Filed: 2/13/2024ACC: 0001140361-24-007399
📋 What this filing means
ADVENT CAPITAL MANAGEMENT /DE/ filed this quarterly 13F‑HR report disclosing 183 equity positions with a total reported market value of $4.36B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
183
Positions
$4.36B
Total AUM (reported)
3.65B
Total Shares
Allocation by class
CONV$3.63B83.2%
CONV PFD$660.38M15.1%
COM$71.46M1.6%
Portfolio Concentration
Top 3$573.91M13.2%
4–10$612.22M14.0%
11–25$935.60M21.5%
Rest$2.24B51.3%
Top 3 weight
13.2%
Top 10 weight
27.2%
Voting Authority Distribution
Total shares with voting rights: 3.65B
Sole
Full voting authority
2.39B
shares
% of voting shares65.4%
Shared
Joint voting authority
125.81M
shares
% of voting shares3.4%
None
No voting authority
1.14B
shares
% of voting shares31.2%
Investment Discretion (by position count)
Sole183
Shared0
Other0
Dominant voting typeSole · 65.4% of voting shares
Institutional Holdings183
Rows:
WELLS FARGO & COMPANY
SOLEShares193.82K
TypeSH
Market value$232.44M
5.33%
Sole
131.39K
Shared
5.05K
None
57.38K
BANK OF AMERICA CORP
SOLEShares185.62K
TypeSH
Market value$224.08M
5.14%
Sole
127.12K
Shared
4.29K
None
54.22K
SOUTHWEST AIRLINES CO
SOLEShares115.74M
TypePRN
Market value$117.39M
2.69%
Sole
106.68M
Shared
0.00
None
9.06M
AFFIRM HOLDINGS INC
SOLEShares121.46M
TypePRN
Market value$99.90M
2.29%
Sole
84.76M
Shared
5.56M
None
31.13M
SAREPTA THERAPEUTICS INC
SOLEShares97.22M
TypePRN
Market value$98.86M
2.27%
Sole
66.64M
Shared
3.03M
None
27.55M
AMERICAN AIRLINES GROUP
SOLEShares76.88M
TypePRN
Market value$85.53M
1.96%
Sole
47.75M
Shared
2.97M
None
26.16M
BOOKING HOLDINGS INC
SOLEShares44.91M
TypePRN
Market value$84.84M
1.95%
Sole
41.33M
Shared
0.00
None
3.59M
NEXTERA ENERGY INC
SOLEShares2.19M
TypeSH
Market value$83.89M
1.92%
Sole
1.88M
Shared
0.00
None
316.07K
NCL CORPORATION LTD
SOLEShares87.59M
TypePRN
Market value$80.42M
1.84%
Sole
45.79M
Shared
3.89M
None
37.92M
SNAP INC
SOLEShares73.85M
TypePRN
Market value$78.78M
1.81%
Sole
41.87M
Shared
3.78M
None
28.20M
EXPEDIA GROUP INC
SOLEShares81.79M
TypePRN
Market value$77.74M
1.78%
Sole
60.04M
Shared
2.04M
None
19.71M
EXACT SCIENCES CORP
SOLEShares75.37M
TypePRN
Market value$70.85M
1.63%
Sole
39.15M
Shared
3.44M
None
32.79M
APOLLO GLOBAL MANAGEMENT
SOLEShares1.19M
TypeSH
Market value$66.88M
1.53%
Sole
1.04M
Shared
0.00
None
146.26K
DIGITALOCEAN HOLDINGS
SOLEShares79.70M
TypePRN
Market value$66.10M
1.52%
Sole
47.03M
Shared
3.31M
None
29.36M
WAYFAIR INC
SOLEShares75.08M
TypePRN
Market value$65.92M
1.51%
Sole
39.62M
Shared
3.35M
None
32.12M
PIONEER NATURAL RESOURCE
SOLEShares26.67M
TypePRN
Market value$64.93M
1.49%
Sole
23.80M
Shared
0.00
None
2.87M
SHIFT4 PAYMENTS INC
SOLEShares54.78M
TypePRN
Market value$61.05M
1.40%
Sole
43.31M
Shared
1.96M
None
9.51M
EQT CORP
SOLEShares22.90M
TypePRN
Market value$60.89M
1.40%
Sole
20.77M
Shared
0.00
None
2.12M
PELOTON INTERACTIVE INC
SOLEShares77.44M
TypePRN
Market value$60.31M
1.38%
Sole
48.07M
Shared
4.83M
None
24.54M
MARRIOTT VACATION WORLDW
SOLEShares67.56M
TypePRN
Market value$60.09M
1.38%
Sole
47.35M
Shared
1.45M
None
18.76M
ARRAY TECHNOLOGIES INC
SOLEShares57.90M
TypePRN
Market value$57.16M
1.31%
Sole
38.84M
Shared
1.92M
None
17.15M
UBER TECHNOLOGIES INC
SOLEShares55.81M
TypePRN
Market value$57.03M
1.31%
Sole
29.44M
Shared
2.98M
None
23.39M
BLACKLINE INC
SOLEShares63.32M
TypePRN
Market value$56.51M
1.30%
Sole
32.02M
Shared
2.96M
None
28.33M
FORD MOTOR COMPANY
SOLEShares56.07M
TypePRN
Market value$56.07M
1.29%
Sole
31.60M
Shared
1.41M
None
23.07M
ALNYLAM PHARMACEUTICALS
SOLEShares54.73M
TypePRN
Market value$54.05M
1.24%
Sole
33.74M
Shared
1.42M
None
19.57M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WELLS FARGO & COMPANYSOLE | CONV PFD | 193.82K | SH | $232.44M 5.33% | 131.39K | 5.05K | 57.38K |
BANK OF AMERICA CORPSOLE | CONV PFD | 185.62K | SH | $224.08M 5.14% | 127.12K | 4.29K | 54.22K |
SOUTHWEST AIRLINES COSOLE | CONV | 115.74M | PRN | $117.39M 2.69% | 106.68M | 0.00 | 9.06M |
AFFIRM HOLDINGS INCSOLE | CONV | 121.46M | PRN | $99.90M 2.29% | 84.76M | 5.56M | 31.13M |
SAREPTA THERAPEUTICS INCSOLE | CONV | 97.22M | PRN | $98.86M 2.27% | 66.64M | 3.03M | 27.55M |
AMERICAN AIRLINES GROUPSOLE | CONV | 76.88M | PRN | $85.53M 1.96% | 47.75M | 2.97M | 26.16M |
BOOKING HOLDINGS INCSOLE | CONV | 44.91M | PRN | $84.84M 1.95% | 41.33M | 0.00 | 3.59M |
NEXTERA ENERGY INCSOLE | CONV PFD | 2.19M | SH | $83.89M 1.92% | 1.88M | 0.00 | 316.07K |
NCL CORPORATION LTDSOLE | CONV | 87.59M | PRN | $80.42M 1.84% | 45.79M | 3.89M | 37.92M |
SNAP INCSOLE | CONV | 73.85M | PRN | $78.78M 1.81% | 41.87M | 3.78M | 28.20M |
EXPEDIA GROUP INCSOLE | CONV | 81.79M | PRN | $77.74M 1.78% | 60.04M | 2.04M | 19.71M |
EXACT SCIENCES CORPSOLE | CONV | 75.37M | PRN | $70.85M 1.63% | 39.15M | 3.44M | 32.79M |
APOLLO GLOBAL MANAGEMENTSOLE | CONV PFD | 1.19M | SH | $66.88M 1.53% | 1.04M | 0.00 | 146.26K |
DIGITALOCEAN HOLDINGSSOLE | CONV | 79.70M | PRN | $66.10M 1.52% | 47.03M | 3.31M | 29.36M |
WAYFAIR INCSOLE | CONV | 75.08M | PRN | $65.92M 1.51% | 39.62M | 3.35M | 32.12M |
PIONEER NATURAL RESOURCESOLE | CONV | 26.67M | PRN | $64.93M 1.49% | 23.80M | 0.00 | 2.87M |
SHIFT4 PAYMENTS INCSOLE | CONV | 54.78M | PRN | $61.05M 1.40% | 43.31M | 1.96M | 9.51M |
EQT CORPSOLE | CONV | 22.90M | PRN | $60.89M 1.40% | 20.77M | 0.00 | 2.12M |
PELOTON INTERACTIVE INCSOLE | CONV | 77.44M | PRN | $60.31M 1.38% | 48.07M | 4.83M | 24.54M |
MARRIOTT VACATION WORLDWSOLE | CONV | 67.56M | PRN | $60.09M 1.38% | 47.35M | 1.45M | 18.76M |
ARRAY TECHNOLOGIES INCSOLE | CONV | 57.90M | PRN | $57.16M 1.31% | 38.84M | 1.92M | 17.15M |
UBER TECHNOLOGIES INCSOLE | CONV | 55.81M | PRN | $57.03M 1.31% | 29.44M | 2.98M | 23.39M |
BLACKLINE INCSOLE | CONV | 63.32M | PRN | $56.51M 1.30% | 32.02M | 2.96M | 28.33M |
FORD MOTOR COMPANYSOLE | CONV | 56.07M | PRN | $56.07M 1.29% | 31.60M | 1.41M | 23.07M |
ALNYLAM PHARMACEUTICALSSOLE | CONV | 54.73M | PRN | $54.05M 1.24% | 33.74M | 1.42M | 19.57M |
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