ADVISORY ADVOCATES, LLC

Filed: 5/5/2026ACC: 0002111697-26-000002

📋 What this filing means

ADVISORY ADVOCATES, LLC filed this quarterly 13F‑HR report disclosing 160 equity positions with a total reported market value of $97.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

160

Positions

$97.93M

Total AUM (reported)

2.98M

Total Shares

Allocation by class

COM$56.60M57.8%

FT VEST SMID$3.26M3.3%

COM SH BEN INT$2.50M2.6%

S&P 500 ETF SHS$2.23M2.3%

FT VEST RIS$2.02M2.1%

CL A$1.68M1.7%

NASDAQ EQT PREM$1.64M1.7%

Portfolio Concentration

Top 3$7.69M7.9%

4–10$12.41M12.7%

11–25$18.58M19.0%

Rest$59.25M60.5%

Top 3 weight

7.9%

Top 10 weight

20.5%

Voting Authority Distribution

Total shares with voting rights: 2.98M

Sole

Full voting authority

2.98M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

94.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole160

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings160

Rows:

FIRST TR EXCH TRADED FD III

SOLE

FT VEST SMID

Shares150.32K

TypeSH

Market value$3.26M

3.33%

Sole

150.32K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares3.73K

TypeSH

Market value$2.23M

2.28%

Sole

3.73K

Shared

0.00

None

0.00

NUVEEN S&P 500 DYNAMIC OVERW

SOLE

COM

Shares136.49K

TypeSH

Market value$2.19M

2.24%

Sole

136.49K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FT VEST RIS

Shares79.02K

TypeSH

Market value$2.02M

2.06%

Sole

79.02K

Shared

0.00

None

0.00

COHEN & STEERS INFRASTRUCTUR

SOLE

COM

Shares77.90K

TypeSH

Market value$2.02M

2.06%

Sole

77.90K

Shared

0.00

None

0.00

COLUMBIA SELIGM PREM TECH GR

SOLE

COM

Shares47.31K

TypeSH

Market value$1.79M

1.83%

Sole

47.31K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares6.75K

TypeSH

Market value$1.71M

1.75%

Sole

6.75K

Shared

0.00

None

0.00

ADAMS DIVERSIFIED EQUITY FD

SOLE

COM

Shares77.02K

TypeSH

Market value$1.69M

1.72%

Sole

77.02K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares29.48K

TypeSH

Market value$1.64M

1.67%

Sole

29.48K

Shared

0.00

None

0.00

EATON VANCE TAX-MANAGED BUY-

SOLE

COM

Shares113.14K

TypeSH

Market value$1.55M

1.58%

Sole

113.14K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares5.32K

TypeSH

Market value$1.53M

1.56%

Sole

5.32K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares4.10K

TypeSH

Market value$1.52M

1.55%

Sole

4.10K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

INF TECH ETF

Shares2.06K

TypeSH

Market value$1.44M

1.47%

Sole

2.06K

Shared

0.00

None

0.00

ROYCE SMALL CAP TRUST INC

SOLE

COM

Shares86.51K

TypeSH

Market value$1.44M

1.47%

Sole

86.51K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares6.58K

TypeSH

Market value$1.37M

1.40%

Sole

6.58K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TRS FLT RT BD

Shares25.17K

TypeSH

Market value$1.27M

1.30%

Sole

25.17K

Shared

