AE WEALTH MANAGEMENT LLC

Filed: 1/31/2023ACC: 0001697723-23-000002

📋 What this filing means

AE WEALTH MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1808 equity positions with a total reported market value of $13.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1808

Positions

$13.83B

Total AUM (reported)

254.66M

Total Shares

Allocation by class

COM$4.16B30.1%

BLOOMBERG 1-3 MO$490.13M3.5%

PORTFOLIO S&P500$345.55M2.5%

S&P 500 ETF SHS$299.24M2.2%

CORE S&P500 ETF$280.60M2.0%

CL A$206.43M1.5%

TR UNIT$189.36M1.4%

Portfolio Concentration

Top 3$1.17B8.5%

4–10$1.40B10.1%

11–25$1.46B10.5%

Rest$9.80B70.9%

Top 3 weight

8.5%

Top 10 weight

18.6%

Voting Authority Distribution

Total shares with voting rights: 254.66M

Sole

Full voting authority

218.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

254.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1808

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1808

Rows:

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares5.36M

TypeSH

Market value$490.13M

3.54%

Sole

0.00

Shared

0.00

None

5.36M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares7.68M

TypeSH

Market value$345.55M

2.50%

Sole

0.00

Shared

0.00

None

7.68M

APPLE INC

SOLE

COM

Shares2.62M

TypeSH

Market value$338.26M

2.45%

Sole

0.00

Shared

0.00

None

2.62M

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares851.72K

TypeSH

Market value$299.24M

2.16%

Sole

6.00

Shared

0.00

None

851.71K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares730.32K

TypeSH

Market value$280.60M

2.03%

Sole

5.00

Shared

0.00

None

730.32K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares633.46K

TypeSH

Market value$188.75M

1.36%

Sole

0.00

Shared

0.00

None

633.46K

MICROSOFT CORP

SOLE

COM

Shares746.11K

TypeSH

Market value$178.93M

1.29%

Sole

0.00

Shared

0.00

None

746.11K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares651.86K

TypeSH

Market value$173.58M

1.26%

Sole

0.00

Shared

0.00

None

651.86K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares993.41K

TypeSH

Market value$139.45M

1.01%

Sole

0.00

Shared

0.00

None

993.41K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares1.15M

TypeSH

Market value$139.09M

1.01%

Sole

0.00

Shared

0.00

None

1.15M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares2.62M

TypeSH

Market value$122.54M

0.89%

Sole

0.00

Shared

0.00

None

2.62M

DIMENSIONAL ETF TRUST

SOLE

US CORE EQT MKT

Shares4.50M

TypeSH

Market value$121.60M

0.88%

Sole

0.00

Shared

0.00

None

4.50M

ISHARES TR

SOLE

RUS TP200 VL ETF

Shares1.79M

TypeSH

Market value$116.62M

0.84%

Sole

0.00

Shared

0.00

None

1.79M

EXXON MOBIL CORP

SOLE

COM

Shares1.03M

TypeSH

Market value$113.37M

0.82%

Sole

0.00

Shared

0.00

None

1.03M

COLLABORATIVE INVESTMNT SER

SOLE

MOHR GROWTH ETF

Shares5.14M

TypeSH

Market value$100.75M

0.73%

Sole

0.00

Shared

0.00

None

5.14M

AMAZON COM INC

SOLE

COM

Shares1.13M

TypeSH

Market value$95.25M

0.69%

Sole

0.00

