Filed: 10/11/2023ACC: 0001697723-23-000005
📋 What this filing means
AE WEALTH MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1933 equity positions with a total reported market value of $16.73B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1933
Positions
$16.73B
Total AUM (reported)
301.72M
Total Shares
Allocation by class
COM$5.05B30.2%
PORTFOLIO S&P500$366.15M2.2%
CORE S&P500 ETF$307.63M1.8%
S&P 500 ETF SHS$299.96M1.8%
BLOOMBERG 1-3 MO$299.89M1.8%
TR UNIT$294.93M1.8%
CL A$271.73M1.6%
Portfolio Concentration
Top 3$1.18B7.0%
4–10$1.80B10.8%
11–25$1.80B10.7%
Rest$11.96B71.5%
Top 3 weight
7.0%
Top 10 weight
17.8%
Voting Authority Distribution
Total shares with voting rights: 301.72M
Sole
Full voting authority
755.69K
shares
% of voting shares0.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
300.96M
shares
% of voting shares99.7%
Investment Discretion (by position count)
Sole1757
Shared0
Other176
Dominant voting typeNone · 99.7% of voting shares
Institutional Holdings1933
Rows:
APPLE INC
OTRShares2.87M
TypeSH
Market value$491.99M
2.94%
Sole
9.46K
Shared
0.00
None
2.86M
SPDR SER TR
SOLEShares7.29M
TypeSH
Market value$366.15M
2.19%
Sole
216.00
Shared
0.00
None
7.28M
MICROSOFT CORP
OTRShares1M
TypeSH
Market value$317.21M
1.90%
Sole
850.00
Shared
0.00
None
1M
ISHARES TR
SOLEShares716.36K
TypeSH
Market value$307.63M
1.84%
Sole
566.00
Shared
0.00
None
715.79K
VANGUARD INDEX FDS
SOLEShares763.83K
TypeSH
Market value$299.96M
1.79%
Sole
2.23K
Shared
0.00
None
761.60K
SPDR SER TR
SOLEShares3.27M
TypeSH
Market value$299.89M
1.79%
Sole
27.00
Shared
0.00
None
3.27M
SPDR S&P 500 ETF TR
SOLEShares820.48K
TypeSH
Market value$292.09M
1.75%
Sole
5.59K
Shared
0.00
None
814.89K
INVESCO QQQ TR
SOLEShares675.73K
TypeSH
Market value$242.09M
1.45%
Sole
6.25K
Shared
0.00
None
669.48K
ISHARES TR
SOLEShares1.87M
TypeSH
Market value$188.10M
1.12%
Sole
45.00
Shared
0.00
None
1.87M
ISHARES TR
SOLEShares1.12M
TypeSH
Market value$172.99M
1.03%
Sole
1.70K
Shared
0.00
None
1.12M
AMAZON COM INC
OTRShares1.35M
TypeSH
Market value$172.22M
1.03%
Sole
3.40K
Shared
0.00
None
1.35M
DIMENSIONAL ETF TRUST
SOLEShares6.12M
TypeSH
Market value$169.89M
1.02%
Sole
0.00
Shared
0.00
None
6.12M
NVIDIA CORPORATION
OTRShares328.61K
TypeSH
Market value$142.94M
0.85%
Sole
245.00
Shared
0.00
None
328.36K
ISHARES INC
SOLEShares2.70M
TypeSH
Market value$128.43M
0.77%
Sole
1.70K
Shared
0.00
None
2.70M
ALPHABET INC
OTRShares942.01K
TypeSH
Market value$123.27M
0.74%
Sole
1.89K
Shared
0.00
None
940.12K
SPDR SER TR
OTRShares2.06M
TypeSH
Market value$121.89M
0.73%
Sole
84.00
Shared
0.00
None
2.06M
VANGUARD INDEX FDS
SOLEShares434.59K
TypeSH
Market value$118.34M
0.71%
Sole
405.00
Shared
0.00
None
434.19K
ISHARES TR
SOLEShares1.72M
TypeSH
Market value$112.38M
0.67%
Sole
858.00
Shared
0.00
None
1.72M
VANGUARD INDEX FDS
SOLEShares518.49K
TypeSH
Market value$110.13M
0.66%
Sole
260.00
Shared
0.00
None
518.23K
JANUS DETROIT STR TR
SOLEShares2.25M
TypeSH
Market value$108.10M
0.65%
Sole
0.00
Shared
0.00
