AE WEALTH MANAGEMENT LLC

Filed: 4/14/2023ACC: 0001697723-23-000003

📋 What this filing means

AE WEALTH MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1864 equity positions with a total reported market value of $15.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1864

Positions

$15.54B

Total AUM (reported)

274.49M

Total Shares

Allocation by class

COM$4.60B29.6%

BLOOMBERG 1-3 MO$384.41M2.5%

PORTFOLIO S&P500$337.13M2.2%

CORE S&P500 ETF$329.89M2.1%

S&P 500 ETF SHS$313.98M2.0%

TR UNIT$275.77M1.8%

CL A$252.18M1.6%

Portfolio Concentration

Top 3$1.14B7.4%

4–10$1.77B11.4%

11–25$1.73B11.1%

Rest$10.89B70.1%

Top 3 weight

7.4%

Top 10 weight

18.8%

Voting Authority Distribution

Total shares with voting rights: 274.49M

Sole

Full voting authority

780.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

274.49M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1864

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1864

Rows:

APPLE INC

SOLE

COM

Shares2.56M

TypeSH

Market value$422.78M

2.72%

Sole

50.00

Shared

0.00

None

2.56M

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares4.19M

TypeSH

Market value$384.41M

2.47%

Sole

0.00

Shared

0.00

None

4.19M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares7M

TypeSH

Market value$337.13M

2.17%

Sole

0.00

Shared

0.00

None

ISHARES TR

SOLE

CORE S&P500 ETF

Shares802.50K

TypeSH

Market value$329.89M

2.12%

Sole

5.00

Shared

0.00

None

802.49K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares834.90K

TypeSH

Market value$313.98M

2.02%

Sole

6.00

Shared

0.00

None

834.89K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares832.40K

TypeSH

Market value$274.45M

1.77%

Sole

0.00

Shared

0.00

None

832.40K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares2.26M

TypeSH

Market value$240.32M

1.55%

Sole

0.00

Shared

0.00

None

2.26M

MICROSOFT CORP

SOLE

COM

Shares807.75K

TypeSH

Market value$232.87M

1.50%

Sole

0.00

Shared

0.00

None

807.75K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares655.05K

TypeSH

Market value$210.22M

1.35%

Sole

0.00

Shared

0.00

None

655.05K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares1.23M

TypeSH

Market value$170.88M

1.10%

Sole

0.00

Shared

0.00

None

1.23M

DIMENSIONAL ETF TRUST

SOLE

US SUSTAINABILTY

Shares5.76M

TypeSH

Market value$153.38M

0.99%

Sole

0.00

Shared

0.00

None

5.76M

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares1.48M

TypeSH

Market value$146.88M

0.95%

Sole

0.00

Shared

0.00

None

1.48M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.89M

TypeSH

Market value$141.02M

0.91%

Sole

0.00

Shared

0.00

None

2.89M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares965.66K

TypeSH

Market value$133.37M

0.86%

Sole

0.00

Shared

0.00

None

965.66K

AMAZON COM INC

SOLE

COM

Shares1.23M

TypeSH

Market value$126.86M

0.82%

Sole

0.00

Shared

0.00

None

1.23M

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares502.10K

TypeSH

Market value$125.24M

0.81%

Sole

0.00

Shared

0.00

None

502.10K

EXXON MOBIL CORP

SOLE

COM

Shares1.13M

TypeSH

Market value$123.86M

0.80%

Sole

0.00

Shared

0.00

None

1.13M

ISHARES TR

SOLE

RUS TP200 VL ETF

Shares1.81M

TypeSH

Market value$117.93M

0.76%

Sole

0.00

Shared

0.00

None

1.81M

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares1.15M

TypeSH

Market value$107.88M

0.69%

Sole

0.00

Shared

0.00

None

1.15M

NVIDIA CORPORATION

SOLE

COM

Shares345.08K

TypeSH

Market value$95.85M

0.62%

Sole

0.00

Shared

0.00

None

345.08K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares2.04M

TypeSH

Market value$94.83M

0.61%

Sole

55.00

Shared

0.00

None

2.04M

ISHARES TR

SOLE

SHORT TREAS BD

Shares843.01K

TypeSH

Market value$93.15M

0.60%

Sole

0.00

Shared

0.00

None

843.01K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares2.68M

TypeSH

Market value$91.14M

0.59%

Sole

0.00

Shared

0.00

None

2.68M

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.63M

TypeSH

Market value$90.37M

0.58%

Sole

0.00

Shared

0.00

None

1.63M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares762.81K

TypeSH

Market value$89.58M

0.58%

Sole

0.00

Shared

0.00

None

762.81K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	2.56M	SH	$422.78M 2.72%	50.00	2.56M
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	4.19M	SH	$384.41M 2.47%	0.00	4.19M
SPDR SER TRSOLE	PORTFOLIO S&P500	7M	SH	$337.13M 2.17%	0.00	7M
ISHARES TRSOLE	CORE S&P500 ETF	802.50K	SH	$329.89M 2.12%	5.00	802.49K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	834.90K	SH	$313.98M 2.02%	6.00	834.89K
SPDR S&P 500 ETF TRSOLE	TR UNIT	832.40K	SH	$274.45M 1.77%	0.00	832.40K
ISHARES TRSOLE	20 YR TR BD ETF	2.26M	SH	$240.32M 1.55%	0.00	2.26M
MICROSOFT CORPSOLE	COM	807.75K	SH	$232.87M 1.50%	0.00	807.75K
INVESCO QQQ TRSOLE	UNIT SER 1	655.05K	SH	$210.22M 1.35%	0.00	655.05K
ISHARES TRSOLE	RUS TP200 GR ETF	1.23M	SH	$170.88M 1.10%	0.00	1.23M
DIMENSIONAL ETF TRUSTSOLE	US SUSTAINABILTY	5.76M	SH	$153.38M 0.99%	0.00	5.76M
ISHARES TRSOLE	7-10 YR TRSY BD	1.48M	SH	$146.88M 0.95%	0.00	1.48M
ISHARES INCSOLE	CORE MSCI EMKT	2.89M	SH	$141.02M 0.91%	0.00	2.89M
VANGUARD INDEX FDSSOLE	VALUE ETF	965.66K	SH	$133.37M 0.86%	0.00	965.66K
AMAZON COM INCSOLE	COM	1.23M	SH	$126.86M 0.82%	0.00	1.23M
VANGUARD INDEX FDSSOLE	GROWTH ETF	502.10K	SH	$125.24M 0.81%	0.00	502.10K
EXXON MOBIL CORPSOLE	COM	1.13M	SH	$123.86M 0.80%	0.00	1.13M
ISHARES TRSOLE	RUS TP200 VL ETF	1.81M	SH	$117.93M 0.76%	0.00	1.81M
ISHARES TRSOLE	EAFE GRWTH ETF	1.15M	SH	$107.88M 0.69%	0.00	1.15M
NVIDIA CORPORATIONSOLE	COM	345.08K	SH	$95.85M 0.62%	0.00	345.08K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	2.04M	SH	$94.83M 0.61%	55.00	2.04M
ISHARES TRSOLE	SHORT TREAS BD	843.01K	SH	$93.15M 0.60%	0.00	843.01K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	2.68M	SH	$91.14M 0.59%	0.00	2.68M
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.63M	SH	$90.37M 0.58%	0.00	1.63M
ISHARES TRSOLE	RUSSELL 2000 ETF	762.81K	SH	$89.58M 0.58%	0.00	762.81K

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