Shared

0.00

None

1.13M

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares2.04M

TypeSH

Market value$92.71M

0.67%

Sole

55.00

Shared

0.00

None

2.04M

ISHARES TR

SOLE

20 YR TR BD ETF

Shares907.96K

TypeSH

Market value$90.40M

0.65%

Sole

0.00

Shared

0.00

None

907.96K

HARTFORD FDS EXCHANGE TRADED

SOLE

TOTAL RTRN ETF

Shares2.72M

TypeSH

Market value$89.88M

0.65%

Sole

0.00

Shared

0.00

None

2.72M

CHEVRON CORP NEW

SOLE

COM

Shares486.26K

TypeSH

Market value$87.28M

0.63%

Sole

0.00

Shared

0.00

None

486.26K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares406.21K

TypeSH

Market value$86.57M

0.63%

Sole

0.00

Shared

0.00

None

406.21K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares1.01M

TypeSH

Market value$86.02M

0.62%

Sole

0.00

Shared

0.00

None

1.01M

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares747.87K

TypeSH

Market value$85.28M

0.62%

Sole

0.00

Shared

0.00

None

747.87K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares1M

TypeSH

Market value$83.91M

0.61%

Sole

0.00

Shared

0.00

None

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares1.64M

TypeSH

Market value$83.13M

0.60%

Sole

0.00

Shared

0.00

None

1.64M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	5.36M	SH	$490.13M 3.54%	0.00	5.36M
SPDR SER TRSOLE	PORTFOLIO S&P500	7.68M	SH	$345.55M 2.50%	0.00	7.68M
APPLE INCSOLE	COM	2.62M	SH	$338.26M 2.45%	0.00	2.62M
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	851.72K	SH	$299.24M 2.16%	6.00	851.71K
ISHARES TRSOLE	CORE S&P500 ETF	730.32K	SH	$280.60M 2.03%	5.00	730.32K
SPDR S&P 500 ETF TRSOLE	TR UNIT	633.46K	SH	$188.75M 1.36%	0.00	633.46K
MICROSOFT CORPSOLE	COM	746.11K	SH	$178.93M 1.29%	0.00	746.11K
INVESCO QQQ TRSOLE	UNIT SER 1	651.86K	SH	$173.58M 1.26%	0.00	651.86K
VANGUARD INDEX FDSSOLE	VALUE ETF	993.41K	SH	$139.45M 1.01%	0.00	993.41K
ISHARES TRSOLE	RUS TP200 GR ETF	1.15M	SH	$139.09M 1.01%	0.00	1.15M
ISHARES INCSOLE	CORE MSCI EMKT	2.62M	SH	$122.54M 0.89%	0.00	2.62M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQT MKT	4.50M	SH	$121.60M 0.88%	0.00	4.50M
ISHARES TRSOLE	RUS TP200 VL ETF	1.79M	SH	$116.62M 0.84%	0.00	1.79M
EXXON MOBIL CORPSOLE	COM	1.03M	SH	$113.37M 0.82%	0.00	1.03M
COLLABORATIVE INVESTMNT SERSOLE	MOHR GROWTH ETF	5.14M	SH	$100.75M 0.73%	0.00	5.14M
AMAZON COM INCSOLE	COM	1.13M	SH	$95.25M 0.69%	0.00	1.13M
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	2.04M	SH	$92.71M 0.67%	55.00	2.04M
ISHARES TRSOLE	20 YR TR BD ETF	907.96K	SH	$90.40M 0.65%	0.00	907.96K
HARTFORD FDS EXCHANGE TRADEDSOLE	TOTAL RTRN ETF	2.72M	SH	$89.88M 0.65%	0.00	2.72M
CHEVRON CORP NEWSOLE	COM	486.26K	SH	$87.28M 0.63%	0.00	486.26K
VANGUARD INDEX FDSSOLE	GROWTH ETF	406.21K	SH	$86.57M 0.63%	0.00	406.21K
ISHARES TRSOLE	ESG AWR MSCI USA	1.01M	SH	$86.02M 0.62%	0.00	1.01M
ISHARES TRSOLE	RUSSELL 2000 ETF	747.87K	SH	$85.28M 0.62%	0.00	747.87K
ISHARES TRSOLE	EAFE GRWTH ETF	1M	SH	$83.91M 0.61%	0.00	1M
SPDR SER TRSOLE	PRTFLO S&P500 GW	1.64M	SH	$83.13M 0.60%	0.00	1.64M

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