AEQUIM ALTERNATIVE INVESTMENTS LP

Filed: 2/14/2023ACC: 0001420506-23-000643

📋 What this filing means

AEQUIM ALTERNATIVE INVESTMENTS LP filed this quarterly 13F‑HR report disclosing 133 equity positions with a total reported market value of $3.68B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

133

Positions

$3.68B

Total AUM (reported)

Total Shares

Allocation by class

*W EXP 02/09/202$533.32M14.5%

COM$280.57M7.6%

UNIT 08/16/2023$241.64M6.6%

*W EXP 08/03/202$221.61M6.0%

NOTE 0.125%10/0$147.20M4.0%

NOTE 3/1$114.77M3.1%

NOTE 0.750% 7/0$109.55M3.0%

Portfolio Concentration

Top 3$715.62M19.5%

4–10$825.18M22.5%

11–25$910.19M24.8%

Rest$1.22B33.3%

Top 3 weight

19.5%

Top 10 weight

41.9%

Voting Authority Distribution

Total shares with voting rights: 2B

Sole

Full voting authority

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole133

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings133

Rows:

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares3M

TypeSH

Market value$252.37M

6.87%

Sole

Shared

0.00

None

0.00

PG&E CORP

SOLE

UNIT 08/16/2023

Shares1.77M

TypeSH

Market value$241.64M

6.57%

Sole

1.77M

Shared

0.00

None

0.00

OCCIDENTAL PETE CORP

SOLE

*W EXP 08/03/202

Shares5.38M

TypeSH

Market value$221.61M

6.03%

Sole

5.38M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares2.29M

TypeSH

Market value$185.21M

5.04%

Sole

2.29M

Shared

0.00

None

0.00

ETSY INC

SOLE

NOTE 0.125%10/0

Shares95M

TypeSH

Market value$147.20M

4.00%

Sole

95M

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.750% 7/0

Shares69.23M

TypeSH

Market value$109.55M

2.98%

Sole

69.23M

Shared

0.00

None

0.00

REPLIGEN CORP

SOLE

NOTE 0.375% 7/1

Shares60.50M

TypeSH

Market value$96.33M

2.62%

Sole

60.50M

Shared

0.00

None

0.00

LIBERTY MEDIA CORP DEL

SOLE

NOTE 1.375%10/1

Shares77.46M

TypeSH

Market value$95.78M

2.61%

Sole

77.46M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares1.24M

TypeSH

Market value$95.73M

2.60%

Sole

1.24M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares90.40M

TypeSH

Market value$95.37M

2.59%

Sole

90.40M

Shared

0.00

None

0.00

NICE SYS INC

SOLE

NOTE 1.250% 1/1

Shares38.16M

TypeSH

Market value$87.54M

2.38%

Sole

38.16M

Shared

0.00

None

0.00

EQT CORP

SOLE

COM

Shares2.35M

TypeSH

Market value$79.43M

2.16%

Sole

2.35M

Shared

0.00

None

0.00

SNAP INC

SOLE

NOTE 0.250% 5/0

Shares85M

TypeSH

Market value$77.31M

2.10%

Sole

85M

Shared

0.00

None

0.00

ZILLOW GROUP INC

SOLE

NOTE 0.750% 9/0

Shares70M

TypeSH

Market value$72.73M

1.98%

Sole

70M

Shared

0.00

None

0.00

COUPA SOFTWARE INC

SOLE

NOTE 0.125% 6/1

Shares74.50M

TypeSH

Market value$72.36M

1.97%

Sole

74.50M

Shared

0.00

None

0.00

NISOURCE INC

SOLE

UNIT 12/01/2023

Shares640K

TypeSH

Market value$66.83M

1.82%

