ADAMS CHANDRA enters SURFACE ONCOLOGY, INC. with 34.80K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/3/2022ACC: 0001209191-22-055673
Officer· Deputy GC
Since Oct 2022
34.80K
Baseline shares
100% direct
34.80K
Direct ownership
1 position
110.80K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned34.80K
Total
34.80K direct34.80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 34.80K | Direct |
| Total | 34.80K | 34.80K direct |
Derivative Holdings4
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
16K
Shares owned
N/A
Exercise price
4.77
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
40K
Shares owned
N/A
Exercise price
9.02
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
13.80K
Shares owned
N/A
Exercise price
3.18
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
41K
Shares owned
N/A
Exercise price
3.64
Expiration
—
Exercise window
—
Total
Underlying
110.80K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 4.77 | — | — | 16K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 9.02 | — | — | 40K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 3.18 | — | — | 13.80K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 3.64 | — | — | 41K | N/A |
| Total | 110.80K | 0.00 | ||||