Filed: 10/25/2022ACC: 0001697723-22-000005
📋 What this filing means
AE WEALTH MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 1736 equity positions with a total reported market value of $12.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1736
Positions
$12.61M
Total AUM (reported)
238.79M
Total Shares
Allocation by class
COM$3.56M28.2%
BLOOMBERG 1-3 MO$516.4K4.1%
S&P 500 ETF SHS$343.9K2.7%
PORTFOLIO S&P500$336.2K2.7%
CORE S&P500 ETF$257.7K2.0%
CL A$167.6K1.3%
UNIT SER 1$157.0K1.2%
Portfolio Concentration
Top 3$1.20M9.5%
4–10$1.34M10.6%
11–25$1.43M11.3%
Rest$8.64M68.5%
Top 3 weight
9.5%
Top 10 weight
20.1%
Voting Authority Distribution
Total shares with voting rights: 238.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
238.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1736
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1736
Rows:
SPDR SER TR
SOLEShares5.64M
TypeSH
Market value$516.4K
4.09%
Sole
0.00
Shared
0.00
None
5.64M
VANGUARD INDEX FDS
SOLEShares1.05M
TypeSH
Market value$343.9K
2.73%
Sole
0.00
Shared
0.00
None
1.05M
APPLE INC
SOLEShares2.46M
TypeSH
Market value$340.5K
2.70%
Sole
0.00
Shared
0.00
None
2.46M
SPDR SER TR
SOLEShares8.01M
TypeSH
Market value$336.2K
2.67%
Sole
0.00
Shared
0.00
None
8.01M
ISHARES TR
SOLEShares718.55K
TypeSH
Market value$257.7K
2.04%
Sole
0.00
Shared
0.00
None
718.55K
MICROSOFT CORP
SOLEShares761.41K
TypeSH
Market value$177.3K
1.41%
Sole
0.00
Shared
0.00
None
761.41K
INVESCO QQQ TR
SOLEShares587.48K
TypeSH
Market value$157.0K
1.25%
Sole
0.00
Shared
0.00
None
587.48K
ISHARES TR
SOLEShares1.20M
TypeSH
Market value$143.3K
1.14%
Sole
0.00
Shared
0.00
None
1.20M
SPDR S&P 500 ETF TR
SOLEShares536.02K
TypeSH
Market value$142.3K
1.13%
Sole
0.00
Shared
0.00
None
536.02K
AMAZON COM INC
SOLEShares1.11M
TypeSH
Market value$124.9K
0.99%
Sole
0.00
Shared
0.00
None
1.11M
VANGUARD INDEX FDS
SOLEShares565.27K
TypeSH
Market value$120.9K
0.96%
Sole
0.00
Shared
0.00
None
565.27K
ISHARES TR
SOLEShares1.09M
TypeSH
Market value$119.7K
0.95%
Sole
0.00
Shared
0.00
None
1.09M
ISHARES TR
SOLEShares1.88M
TypeSH
Market value$108.2K
0.86%
Sole
0.00
Shared
0.00
None
1.88M
DIMENSIONAL ETF TRUST
SOLEShares4.28M
TypeSH
Market value$107.7K
0.85%
Sole
0.00
Shared
0.00
None
4.28M
ISHARES TR
SOLEShares2.06M
TypeSH
Market value$103.9K
0.82%
Sole
0.00
Shared
0.00
None
2.06M
ISHARES TR
SOLEShares1.24M
TypeSH
Market value$98.6K
0.78%
Sole
0.00
Shared
0.00
None
1.24M
VANGUARD SCOTTSDALE FDS
SOLEShares2.17M
TypeSH
Market value$98.0K
0.78%
Sole
0.00
Shared
0.00
None
2.17M
HARTFORD FDS EXCHANGE TRADED
SOLEShares3.01M
TypeSH
Market value$97.7K
0.77%
Sole
0.00
Shared
0.00
None
3.01M
ISHARES TR
SOLEShares890.67K
TypeSH
Market value$91.2K
0.72%
Sole
0.00
Shared
0.00
None
890.67K
COLLABORATIVE INVESTMNT SER
SOLEShares4.47M
TypeSH
Market value$87.5K
0.69%
Sole
0.00
Shared
0.00
None
4.47M