Sole

640K

Shared

0.00

None

0.00

PEGASYSTEMS INC

SOLE

NOTE 0.750% 3/0

Shares70M

TypeSH

Market value$60.68M

1.65%

Sole

70M

Shared

0.00

None

0.00

PELOTON INTERACTIVE INC

SOLE

NOTE 2/1

Shares83.50M

TypeSH

Market value$59.60M

1.62%

Sole

83.50M

Shared

0.00

None

0.00

CARNIVAL CORP

SOLE

NOTE 5.750% 4/0

Shares48.45M

TypeSH

Market value$52.05M

1.42%

Sole

48.45M

Shared

0.00

None

0.00

NEXTERA ENERGY INC

SOLE

UNIT 03/01/2023

Shares975K

TypeSH

Market value$49.43M

1.34%

Sole

975K

Shared

0.00

None

0.00

ENPHASE ENERGY INC

SOLE

NOTE 0.250% 3/0

Shares14.55M

TypeSH

Market value$47.88M

1.30%

Sole

14.55M

Shared

0.00

None

0.00

GUIDEWIRE SOFTWARE INC

SOLE

NOTE 1.250% 3/1

Shares51M

TypeSH

Market value$47.46M

1.29%

Sole

51M

Shared

0.00

None

0.00

SPOTIFY USA INC

SOLE

NOTE 3/1

Shares57.90M

TypeSH

Market value$46.90M

1.28%

Sole

57.90M

Shared

0.00

None

0.00

UNITED STATES STL CORP

SOLE

NOTE 5.000%11/0

Shares22.50M

TypeSH

Market value$45.11M

1.23%

Sole

22.50M

Shared

0.00

None

0.00

CNX RES CORP

SOLE

COM

Shares2.66M

TypeSH

Market value$44.88M

1.22%

Sole

2.66M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	3M	SH	$252.37M 6.87%	3M
PG&E CORPSOLE	UNIT 08/16/2023	1.77M	SH	$241.64M 6.57%	1.77M
OCCIDENTAL PETE CORPSOLE	*W EXP 08/03/202	5.38M	SH	$221.61M 6.03%	5.38M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	2.29M	SH	$185.21M 5.04%	2.29M
ETSY INCSOLE	NOTE 0.125%10/0	95M	SH	$147.20M 4.00%	95M
PALO ALTO NETWORKS INCSOLE	NOTE 0.750% 7/0	69.23M	SH	$109.55M 2.98%	69.23M
REPLIGEN CORPSOLE	NOTE 0.375% 7/1	60.50M	SH	$96.33M 2.62%	60.50M
LIBERTY MEDIA CORP DELSOLE	NOTE 1.375%10/1	77.46M	SH	$95.78M 2.61%	77.46M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	1.24M	SH	$95.73M 2.60%	1.24M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	90.40M	SH	$95.37M 2.59%	90.40M
NICE SYS INCSOLE	NOTE 1.250% 1/1	38.16M	SH	$87.54M 2.38%	38.16M
EQT CORPSOLE	COM	2.35M	SH	$79.43M 2.16%	2.35M
SNAP INCSOLE	NOTE 0.250% 5/0	85M	SH	$77.31M 2.10%	85M
ZILLOW GROUP INCSOLE	NOTE 0.750% 9/0	70M	SH	$72.73M 1.98%	70M
COUPA SOFTWARE INCSOLE	NOTE 0.125% 6/1	74.50M	SH	$72.36M 1.97%	74.50M
NISOURCE INCSOLE	UNIT 12/01/2023	640K	SH	$66.83M 1.82%	640K
PEGASYSTEMS INCSOLE	NOTE 0.750% 3/0	70M	SH	$60.68M 1.65%	70M
PELOTON INTERACTIVE INCSOLE	NOTE 2/1	83.50M	SH	$59.60M 1.62%	83.50M
CARNIVAL CORPSOLE	NOTE 5.750% 4/0	48.45M	SH	$52.05M 1.42%	48.45M
NEXTERA ENERGY INCSOLE	UNIT 03/01/2023	975K	SH	$49.43M 1.34%	975K
ENPHASE ENERGY INCSOLE	NOTE 0.250% 3/0	14.55M	SH	$47.88M 1.30%	14.55M
GUIDEWIRE SOFTWARE INCSOLE	NOTE 1.250% 3/1	51M	SH	$47.46M 1.29%	51M
SPOTIFY USA INCSOLE	NOTE 3/1	57.90M	SH	$46.90M 1.28%	57.90M
UNITED STATES STL CORPSOLE	NOTE 5.000%11/0	22.50M	SH	$45.11M 1.23%	22.50M
CNX RES CORPSOLE	COM	2.66M	SH	$44.88M 1.22%	2.66M

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