AEG HOLDINGS, LLC (Chief Executive Officer) exercised options at LUMINAR TECHNOLOGIES, INC./DE

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

AEG HOLDINGS, LLC

Filed: 2/1/2022ACC: 0000899243-22-003906

InsiderAEG HOLDINGS, LLCCIK 1694360

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IssuerLUMINAR TECHNOLOGIES, INC./DECIK 1758057

DirectorOfficer10% Owner· Chief Executive Officer

Since Jan 2019

-985.88K

Net shares

Net seller

$15.94M

Total sold

Open market trades

0B · 0S

Total transactions

1.39M acquired · 2.37M disposed

Non-Derivative Transactions2

Class A Common Stock, par value $0.0001 per share

Indirect

M · Option Exercise

+1.39M

Price / share

$11.50

Trade value

$15.94M

% of position

33.1%

1/20/2022

4.18M→5.57M

Class A Common Stock, par value $0.0001 per share

Indirect

F · Tax Withholding

−985.88K

Price / share

$16.17

Trade value

$15.94M

% of position

17.7%

1/20/2022

5.57M→4.58M

Total

Net shares

+400.44K

Net value

$977.05

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, par value $0.0001 per share Indirect	1/20/2022	M · Option Exercise	+1.39M	$11.50	$15.94M	33.1%	4.18M	5.57M
Class A Common Stock, par value $0.0001 per share Indirect	1/20/2022	F · Tax Withholding	−985.88K	$16.17	$15.94M	17.7%	5.57M	4.58M
Total			+400.44K		$977.05

Derivative Transactions1

Warrants to Purchase Shares of Class A Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock, par value $0.0001 per share

1.39M shares

−1.39M

Strike price

11.50

Held after

0.00

Exercisable

—

1/20/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants to Purchase Shares of Class A Common Stock Indirect	Class A Common Stock, par value $0.0001 per share1.39M shares	1/20/2022	M · Option Exercise	−1.39M	11.50	—	0.00

Non-Derivative Holdings (Post-Transaction)4

Class A Common Stock, par value $0.0001 per share

Direct

Shares owned12.69K

Class A Common Stock, par value $0.0001 per share

Indirect

Shares owned150K

Class A Common Stock, par value $0.0001 per share

Indirect

Shares owned248.15K

Class A Common Stock, par value $0.0001 per share

Indirect

Shares owned152.53K

Total

12.69K direct·550.68K indirect563.37K

Security Title	Shares Owned	Ownership Type
Class A Common Stock, par value $0.0001 per share	12.69K	Direct
Class A Common Stock, par value $0.0001 per share	150K	Indirect
Class A Common Stock, par value $0.0001 per share	248.15K	Indirect
Class A Common Stock, par value $0.0001 per share	152.53K	Indirect
Total	563.37K	12.69K direct·550.68K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported