Filed: 8/11/2023ACC: 0001140361-23-039257
📋 What this filing means
ADVENT CAPITAL MANAGEMENT /DE/ filed this quarterly 13F‑HR report disclosing 224 equity positions with a total reported market value of $5.17B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
224
Positions
$5.17B
Total AUM (reported)
4.32B
Total Shares
Allocation by class
CONV$4.17B80.7%
CONV PFD$761.35M14.7%
COM$237.77M4.6%
Portfolio Concentration
Top 3$626.19M12.1%
4–10$645.30M12.5%
11–25$992.21M19.2%
Rest$2.90B56.2%
Top 3 weight
12.1%
Top 10 weight
24.6%
Voting Authority Distribution
Total shares with voting rights: 4.32B
Sole
Full voting authority
2.92B
shares
% of voting shares67.6%
Shared
Joint voting authority
159.76M
shares
% of voting shares3.7%
None
No voting authority
1.24B
shares
% of voting shares28.7%
Investment Discretion (by position count)
Sole224
Shared0
Other0
Dominant voting typeSole · 67.6% of voting shares
Institutional Holdings224
Rows:
BANK OF AMERICA CORP
SOLEShares184.07K
TypeSH
Market value$216.16M
4.18%
Sole
131.33K
Shared
5.04K
None
47.70K
SOUTHWEST AIRLINES CO
SOLEShares178.32M
TypePRN
Market value$205.11M
3.97%
Sole
148.42M
Shared
2.25M
None
27.65M
WELLS FARGO & COMPANY
SOLEShares177.19K
TypeSH
Market value$204.91M
3.96%
Sole
124.84K
Shared
6K
None
46.34K
AFFIRM HOLDINGS INC
SOLEShares138.37M
TypePRN
Market value$102.82M
1.99%
Sole
98.60M
Shared
6.69M
None
33.08M
NCL CORPORATION LTD
SOLEShares106.43M
TypePRN
Market value$98.61M
1.91%
Sole
64.50M
Shared
4.61M
None
37.32M
BOOKING HOLDINGS INC
SOLEShares63.91M
TypePRN
Market value$96.10M
1.86%
Sole
60.40M
Shared
0.00
None
3.50M
EQT CORP
SOLEShares33.67M
TypePRN
Market value$94.91M
1.84%
Sole
30.72M
Shared
0.00
None
2.96M
PIONEER NATURAL RESOURCE
SOLEShares39.55M
TypePRN
Market value$87.15M
1.69%
Sole
36.23M
Shared
0.00
None
3.32M
SNAP INC
SOLEShares90.90M
TypePRN
Market value$84.19M
1.63%
Sole
56.55M
Shared
5.39M
None
28.96M
ENPHASE ENERGY INC
SOLEShares86.31M
TypePRN
Market value$81.52M
1.58%
Sole
50.33M
Shared
5.94M
None
30.04M
FORD MOTOR COMPANY
SOLEShares67.75M
TypePRN
Market value$74.56M
1.44%
Sole
43.16M
Shared
2.66M
None
21.94M
DIGITALOCEAN HOLDINGS
SOLEShares90.88M
TypePRN
Market value$71.44M
1.38%
Sole
57.19M
Shared
4.18M
None
29.51M
KKR & CO INC
SOLEShares1.07M
TypeSH
Market value$71.01M
1.37%
Sole
974.08K
Shared
0.00
None
98.27K
DRAFTKINGS HOLDINGS INC
SOLEShares93.81M
TypePRN
Market value$70.92M
1.37%
Sole
57.31M
Shared
5.67M
None
30.82M
EXPEDIA GROUP INC
SOLEShares79.74M
TypePRN
Market value$70.08M
1.36%
Sole
62.25M
Shared
1.80M
None
15.69M
FIVE9 INC
SOLEShares70.69M
TypePRN
Market value$68.32M
1.32%
Sole
47.78M
Shared
3.09M
None
19.82M
NEXTERA ENERGY INC
SOLEShares1.38M
TypeSH
Market value$67.32M
1.30%
Sole
1.22M
Shared
0.00
None
159.63K
NISOURCE INC
SOLEShares651.68K
TypeSH
Market value$66.77M
1.29%
Sole
600.39K
Shared
0.00
None
51.29K
BLOCK INC
SOLEShares70.20M
TypePRN
Market value$66.52M
1.29%
Sole
47.15M
Shared
2.41M
None
20.64M
