AEQUIM ALTERNATIVE INVESTMENTS LP

Filed: 11/14/2022ACC: 0001420506-22-002168

📋 What this filing means

AEQUIM ALTERNATIVE INVESTMENTS LP filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $3.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

135

Positions

$3.46M

Total AUM (reported)

2.08B

Total Shares

Allocation by class

*W EXP 02/09/202$426.4K12.3%

COM$288.0K8.3%

UNIT 08/16/2023$182.2K5.3%

NOTE 3/1$174.7K5.0%

NOTE 0.750% 7/0$132.2K3.8%

NOTE 0.125%10/0$123.8K3.6%

*W EXP 08/03/202$118.9K3.4%

Portfolio Concentration

Top 3$523.6K15.1%

4–10$761.2K22.0%

11–25$946.0K27.3%

Rest$1.23M35.5%

Top 3 weight

15.1%

Top 10 weight

37.1%

Voting Authority Distribution

Total shares with voting rights: 2.08B

Sole

Full voting authority

2.08B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole135

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings135

Rows:

PG&E CORP

SOLE

UNIT 08/16/2023

Shares1.60M

TypeSH

Market value$182.2K

5.27%

Sole

1.60M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares2.26M

TypeSH

Market value$180.5K

5.22%

Sole

2.26M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares2.11M

TypeSH

Market value$160.9K

4.65%

Sole

2.11M

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.750% 7/0

Shares71.23M

TypePRN

Market value$132.2K

3.82%

Sole

71.23M

Shared

0.00

None

0.00

ETSY INC

SOLE

NOTE 0.125%10/0

Shares92.50M

TypePRN

Market value$123.8K

3.58%

Sole

92.50M

Shared

0.00

None

0.00

OCCIDENTAL PETE CORP

SOLE

*W EXP 08/03/202

Shares3M

TypeSH

Market value$118.9K

3.44%

Sole

Shared

0.00

None

0.00

REPLIGEN CORP

SOLE

NOTE 0.375% 7/1

Shares62.50M

TypePRN

Market value$108.3K

3.13%

Sole

62.50M

Shared

0.00

None

0.00

LIBERTY MEDIA CORP DEL

SOLE

NOTE 1.375%10/1

Shares77.46M

TypePRN

Market value$94.1K

2.72%

Sole

77.46M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

NOTE 0.125% 5/0

Shares90.40M

TypePRN

Market value$92.3K

2.67%

Sole

90.40M

Shared

0.00

None

0.00

EQT CORP

SOLE

COM

Shares2.25M

TypeSH

Market value$91.7K

2.65%

Sole

2.25M

Shared

0.00

None

0.00

NICE SYS INC

SOLE

NOTE 1.250% 1/1

Shares38.16M

TypePRN

Market value$86.1K

2.49%

Sole

38.16M

Shared

0.00

None

0.00

CHESAPEAKE ENERGY CORP

SOLE

*W EXP 02/09/202

Shares1.16M

TypeSH

Market value$85.0K

2.46%

Sole

1.16M

Shared

0.00

None

0.00

SNAP INC

SOLE

NOTE 0.250% 5/0

Shares85M

TypePRN

Market value$77.6K

2.24%

Sole

85M

Shared

0.00

None

0.00

TWITTER INC

SOLE

NOTE 0.250% 6/1

Shares75.50M

TypePRN

Market value$76.8K

2.22%

Sole

75.50M

Shared

0.00

None

0.00

ZILLOW GROUP INC

SOLE

NOTE 0.750% 9/0

Shares70M

TypePRN

Market value$69.8K

2.02%

Sole

70M

Shared

0.00

None

0.00

NISOURCE INC

SOLE

UNIT 12/01/2023

Shares640K

TypeSH

Market value$64.4K

1.86%

Sole

