ADOLF RUEDIGER (CEO and Chairman) exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

ADOLF RUEDIGER

Filed: 9/1/2023ACC: 0001104659-23-097900

InsiderADOLF RUEDIGERCIK 1746236

→

IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

DirectorOfficer10% Owner· CEO and Chairman

Since Jul 2018

-4.62M

Net shares

Net seller

$126.13M

Total sold

Open market trades

0B · 0S

Total transactions

4.13M acquired · 8.74M disposed

Non-Derivative Transactions4

Class A Common Stock, $0.01 par value

Direct

M · Option Exercise

+1.80M

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→1.80M

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−1.80M

Price / share

$53.00

Trade value

$95.15M

% of position

New position

8/31/2023

1.80M→0.00

Class A Common Stock, $0.01 par value

Indirect

M · Option Exercise

+584.55K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→584.55K

Class A Common Stock, $0.01 par value

Indirect

D · Disposition

−584.55K

Price / share

$53.00

Trade value

$30.98M

% of position

New position

8/31/2023

584.55K→0.00

Total

Net shares

+0.00

Net value

-$126.13M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	8/31/2023	M · Option Exercise	+1.80M	—	—	New position	0.00	1.80M
Class A Common Stock, $0.01 par value Direct	8/31/2023	D · Disposition	−1.80M	$53.00	$95.15M	New position	1.80M	0.00
Class A Common Stock, $0.01 par value Indirect	8/31/2023	M · Option Exercise	+584.55K	—	—	New position	0.00	584.55K
Class A Common Stock, $0.01 par value Indirect	8/31/2023	D · Disposition	−584.55K	$53.00	$30.98M	New position	584.55K	0.00
Total			+0.00		-$126.13M

Derivative Transactions30

Common Units in Focus Financial Partners, LLC

Direct

F · Tax Withholding

Converts to

Class A Common Stock, $0.01 par value

19.01K shares

−19.01K

Strike price

Held after

105.42K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

J · J

Converts to

Class A Common Stock, $0.01 par value

−56.60K

Strike price

Held after

48.82K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

J · J

Converts to

Class A Common Stock, $0.01 par value

−132.07K

Strike price

Held after

28.38K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

48.82K shares

−48.82K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

410.00 shares

−421.00

Strike price

1.42

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

715.00 shares

−798.00

Strike price

5.50

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

342.00 shares

−386.00

Strike price

6.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

11.53K shares

−16.51K

Strike price

16.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

938.00 shares

−1.08K

Strike price

7.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

130.34K shares

−157K

Strike price

9.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

174.34K shares

−220K

Strike price

11.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

147.17K shares

−195K

Strike price

13.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

128.30K shares

−200K

Strike price

19.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

537.75K shares

−890.64K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

116.77K shares

−206.28K

Strike price

23.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

176.11K shares

−466.69K

Strike price

33.00

Held after

333.31K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

−333.31K

Strike price

33.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

153.31K shares

−331.64K

Strike price

28.50

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

145.29K shares

−306.79K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

12.84K shares

−82.08K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

10.27K shares

−35.32K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

1.75M shares

+1.75M

Strike price

Held after

1.80M

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Direct

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

1.80M shares

−1.80M

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

28.38K shares

−28.38K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

71.32K shares

−90K

Strike price

11.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

363.58K shares

−470K

Strike price

12.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

56.60K shares

−100K

Strike price

23.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

47.36K shares

−100K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

7.04K shares

−45K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

10.27K shares

−35.32K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value19.01K shares	8/31/2023	F · Tax Withholding	−19.01K		—	105.42K
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−56.60K		—	48.82K
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−132.07K		—	28.38K
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value48.82K shares	8/31/2023	M · Option Exercise	−48.82K		—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC410.00 shares	8/31/2023	M · Option Exercise	−421.00	1.42	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC715.00 shares	8/31/2023	M · Option Exercise	−798.00	5.50	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC342.00 shares	8/31/2023	M · Option Exercise	−386.00	6.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC11.53K shares	8/31/2023	M · Option Exercise	−16.51K	16.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC938.00 shares	8/31/2023	M · Option Exercise	−1.08K	7.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC130.34K shares	8/31/2023	M · Option Exercise	−157K	9.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC174.34K shares	8/31/2023	M · Option Exercise	−220K	11.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC147.17K shares	8/31/2023	M · Option Exercise	−195K	13.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC128.30K shares	8/31/2023	M · Option Exercise	−200K	19.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC537.75K shares	8/31/2023	M · Option Exercise	−890.64K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC116.77K shares	8/31/2023	M · Option Exercise	−206.28K	23.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC176.11K shares	8/31/2023	M · Option Exercise	−466.69K	33.00	—	333.31K
Incentive Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value	8/31/2023	D · Disposition	−333.31K	33.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC153.31K shares	8/31/2023	M · Option Exercise	−331.64K	28.50	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC145.29K shares	8/31/2023	M · Option Exercise	−306.79K	27.90	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC12.84K shares	8/31/2023	M · Option Exercise	−82.08K	44.71	—	0.00
Incentive Units in Focus Financial Partners, LLC Direct	Common Units in Focus Financial Partners, LLC10.27K shares	8/31/2023	M · Option Exercise	−35.32K	37.59	—	0.00
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value1.75M shares	8/31/2023	M · Option Exercise	+1.75M		—	1.80M
Common Units in Focus Financial Partners, LLC Direct	Class A Common Stock, $0.01 par value1.80M shares	8/31/2023	M · Option Exercise	−1.80M		—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value28.38K shares	8/31/2023	M · Option Exercise	−28.38K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC71.32K shares	8/31/2023	M · Option Exercise	−90K	11.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC363.58K shares	8/31/2023	M · Option Exercise	−470K	12.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC56.60K shares	8/31/2023	M · Option Exercise	−100K	23.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC47.36K shares	8/31/2023	M · Option Exercise	−100K	27.90	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC7.04K shares	8/31/2023	M · Option Exercise	−45K	44.71	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC10.27K shares	8/31/2023	M · Option Exercise	−35.32K	37.59	—	0.00