Filed: 9/1/2023ACC: 0001104659-23-097902
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
-167.78K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
556.18K acquired · 723.96K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4
Common Units in Focus Financial Partners, LLC
Indirect
Converts to
Class A Common Stock, $0.01 par value
556.18K shares
Shares
+556.18K
Strike price
Held after
584.55K
Exercisable
—
8/31/2023
Common Units in Focus Financial Partners, LLC
Indirect
Converts to
Class A Common Stock, $0.01 par value
584.55K shares
Shares
−584.55K
Strike price
Held after
0.00
Exercisable
—
8/31/2023
Incentive Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock, $0.01 par value
Shares
−92.94K
Strike price
58.50
Held after
0.00
Exercisable
—
8/31/2023
Incentive Units in Focus Financial Partners, LLC
Indirect
Converts to
Class A Common Stock, $0.01 par value
Shares
−46.47K
Strike price
58.50
Held after
0.00
Exercisable
—
8/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Indirect | Class A Common Stock, $0.01 par value556.18K shares | 8/31/2023 | M · Option Exercise | +556.18K | — | 584.55K | |
| Common Units in Focus Financial Partners, LLC Indirect | Class A Common Stock, $0.01 par value584.55K shares | 8/31/2023 | M · Option Exercise | −584.55K | — | 0.00 | |
| Incentive Units in Focus Financial Partners, LLC Direct | Class A Common Stock, $0.01 par value | 8/31/2023 | D · Disposition | −92.94K | 58.50 | — | 0.00 |
| Incentive Units in Focus Financial Partners, LLC Indirect | Class A Common Stock, $0.01 par value | 8/31/2023 | D · Disposition | −46.47K | 58.50 | — | 0.00 |