PELOTON INTERACTIVE INC
SOLEShares83.40M
TypePRN
Market value$63.61M
1.23%
Sole
56.74M
Shared
5.81M
None
20.85M
JETBLUE AIRWAYS CORP
SOLEShares76.58M
TypePRN
Market value$63.28M
1.22%
Sole
44.45M
Shared
3.17M
None
28.96M
UNITY SOFTWARE INC
SOLEShares76.77M
TypePRN
Market value$61.69M
1.19%
Sole
48.52M
Shared
3.26M
None
24.99M
BURLINGTON STORES INC
SOLEShares58.48M
TypePRN
Market value$61.07M
1.18%
Sole
38.19M
Shared
2.98M
None
17.31M
BILL HOLDINGS INC
SOLEShares55.14M
TypePRN
Market value$57.93M
1.12%
Sole
37.43M
Shared
2M
None
15.71M
SPLUNK INC
SOLEShares57.56M
TypePRN
Market value$57.71M
1.12%
Sole
43.51M
Shared
100K
None
13.96M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
BANK OF AMERICA CORPSOLE | CONV PFD | 184.07K | SH | $216.16M 4.18% | 131.33K | 5.04K | 47.70K |
SOUTHWEST AIRLINES COSOLE | CONV | 178.32M | PRN | $205.11M 3.97% | 148.42M | 2.25M | 27.65M |
WELLS FARGO & COMPANYSOLE | CONV PFD | 177.19K | SH | $204.91M 3.96% | 124.84K | 6K | 46.34K |
AFFIRM HOLDINGS INCSOLE | CONV | 138.37M | PRN | $102.82M 1.99% | 98.60M | 6.69M | 33.08M |
NCL CORPORATION LTDSOLE | CONV | 106.43M | PRN | $98.61M 1.91% | 64.50M | 4.61M | 37.32M |
BOOKING HOLDINGS INCSOLE | CONV | 63.91M | PRN | $96.10M 1.86% | 60.40M | 0.00 | 3.50M |
EQT CORPSOLE | CONV | 33.67M | PRN | $94.91M 1.84% | 30.72M | 0.00 | 2.96M |
PIONEER NATURAL RESOURCESOLE | CONV | 39.55M | PRN | $87.15M 1.69% | 36.23M | 0.00 | 3.32M |
SNAP INCSOLE | CONV | 90.90M | PRN | $84.19M 1.63% | 56.55M | 5.39M | 28.96M |
ENPHASE ENERGY INCSOLE | CONV | 86.31M | PRN | $81.52M 1.58% | 50.33M | 5.94M | 30.04M |
FORD MOTOR COMPANYSOLE | CONV | 67.75M | PRN | $74.56M 1.44% | 43.16M | 2.66M | 21.94M |
DIGITALOCEAN HOLDINGSSOLE | CONV | 90.88M | PRN | $71.44M 1.38% | 57.19M | 4.18M | 29.51M |
KKR & CO INCSOLE | CONV PFD | 1.07M | SH | $71.01M 1.37% | 974.08K | 0.00 | 98.27K |
DRAFTKINGS HOLDINGS INCSOLE | CONV | 93.81M | PRN | $70.92M 1.37% | 57.31M | 5.67M | 30.82M |
EXPEDIA GROUP INCSOLE | CONV | 79.74M | PRN | $70.08M 1.36% | 62.25M | 1.80M | 15.69M |
FIVE9 INCSOLE | CONV | 70.69M | PRN | $68.32M 1.32% | 47.78M | 3.09M | 19.82M |
NEXTERA ENERGY INCSOLE | CONV PFD | 1.38M | SH | $67.32M 1.30% | 1.22M | 0.00 | 159.63K |
NISOURCE INCSOLE | CONV PFD | 651.68K | SH | $66.77M 1.29% | 600.39K | 0.00 | 51.29K |
BLOCK INCSOLE | CONV | 70.20M | PRN | $66.52M 1.29% | 47.15M | 2.41M | 20.64M |
PELOTON INTERACTIVE INCSOLE | CONV | 83.40M | PRN | $63.61M 1.23% | 56.74M | 5.81M | 20.85M |
JETBLUE AIRWAYS CORPSOLE | CONV | 76.58M | PRN | $63.28M 1.22% | 44.45M | 3.17M | 28.96M |
UNITY SOFTWARE INCSOLE | CONV | 76.77M | PRN | $61.69M 1.19% | 48.52M | 3.26M | 24.99M |
BURLINGTON STORES INCSOLE | CONV | 58.48M | PRN | $61.07M 1.18% | 38.19M | 2.98M | 17.31M |
BILL HOLDINGS INCSOLE | CONV | 55.14M | PRN | $57.93M 1.12% | 37.43M | 2M | 15.71M |
SPLUNK INCSOLE | CONV | 57.56M | PRN | $57.71M 1.12% | 43.51M | 100K | 13.96M |
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