Filed: 12/22/2022ACC: 0001104659-22-129537
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
-1.80K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
1.80K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
1.80K shares
Shares
−1.80K
Strike price
Held after
27.73K
Exercisable
—
12/22/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock1.80K shares | 12/22/2022 | F · Tax Withholding | −1.80K | — | 27.73K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)4
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
11.36K
Shares owned
11.36K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
26.86K
Shares owned
26.86K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
IndirectUnderlying security
Class A Common Stock
Underlying shares
160.45K
Shares owned
160.45K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
58.49K
Shares owned
58.49K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
257.16K
Owned
257.16K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 11.36K | 11.36K | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 26.86K | 26.86K | |
| Common Units in Focus Financial Partners, LLC Indirect | Class A Common Stock | — | — | 160.45K | 160.45K | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 58.49K | 58.49K | |
| Total | 257.16K | 257.16K | ||||