GROUP INCSOLE	NOTE 0.750% 9/0	70M	PRN	$81.94M 2.60%	70M
SNAP INCSOLE	NOTE 0.250% 5/0	85M	PRN	$80.67M 2.56%	85M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	1.29M	SH	$74.80M 2.38%	1.29M
EQT CORPSOLE	COM	2.08M	SH	$66.48M 2.11%	2.08M
PEGASYSTEMS INCSOLE	NOTE 0.750% 3/0	65M	PRN	$57.95M 1.84%	65M
PELOTON INTERACTIVE INCSOLE	NOTE 2/1	73.50M	PRN	$56.17M 1.79%	73.50M
DANAHER CORPORATIONSOLE	COM	217.50K	SH	$54.82M 1.74%	217.50K
GUIDEWIRE SOFTWARE INCSOLE	NOTE 1.250% 3/1	51M	PRN	$49.95M 1.59%	51M
SPOTIFY USA INCSOLE	NOTE 3/1	57.90M	PRN	$48.75M 1.55%	57.90M
GUARDANT HEALTH INCSOLE	NOTE 11/1	68.50M	PRN	$46.26M 1.47%	68.50M
REPLIGEN CORPSOLE	NOTE 0.375% 7/1	60.50M	PRN	$45.61M 1.45%	60.50M
CLARIVATE PLCSOLE	5.25% PFD CONV A	1M	SH	$41.07M 1.31%	1M
CNX RES CORPSOLE	COM	2.51M	SH	$40.25M 1.28%	2.51M
ENPHASE ENERGY INCSOLE	NOTE 0.250% 3/0	14.55M	PRN	$38.83M 1.23%	14.55M
CHART INDS INCSOLE	6.75DP CNV PFD B	700K	SH	$37.44M 1.19%	700K
UNITY SOFTWARE INCSOLE	NOTE 11/1	47M	PRN	$36.64M 1.16%	47M

Page 1 of 5

…