None
2.25M
VANGUARD SCOTTSDALE FDS
SOLEShares1.83M
TypeSH
Market value$105.45M
0.63%
Sole
475.00
Shared
0.00
None
1.83M
EXXON MOBIL CORP
OTRShares874.30K
TypeSH
Market value$102.80M
0.61%
Sole
840.00
Shared
0.00
None
873.46K
VANGUARD SCOTTSDALE FDS
SOLEShares2.26M
TypeSH
Market value$99.05M
0.59%
Sole
1.32K
Shared
0.00
None
2.26M
ISHARES TR
SOLEShares1.05M
TypeSH
Market value$91.28M
0.55%
Sole
754.00
Shared
0.00
None
1.05M
ISHARES TR
SOLEShares1.04M
TypeSH
Market value$89.47M
0.53%
Sole
497.00
Shared
0.00
None
1.04M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCOTR | COM | 2.87M | SH | $491.99M 2.94% | 9.46K | 0.00 | 2.86M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 7.29M | SH | $366.15M 2.19% | 216.00 | 0.00 | 7.28M |
MICROSOFT CORPOTR | COM | 1M | SH | $317.21M 1.90% | 850.00 | 0.00 | 1M |
ISHARES TRSOLE | CORE S&P500 ETF | 716.36K | SH | $307.63M 1.84% | 566.00 | 0.00 | 715.79K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 763.83K | SH | $299.96M 1.79% | 2.23K | 0.00 | 761.60K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 3.27M | SH | $299.89M 1.79% | 27.00 | 0.00 | 3.27M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 820.48K | SH | $292.09M 1.75% | 5.59K | 0.00 | 814.89K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 675.73K | SH | $242.09M 1.45% | 6.25K | 0.00 | 669.48K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 1.87M | SH | $188.10M 1.12% | 45.00 | 0.00 | 1.87M |
ISHARES TRSOLE | RUS TP200 GR ETF | 1.12M | SH | $172.99M 1.03% | 1.70K | 0.00 | 1.12M |
AMAZON COM INCOTR | COM | 1.35M | SH | $172.22M 1.03% | 3.40K | 0.00 | 1.35M |
DIMENSIONAL ETF TRUSTSOLE | US SUSTAINABILTY | 6.12M | SH | $169.89M 1.02% | 0.00 | 0.00 | 6.12M |
NVIDIA CORPORATIONOTR | COM | 328.61K | SH | $142.94M 0.85% | 245.00 | 0.00 | 328.36K |
ISHARES INCSOLE | CORE MSCI EMKT | 2.70M | SH | $128.43M 0.77% | 1.70K | 0.00 | 2.70M |
ALPHABET INCOTR | CAP STK CL A | 942.01K | SH | $123.27M 0.74% | 1.89K | 0.00 | 940.12K |
SPDR SER TROTR | PRTFLO S&P500 GW | 2.06M | SH | $121.89M 0.73% | 84.00 | 0.00 | 2.06M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 434.59K | SH | $118.34M 0.71% | 405.00 | 0.00 | 434.19K |
ISHARES TRSOLE | RUS TP200 VL ETF | 1.72M | SH | $112.38M 0.67% | 858.00 | 0.00 | 1.72M |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 518.49K | SH | $110.13M 0.66% | 260.00 | 0.00 | 518.23K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 2.25M | SH | $108.10M 0.65% | 0.00 | 0.00 | 2.25M |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 1.83M | SH | $105.45M 0.63% | 475.00 | 0.00 | 1.83M |
EXXON MOBIL CORPOTR | COM | 874.30K | SH | $102.80M 0.61% | 840.00 | 0.00 | 873.46K |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 2.26M | SH | $99.05M 0.59% | 1.32K | 0.00 | 2.26M |
ISHARES TRSOLE | 20 YR TR BD ETF | 1.05M | SH | $91.28M 0.55% | 754.00 | 0.00 | 1.05M |
ISHARES TRSOLE | EAFE GRWTH ETF | 1.04M | SH | $89.47M 0.53% | 497.00 | 0.00 | 1.04M |
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