AEG HOLDINGS, LLC (Chief Executive Officer) reported 7 transactions at LUMINAR TECHNOLOGIES, INC./DE

Review the transaction codes below to understand the nature of each event.

AEG HOLDINGS, LLC

Filed: 6/8/2021ACC: 0000899243-21-022587

InsiderAEG HOLDINGS, LLCCIK 1694360

→

IssuerLUMINAR TECHNOLOGIES, INC./DECIK 1758057

DirectorOfficer10% Owner· Chief Executive Officer

Since Jan 2019

-8.16M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

1.94M acquired · 10.09M disposed

Non-Derivative Transactions7

Class A Common Stock

Indirect

J · J

−758.42K

Price / share

—

Trade value

—

% of position

37.7%

5/18/2021

2.01M→1.25M

Class A Common Stock

Indirect

J · J

+122.53K

Price / share

—

Trade value

—

% of position

New position

5/18/2021

0.00→122.53K

Class A Common Stock

Indirect

J · J

+98.14K

Price / share

—

Trade value

—

% of position

New position

5/18/2021

0.00→98.14K

Class A Common Stock

Indirect

J · J

−6M

Price / share

—

Trade value

—

% of position

67.2%

5/31/2021

8.93M→2.93M

Class A Common Stock

Indirect

J · J

+30K

Price / share

—

Trade value

—

% of position

24.5%

5/31/2021

122.53K→152.53K

Class A Common Stock

Indirect

J · J

+150K

Price / share

—

Trade value

—

% of position

152.8%

5/31/2021

98.14K→248.15K

Class A Common Stock

Indirect

J · J

+150K

Price / share

—

Trade value

—

% of position

New position

5/31/2021

0.00→150K

Total

Net shares

−6.21M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	5/18/2021	J · J	−758.42K	—	—	37.7%	2.01M	1.25M
Class A Common Stock Indirect	5/18/2021	J · J	+122.53K	—	—	New position	0.00	122.53K
Class A Common Stock Indirect	5/18/2021	J · J	+98.14K	—	—	New position	0.00	98.14K
Class A Common Stock Indirect	5/31/2021	J · J	−6M	—	—	67.2%	8.93M	2.93M
Class A Common Stock Indirect	5/31/2021	J · J	+30K	—	—	24.5%	122.53K	152.53K
Class A Common Stock Indirect	5/31/2021	J · J	+150K	—	—	152.8%	98.14K	248.15K
Class A Common Stock Indirect	5/31/2021	J · J	+150K	—	—	New position	0.00	150K
Total			−6.21M		$0.00

Derivative Transactions2

Warrants to Purchase Shares of Class A Common Stock

Indirect

J · J

Converts to

Class A Common Stock

3.33M shares

−3.33M

Strike price

11.50

Held after

0.00

Exercisable

—

2/11/2021

Warrants to Purchase Shares of Class A Common Stock

Indirect

J · J

Converts to

Class A Common Stock

1.39M shares

+1.39M

Strike price

11.50

Held after

1.39M

Exercisable

—

2/11/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants to Purchase Shares of Class A Common Stock Indirect	Class A Common Stock3.33M shares	2/11/2021	J · J	−3.33M	11.50	—	0.00
Warrants to Purchase Shares of Class A Common Stock Indirect	Class A Common Stock1.39M shares	2/11/2021	J · J	+1.39M	11.50	—	1.39M