VANGUARD INDEX FDS
SOLEShares683.76K
TypeSH
Market value$84.4K
0.67%
Sole
0.00
Shared
0.00
None
683.76K
SPDR SER TR
SOLEShares1.66M
TypeSH
Market value$83.2K
0.66%
Sole
0.00
Shared
0.00
None
1.66M
ISHARES TR
SOLEShares730.35K
TypeSH
Market value$77.8K
0.62%
Sole
0.00
Shared
0.00
None
730.35K
VANGUARD TAX-MANAGED FDS
SOLEShares2.10M
TypeSH
Market value$76.2K
0.60%
Sole
0.00
Shared
0.00
None
2.10M
ISHARES TR
SOLEShares1.56M
TypeSH
Market value$75.0K
0.59%
Sole
0.00
Shared
0.00
None
1.56M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 5.64M | SH | $516.4K 4.09% | 0.00 | 0.00 | 5.64M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 1.05M | SH | $343.9K 2.73% | 0.00 | 0.00 | 1.05M |
APPLE INCSOLE | COM | 2.46M | SH | $340.5K 2.70% | 0.00 | 0.00 | 2.46M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 8.01M | SH | $336.2K 2.67% | 0.00 | 0.00 | 8.01M |
ISHARES TRSOLE | CORE S&P500 ETF | 718.55K | SH | $257.7K 2.04% | 0.00 | 0.00 | 718.55K |
MICROSOFT CORPSOLE | COM | 761.41K | SH | $177.3K 1.41% | 0.00 | 0.00 | 761.41K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 587.48K | SH | $157.0K 1.25% | 0.00 | 0.00 | 587.48K |
ISHARES TRSOLE | RUS TP200 GR ETF | 1.20M | SH | $143.3K 1.14% | 0.00 | 0.00 | 1.20M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 536.02K | SH | $142.3K 1.13% | 0.00 | 0.00 | 536.02K |
AMAZON COM INCSOLE | COM | 1.11M | SH | $124.9K 0.99% | 0.00 | 0.00 | 1.11M |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 565.27K | SH | $120.9K 0.96% | 0.00 | 0.00 | 565.27K |
ISHARES TRSOLE | SHORT TREAS BD | 1.09M | SH | $119.7K 0.95% | 0.00 | 0.00 | 1.09M |
ISHARES TRSOLE | RUS TP200 VL ETF | 1.88M | SH | $108.2K 0.86% | 0.00 | 0.00 | 1.88M |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 4.28M | SH | $107.7K 0.85% | 0.00 | 0.00 | 4.28M |
ISHARES TRSOLE | TRS FLT RT BD | 2.06M | SH | $103.9K 0.82% | 0.00 | 0.00 | 2.06M |
ISHARES TRSOLE | ESG AWR MSCI USA | 1.24M | SH | $98.6K 0.78% | 0.00 | 0.00 | 1.24M |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 2.17M | SH | $98.0K 0.78% | 0.00 | 0.00 | 2.17M |
HARTFORD FDS EXCHANGE TRADEDSOLE | TOTAL RTRN ETF | 3.01M | SH | $97.7K 0.77% | 0.00 | 0.00 | 3.01M |
ISHARES TRSOLE | 20 YR TR BD ETF | 890.67K | SH | $91.2K 0.72% | 0.00 | 0.00 | 890.67K |
COLLABORATIVE INVESTMNT SERSOLE | MOHR GROWTH ETF | 4.47M | SH | $87.5K 0.69% | 0.00 | 0.00 | 4.47M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 683.76K | SH | $84.4K 0.67% | 0.00 | 0.00 | 683.76K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.66M | SH | $83.2K 0.66% | 0.00 | 0.00 | 1.66M |
ISHARES TRSOLE | RUSSELL 2000 ETF | 730.35K | SH | $77.8K 0.62% | 0.00 | 0.00 | 730.35K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 2.10M | SH | $76.2K 0.60% | 0.00 | 0.00 | 2.10M |
ISHARES TRSOLE | USD INV GRDE ETF | 1.56M | SH | $75.0K 0.59% | 0.00 | 0.00 | 1.56M |
Page 1 of 70
…