0.00

None

0.00

THE ALGER ETF TRUST

SOLE

MID CAP 40 ETF

Shares65.27K

TypeSH

Market value$1.27M

1.30%

Sole

65.27K

Shared

0.00

None

0.00

ABRDN GLOBAL INFRA INCOME FU

SOLE

COM SHS BEN INT

Shares54.56K

TypeSH

Market value$1.22M

1.25%

Sole

54.56K

Shared

0.00

None

0.00

CASEYS GEN STORES INC

SOLE

COM

Shares1.63K

TypeSH

Market value$1.18M

1.21%

Sole

1.63K

Shared

0.00

None

0.00

ABRDN TOTAL DYNAMIC DIVIDEND

SOLE

COM SH BEN INT

Shares122.64K

TypeSH

Market value$1.13M

1.15%

Sole

122.64K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

CL A

Shares1.92K

TypeSH

Market value$1.10M

1.12%

Sole

1.92K

Shared

0.00

None

0.00

WALMART INC

SOLE

COM

Shares8.84K

TypeSH

Market value$1.10M

1.12%

Sole

8.84K

Shared

0.00

None

0.00

HANCOCK JOHN FINL OPPTYS

SOLE

SH BEN INT NEW

Shares29.05K

TypeSH

Market value$1.04M

1.06%

Sole

29.05K

Shared

0.00

None

0.00

SRH TOTAL RETURN FUND INC

SOLE

COM

Shares57.90K

TypeSH

Market value$990.1K

1.01%

Sole

57.90K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

BDC INCOME ETF

Shares76.27K

TypeSH

Market value$976.3K

1.00%

Sole

76.27K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
FIRST TR EXCH TRADED FD IIISOLE	FT VEST SMID	150.32K	SH	$3.26M 3.33%	150.32K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	3.73K	SH	$2.23M 2.28%	3.73K
NUVEEN S&P 500 DYNAMIC OVERWSOLE	COM	136.49K	SH	$2.19M 2.24%	136.49K
FIRST TR EXCHANGE-TRADED FDSOLE	FT VEST RIS	79.02K	SH	$2.02M 2.06%	79.02K
COHEN & STEERS INFRASTRUCTURSOLE	COM	77.90K	SH	$2.02M 2.06%	77.90K
COLUMBIA SELIGM PREM TECH GRSOLE	COM	47.31K	SH	$1.79M 1.83%	47.31K
APPLE INCSOLE	COM	6.75K	SH	$1.71M 1.75%	6.75K
ADAMS DIVERSIFIED EQUITY FDSOLE	COM	77.02K	SH	$1.69M 1.72%	77.02K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	29.48K	SH	$1.64M 1.67%	29.48K
EATON VANCE TAX-MANAGED BUY-SOLE	COM	113.14K	SH	$1.55M 1.58%	113.14K
ALPHABET INCSOLE	CAP STK CL A	5.32K	SH	$1.53M 1.56%	5.32K
MICROSOFT CORPSOLE	COM	4.10K	SH	$1.52M 1.55%	4.10K
VANGUARD WORLD FDSOLE	INF TECH ETF	2.06K	SH	$1.44M 1.47%	2.06K
ROYCE SMALL CAP TRUST INCSOLE	COM	86.51K	SH	$1.44M 1.47%	86.51K
AMAZON COM INCSOLE	COM	6.58K	SH	$1.37M 1.40%	6.58K
ISHARES TRSOLE	TRS FLT RT BD	25.17K	SH	$1.27M 1.30%	25.17K
THE ALGER ETF TRUSTSOLE	MID CAP 40 ETF	65.27K	SH	$1.27M 1.30%	65.27K
ABRDN GLOBAL INFRA INCOME FUSOLE	COM SHS BEN INT	54.56K	SH	$1.22M 1.25%	54.56K
CASEYS GEN STORES INCSOLE	COM	1.63K	SH	$1.18M 1.21%	1.63K
ABRDN TOTAL DYNAMIC DIVIDENDSOLE	COM SH BEN INT	122.64K	SH	$1.13M 1.15%	122.64K
META PLATFORMS INCSOLE	CL A	1.92K	SH	$1.10M 1.12%	1.92K
WALMART INCSOLE	COM	8.84K	SH	$1.10M 1.12%	8.84K
HANCOCK JOHN FINL OPPTYSSOLE	SH BEN INT NEW	29.05K	SH	$1.04M 1.06%	29.05K
SRH TOTAL RETURN FUND INCSOLE	COM	57.90K	SH	$990.1K 1.01%	57.90K
VANECK ETF TRUSTSOLE	BDC INCOME ETF	76.27K	SH	$976.3K 1.00%	76.27K

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