640K

Shared

0.00

None

0.00

CLOUDFLARE INC

SOLE

NOTE 0.750% 5/1

Shares38M

TypePRN

Market value$61.2K

1.77%

Sole

38M

Shared

0.00

None

0.00

COUPA SOFTWARE INC

SOLE

NOTE 0.125% 6/1

Shares72M

TypePRN

Market value$61.1K

1.77%

Sole

72M

Shared

0.00

None

0.00

TWITTER INC

SOLE

NOTE 3/1

Shares65.50M

TypePRN

Market value$60.3K

1.74%

Sole

65.50M

Shared

0.00

None

0.00

PEGASYSTEMS INC

SOLE

NOTE 0.750% 3/0

Shares70M

TypePRN

Market value$57.0K

1.65%

Sole

70M

Shared

0.00

None

0.00

PELOTON INTERACTIVE INC

SOLE

NOTE 2/1

Shares83.50M

TypePRN

Market value$56.8K

1.64%

Sole

83.50M

Shared

0.00

None

0.00

CARNIVAL CORP

SOLE

NOTE 5.750% 4/0

Shares50M

TypePRN

Market value$50.6K

1.46%

Sole

50M

Shared

0.00

None

0.00

GUARDANT HEALTH INC

SOLE

NOTE 11/1

Shares65M

TypePRN

Market value$47.6K

1.38%

Sole

65M

Shared

0.00

None

0.00

GUIDEWIRE SOFTWARE INC

SOLE

NOTE 1.250% 3/1

Shares51M

TypePRN

Market value$46.0K

1.33%

Sole

51M

Shared

0.00

None

0.00

SPOTIFY USA INC

SOLE

NOTE 3/1

Shares57.90M

TypePRN

Market value$45.7K

1.32%

Sole

57.90M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
PG&E CORPSOLE	UNIT 08/16/2023	1.60M	SH	$182.2K 5.27%	1.60M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	2.26M	SH	$180.5K 5.22%	2.26M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	2.11M	SH	$160.9K 4.65%	2.11M
PALO ALTO NETWORKS INCSOLE	NOTE 0.750% 7/0	71.23M	PRN	$132.2K 3.82%	71.23M
ETSY INCSOLE	NOTE 0.125%10/0	92.50M	PRN	$123.8K 3.58%	92.50M
OCCIDENTAL PETE CORPSOLE	*W EXP 08/03/202	3M	SH	$118.9K 3.44%	3M
REPLIGEN CORPSOLE	NOTE 0.375% 7/1	62.50M	PRN	$108.3K 3.13%	62.50M
LIBERTY MEDIA CORP DELSOLE	NOTE 1.375%10/1	77.46M	PRN	$94.1K 2.72%	77.46M
AKAMAI TECHNOLOGIES INCSOLE	NOTE 0.125% 5/0	90.40M	PRN	$92.3K 2.67%	90.40M
EQT CORPSOLE	COM	2.25M	SH	$91.7K 2.65%	2.25M
NICE SYS INCSOLE	NOTE 1.250% 1/1	38.16M	PRN	$86.1K 2.49%	38.16M
CHESAPEAKE ENERGY CORPSOLE	*W EXP 02/09/202	1.16M	SH	$85.0K 2.46%	1.16M
SNAP INCSOLE	NOTE 0.250% 5/0	85M	PRN	$77.6K 2.24%	85M
TWITTER INCSOLE	NOTE 0.250% 6/1	75.50M	PRN	$76.8K 2.22%	75.50M
ZILLOW GROUP INCSOLE	NOTE 0.750% 9/0	70M	PRN	$69.8K 2.02%	70M
NISOURCE INCSOLE	UNIT 12/01/2023	640K	SH	$64.4K 1.86%	640K
CLOUDFLARE INCSOLE	NOTE 0.750% 5/1	38M	PRN	$61.2K 1.77%	38M
COUPA SOFTWARE INCSOLE	NOTE 0.125% 6/1	72M	PRN	$61.1K 1.77%	72M
TWITTER INCSOLE	NOTE 3/1	65.50M	PRN	$60.3K 1.74%	65.50M
PEGASYSTEMS INCSOLE	NOTE 0.750% 3/0	70M	PRN	$57.0K 1.65%	70M
PELOTON INTERACTIVE INCSOLE	NOTE 2/1	83.50M	PRN	$56.8K 1.64%	83.50M
CARNIVAL CORPSOLE	NOTE 5.750% 4/0	50M	PRN	$50.6K 1.46%	50M
GUARDANT HEALTH INCSOLE	NOTE 11/1	65M	PRN	$47.6K 1.38%	65M
GUIDEWIRE SOFTWARE INCSOLE	NOTE 1.250% 3/1	51M	PRN	$46.0K 1.33%	51M
SPOTIFY USA INCSOLE	NOTE 3/1	57.90M	PRN	$45.7K 1.32%	57.90M

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