ADVOCATE INVESTING SERVICES LLC

Filed: 10/26/2026ACC: 0001420506-26-002370

📋 What this filing means

ADVOCATE INVESTING SERVICES LLC filed this quarterly 13F‑HR report disclosing 449 equity positions with a total reported market value of $127.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

449

Positions

$127.53M

Total AUM (reported)

2.11M

Total Shares

Allocation by class

COM$32.29M25.3%

ULTRA SHRT DUR$12.36M9.7%

CAP APPRECIATION$11.41M8.9%

ST STR STAPL ETF$5.13M4.0%

S&P500 HDL VOL$4.58M3.6%

GLOBAL ENERG ETF$3.49M2.7%

ST STR SP METAL$3.13M2.5%

Portfolio Concentration

Top 3$28.90M22.7%

4–10$22.19M17.4%

11–25$24.96M19.6%

Rest$51.48M40.4%

Top 3 weight

22.7%

Top 10 weight

40.1%

Voting Authority Distribution

Total shares with voting rights: 2.11M

Sole

Full voting authority

35.42K

% of voting shares1.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.08M

% of voting shares98.3%

Investment Discretion (by position count)

Sole449

Shared0

Other0

Dominant voting typeNone · 98.3% of voting shares

Institutional Holdings449

Rows:

INVESCO ACTIVELY MANAGED EXC

SOLE

ULTRA SHRT DUR

Shares247.60K

TypeSH

Market value$12.36M

9.69%

Sole

300.00

Shared

0.00

None

247.30K

T ROWE PRICE EXCHANGE-TRADED

SOLE

CAP APPRECIATION

Shares269.87K

TypeSH

Market value$11.41M

8.94%

Sole

0.00

Shared

0.00

None

269.87K

SELECT SECTOR SPDR TR

SOLE

ST STR STAPL ETF

Shares63.71K

TypeSH

Market value$5.13M

4.03%

Sole

1.43K

Shared

0.00

None

62.28K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 HDL VOL

Shares95.01K

TypeSH

Market value$4.58M

3.59%

Sole

Shared

0.00

None

93.01K

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares61.20K

TypeSH

Market value$3.49M

2.73%

Sole

2.50K

Shared

0.00

None

58.70K

SPDR SERIES TRUST

SOLE

ST STR SP METAL

Shares30.22K

TypeSH

Market value$3.13M

2.45%

Sole

1.60K

Shared

0.00

None

28.62K

SELECT SECTOR SPDR TR

SOLE

ST STR TECHN ETF

Shares15.85K

TypeSH

Market value$3.10M

2.43%

Sole

0.00

Shared

0.00

None

15.85K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares17.19K

TypeSH

Market value$2.67M

2.09%

Sole

0.00

Shared

0.00

None

17.19K

APPLE INC

SOLE

COM

Shares7.85K

TypeSH

Market value$2.61M

2.05%

Sole

0.00

Shared

0.00

None

7.85K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares11.19K

TypeSH

Market value$2.61M

2.05%

Sole

0.00

Shared

0.00

None

11.19K

MICROSOFT CORP

SOLE

COM

Shares4.28K

TypeSH

Market value$2.20M

1.72%

Sole

300.00

Shared

0.00

None

3.98K

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares17.32K

TypeSH

Market value$2.18M

1.71%

Sole

0.00

Shared

0.00

None

17.32K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares20.58K

TypeSH

Market value$2.04M

1.60%

Sole

1.02K

Shared

0.00

None

19.56K

SELECT SECTOR SPDR TR

SOLE

ST STR ENERG ETF

Shares31.46K

TypeSH

Market value$1.94M

1.52%

Sole

0.00

Shared

0.00

None

31.46K

SELECT SECTOR SPDR TR

SOLE

ST STR FINL ETF

Shares35K

TypeSH

Market value$1.87M

1.47%

Sole

0.00

Shared

0.00

None

35K

ISHARES TR

SOLE

ULTRA SHORT DUR

Shares34.80K

TypeSH

Market value$1.75M

1.38%

Sole

0.00

Shared

0.00

None

34.80K

WALMART INC

SOLE

COM

Shares15.77K

TypeSH

Market value$1.64M

1.28%

Sole

600.00

Shared

0.00

None

15.17K

VANGUARD INDEX FDS

SOLE

MRNGSTR LRG CAP

Shares4.60K

TypeSH

Market value$1.62M

1.27%

Sole

0.00

Shared

0.00

None

4.60K

NVIDIA CORPORATION

SOLE

COM

Shares6.79K

TypeSH

Market value$1.55M

1.22%

Sole

0.00

Shared

0.00

None

6.79K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares2.09K

TypeSH

Market value$1.55M

1.21%

Sole

573.00

Shared

0.00

None

1.52K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares1.85K

TypeSH

Market value$1.41M

1.11%

Sole

529.00

Shared

0.00

None

1.32K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares17.44K

TypeSH

Market value$1.37M

1.07%

Sole

0.00

Shared

0.00

None

17.44K

UNITED RENTALS INC

SOLE

COM

Shares1.35K

TypeSH

Market value$1.36M

1.06%

Sole

0.00

Shared

0.00

None

1.35K

ISHARES TR

SOLE

LATN AMER 40 ETF

Shares36.47K

TypeSH

Market value$1.26M

0.99%

Sole

900.00

Shared

0.00

None

35.57K

VANECK ETF TRUST

SOLE

AGRIBUSINESS ETF

Shares15.26K

TypeSH

Market value$1.24M

0.97%

Sole

300.00

Shared

0.00

None

14.96K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
INVESCO ACTIVELY MANAGED EXCSOLE	ULTRA SHRT DUR	247.60K	SH	$12.36M 9.69%	300.00	247.30K
T ROWE PRICE EXCHANGE-TRADEDSOLE	CAP APPRECIATION	269.87K	SH	$11.41M 8.94%	0.00	269.87K
SELECT SECTOR SPDR TRSOLE	ST STR STAPL ETF	63.71K	SH	$5.13M 4.03%	1.43K	62.28K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 HDL VOL	95.01K	SH	$4.58M 3.59%	2K	93.01K
ISHARES TRSOLE	GLOBAL ENERG ETF	61.20K	SH	$3.49M 2.73%	2.50K	58.70K
SPDR SERIES TRUSTSOLE	ST STR SP METAL	30.22K	SH	$3.13M 2.45%	1.60K	28.62K
SELECT SECTOR SPDR TRSOLE	ST STR TECHN ETF	15.85K	SH	$3.10M 2.43%	0.00	15.85K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	17.19K	SH	$2.67M 2.09%	0.00	17.19K
APPLE INCSOLE	COM	7.85K	SH	$2.61M 2.05%	0.00	7.85K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	11.19K	SH	$2.61M 2.05%	0.00	11.19K
MICROSOFT CORPSOLE	COM	4.28K	SH	$2.20M 1.72%	300.00	3.98K
VANGUARD WORLD FDSOLE	INF TECH ETF	17.32K	SH	$2.18M 1.71%	0.00	17.32K
ISHARES INCSOLE	MSCI EMRG CHN	20.58K	SH	$2.04M 1.60%	1.02K	19.56K
SELECT SECTOR SPDR TRSOLE	ST STR ENERG ETF	31.46K	SH	$1.94M 1.52%	0.00	31.46K
SELECT SECTOR SPDR TRSOLE	ST STR FINL ETF	35K	SH	$1.87M 1.47%	0.00	35K
ISHARES TRSOLE	ULTRA SHORT DUR	34.80K	SH	$1.75M 1.38%	0.00	34.80K
WALMART INCSOLE	COM	15.77K	SH	$1.64M 1.28%	600.00	15.17K
VANGUARD INDEX FDSSOLE	MRNGSTR LRG CAP	4.60K	SH	$1.62M 1.27%	0.00	4.60K
NVIDIA CORPORATIONSOLE	COM	6.79K	SH	$1.55M 1.22%	0.00	6.79K
INVESCO QQQ TRSOLE	UNIT SER 1	2.09K	SH	$1.55M 1.21%	573.00	1.52K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	1.85K	SH	$1.41M 1.11%	529.00	1.32K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	17.44K	SH	$1.37M 1.07%	0.00	17.44K
UNITED RENTALS INCSOLE	COM	1.35K	SH	$1.36M 1.06%	0.00	1.35K
ISHARES TRSOLE	LATN AMER 40 ETF	36.47K	SH	$1.26M 0.99%	900.00	35.57K
VANECK ETF TRUSTSOLE	AGRIBUSINESS ETF	15.26K	SH	$1.24M 0.97%	300.00	14.96K

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