Filed: 12/9/2022ACC: 0001104659-22-125857
DirectorOfficer10% Owner· CEO and Chairman
Since Jul 2018
-788.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
788.00 disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Common Units in Focus Financial Partners, LLC
Direct
Converts to
Class A Common Stock
788.00 shares
Shares
−788.00
Strike price
Held after
11.36K
Exercisable
—
12/7/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock788.00 shares | 12/7/2022 | F · Tax Withholding | −788.00 | — | 11.36K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
29.52K
Shares owned
29.52K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
DirectUnderlying security
Class A Common Stock
Underlying shares
58.50K
Shares owned
58.50K
Exercise price
Expiration
—
Exercise window
—
Common Units in Focus Financial Partners, LLC
IndirectUnderlying security
Class A Common Stock
Underlying shares
160.45K
Shares owned
160.45K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
248.47K
Owned
248.47K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 29.52K | 29.52K | |
| Common Units in Focus Financial Partners, LLC Direct | Class A Common Stock | — | — | 58.50K | 58.50K | |
| Common Units in Focus Financial Partners, LLC Indirect | Class A Common Stock | — | — | 160.45K | 160.45K | |
| Total | 248.47K | 248.47K | ||||