ADLER REID G. enters VISTAGEN THERAPEUTICS, INC. with 34.63K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ADLER REID G.

Filed: 5/3/2022ACC: 0001415889-22-004541

InsiderADLER REID G.CIK 1924908

→

IssuerVISTAGEN THERAPEUTICS, INC.CIK 1411685

Officer· CHIEF LEGAL OFFICER

Since May 2022

34.63K

Baseline shares

100% direct

34.63K

Direct ownership

1 position

247.50K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned34.63K

Total

34.63K direct34.63K

Security Title	Shares Owned	Ownership Type
Common Stock	34.63K	Direct
Total	34.63K	34.63K direct

Derivative Holdings8

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.50K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.37

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

0.398

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

1.56

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

2.74

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

1.41

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

1.16

Expiration

—

Exercise window

—

Total

Underlying

247.50K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	8	—	—	2.50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.37	—	—	50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	0.398	—	—	25K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.56	—	—	50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	2.74	—	—	50K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1	—	—	20K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.41	—	—	25K	N/A
Stock Option (Right to Buy) Direct	Common Stock	1.16	—	—	25K	N/A
Total					247.50K	0.00