Filed: 12/14/2022ACC: 0001104659-22-127072
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
+97.50K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
97.50K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
Incentive Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
Shares
+35.32K
Strike price
37.59
Held after
35.32K
Exercisable
—
12/12/2022
Incentive Units in Focus Financial Partners, LLC
Indirect
Converts to
Class A Common Stock
Shares
+35.32K
Strike price
37.59
Held after
35.32K
Exercisable
—
12/12/2022
Common Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
26.86K shares
Shares
+26.86K
Strike price
Held after
126.23K
Exercisable
—
12/12/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Incentive Units in Focus Financial Partners, LLC Direct | Class A Common Stock | 12/12/2022 | A · Award | +35.32K | 37.59 | — | 35.32K |
| Incentive Units in Focus Financial Partners, LLC Indirect | Class A Common Stock | 12/12/2022 | A · Award | +35.32K | 37.59 | — | 35.32K |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock26.86K shares | 12/12/2022 | A · Award | +26.86K | — | 126.23K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Common Units in Focus Financial Partners, LLC
IndirectUnderlying security
Class A Common Stock
Underlying shares
160.45K
Shares owned
160.45K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
160.45K
Owned
160.45K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Indirect | Class A Common Stock | — | — | 160.45K | 160.45K | |
| Total | 160.45K | 160.45K | ||||