AE WEALTH MANAGEMENT LLC

Filed: 7/10/2023ACC: 0001697723-23-000004

📋 What this filing means

AE WEALTH MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1886 equity positions with a total reported market value of $16.63B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1886

Positions

$16.63B

Total AUM (reported)

285.29M

Total Shares

Allocation by class

COM$5.06B30.4%

PORTFOLIO S&P500$353.60M2.1%

S&P 500 ETF SHS$328.41M2.0%

CORE S&P500 ETF$322.97M1.9%

TR UNIT$319.38M1.9%

UNIT SER 1$277.16M1.7%

BLOOMBERG 1-3 MO$272.03M1.6%

Portfolio Concentration

Top 3$1.20B7.2%

4–10$1.86B11.2%

11–25$1.83B11.0%

Rest$11.74B70.6%

Top 3 weight

7.2%

Top 10 weight

18.4%

Voting Authority Distribution

Total shares with voting rights: 285.29M

Sole

Full voting authority

732.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

285.29M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1805

Shared0

Other81

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1886

Rows:

APPLE INC

OTR

COM

Shares2.67M

TypeSH

Market value$518.70M

3.12%

Sole

50.00

Shared

0.00

None

2.67M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares6.79M

TypeSH

Market value$353.60M

2.13%

Sole

0.00

Shared

0.00

None

6.79M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares806.35K

TypeSH

Market value$328.41M

1.97%

Sole

6.00

Shared

0.00

None

806.35K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares724.62K

TypeSH

Market value$322.97M

1.94%

Sole

5.00

Shared

0.00

None

724.62K

MICROSOFT CORP

OTR

COM

Shares935.76K

TypeSH

Market value$318.67M

1.92%

Sole

0.00

Shared

0.00

None

935.76K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares868.24K

TypeSH

Market value$316.72M

1.90%

Sole

0.00

Shared

0.00

None

868.24K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares750.25K

TypeSH

Market value$277.16M

1.67%

Sole

0.00

Shared

0.00

None

750.25K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares2.96M

TypeSH

Market value$272.03M

1.64%

Sole

0.00

Shared

0.00

None

2.96M

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares1.15M

TypeSH

Market value$182.98M

1.10%

Sole

0.00

Shared

0.00

None

1.15M

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares1.72M

TypeSH

Market value$173.39M

1.04%

Sole

0.00

Shared

0.00

None

1.72M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares610.16K

TypeSH

Market value$172.65M

1.04%

Sole

0.00

Shared

0.00

None

610.16K

DIMENSIONAL ETF TRUST

SOLE

US SUSTAINABILTY

Shares5.95M

TypeSH

Market value$170.66M

1.03%

Sole

0.00

Shared

0.00

None

5.95M

AMAZON COM INC

SOLE

COM

Shares1.27M

TypeSH

Market value$166.14M

1.00%

Sole

0.00

Shared

0.00

None

1.27M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.84M

TypeSH

Market value$139.81M

0.84%

Sole

0.00

Shared

0.00

None

2.84M

NVIDIA CORPORATION

SOLE

COM

Shares293.14K

TypeSH

Market value$124.01M

0.75%

Sole

0.00

Shared

0.00

None

293.14K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares1.18M

TypeSH

Market value$121.64M

0.73%

Sole

0.00

Shared

0.00

None

1.18M

ISHARES TR

SOLE

RUS TP200 VL ETF

Shares1.76M

TypeSH

Market value$118.58M

0.71%

Sole

0.00

Shared

0.00

None

1.76M

ALPHABET INC

SOLE

CAP STK CL A

Shares897.47K

TypeSH

Market value$107.43M

0.65%

Sole

0.00

Shared

0.00

None

897.47K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares809.89K

TypeSH

Market value$104.44M

0.63%

Sole

0.00

Shared

0.00

None

809.89K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares1.08M

TypeSH

Market value$103.29M

0.62%

Sole

0.00

Shared

0.00

None

1.08M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares725.60K

TypeSH

Market value$103.11M

0.62%

Sole

0.00

Shared

0.00

None

725.60K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares462.88K

TypeSH

Market value$101.96M

0.61%

Sole

30.00

Shared

0.00

None

462.85K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares2.21M

TypeSH

Market value$101.44M

0.61%

Sole

56.00

Shared

0.00

None

2.21M

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares1.74M

TypeSH

Market value$100.73M

0.61%

Sole

0.00

Shared

0.00

None

1.74M

SPDR SER TR

OTR

PRTFLO S&P500 GW

Shares1.58M

TypeSH

Market value$96.10M

0.58%

Sole

0.00

Shared

0.00

None

1.58M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCOTR	COM	2.67M	SH	$518.70M 3.12%	50.00	2.67M
SPDR SER TRSOLE	PORTFOLIO S&P500	6.79M	SH	$353.60M 2.13%	0.00	6.79M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	806.35K	SH	$328.41M 1.97%	6.00	806.35K
ISHARES TRSOLE	CORE S&P500 ETF	724.62K	SH	$322.97M 1.94%	5.00	724.62K
MICROSOFT CORPOTR	COM	935.76K	SH	$318.67M 1.92%	0.00	935.76K
SPDR S&P 500 ETF TRSOLE	TR UNIT	868.24K	SH	$316.72M 1.90%	0.00	868.24K
INVESCO QQQ TRSOLE	UNIT SER 1	750.25K	SH	$277.16M 1.67%	0.00	750.25K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	2.96M	SH	$272.03M 1.64%	0.00	2.96M
ISHARES TRSOLE	RUS TP200 GR ETF	1.15M	SH	$182.98M 1.10%	0.00	1.15M
ISHARES TRSOLE	0-3 MNTH TREASRY	1.72M	SH	$173.39M 1.04%	0.00	1.72M
VANGUARD INDEX FDSSOLE	GROWTH ETF	610.16K	SH	$172.65M 1.04%	0.00	610.16K
DIMENSIONAL ETF TRUSTSOLE	US SUSTAINABILTY	5.95M	SH	$170.66M 1.03%	0.00	5.95M
AMAZON COM INCSOLE	COM	1.27M	SH	$166.14M 1.00%	0.00	1.27M
ISHARES INCSOLE	CORE MSCI EMKT	2.84M	SH	$139.81M 0.84%	0.00	2.84M
NVIDIA CORPORATIONSOLE	COM	293.14K	SH	$124.01M 0.75%	0.00	293.14K
ISHARES TRSOLE	20 YR TR BD ETF	1.18M	SH	$121.64M 0.73%	0.00	1.18M
ISHARES TRSOLE	RUS TP200 VL ETF	1.76M	SH	$118.58M 0.71%	0.00	1.76M
ALPHABET INCSOLE	CAP STK CL A	897.47K	SH	$107.43M 0.65%	0.00	897.47K
ISHARES TRSOLE	RUSSELL 2000 ETF	809.89K	SH	$104.44M 0.63%	0.00	809.89K
ISHARES TRSOLE	EAFE GRWTH ETF	1.08M	SH	$103.29M 0.62%	0.00	1.08M
VANGUARD INDEX FDSSOLE	VALUE ETF	725.60K	SH	$103.11M 0.62%	0.00	725.60K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	462.88K	SH	$101.96M 0.61%	30.00	462.85K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	2.21M	SH	$101.44M 0.61%	56.00	2.21M
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	1.74M	SH	$100.73M 0.61%	0.00	1.74M
SPDR SER TROTR	PRTFLO S&P500 GW	1.58M	SH	$96.10M 0.58%	0.00	1.58M

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