ADAMS BONNE J.

PrivateCIK: 1965232

Location

SAN DIEGO, CA

ADAMS BONNE J. enters TRACON PHARMACEUTICALS, INC. with 4.27K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

ADAMS BONNE J.

Filed: 2/9/2023ACC: 0001209191-23-008210

InsiderADAMS BONNE J.CIK 1965232

→

IssuerTRACON PHARMACEUTICALS, INC.CIK 1394319

Officer· Chief Operating Officer

Since Feb 2023

4.27K

Baseline shares

100% direct

4.27K

Direct ownership

1 position

186.28K

Derivative underlying

11 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned4.27K

Total

4.27K direct4.27K

Security Title	Shares Owned	Ownership Type
Common Stock	4.27K	Direct
Total	4.27K	4.27K direct

Derivative Holdings11

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

17.60K

Shares owned

N/A

Exercise price

4.02

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.36K

Shares owned

N/A

Exercise price

13.352

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.08K

Shares owned

N/A

Exercise price

70.434

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.12K

Shares owned

N/A

Exercise price

146.20

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

12.50K

Shares owned

N/A

Exercise price

7.90

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.02K

Shares owned

N/A

Exercise price

70.434

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.50K

Shares owned

N/A

Exercise price

51.50

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

516.00

Shares owned

N/A

Exercise price

13.352

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.59K

Shares owned

N/A

Exercise price

21.50

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

55K

Shares owned

N/A

Exercise price

9.14

Expiration

—

Exercise window

—

Employee Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

80K

Shares owned

N/A

Exercise price

2.32

Expiration

—

Exercise window

—

Total

Underlying

186.28K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options (Right to Buy) Direct	Common Stock	4.02	—	—	17.60K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	13.352	—	—	1.36K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	70.434	—	—	1.08K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	146.20	—	—	4.12K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	7.90	—	—	12.50K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	70.434	—	—	2.02K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	51.50	—	—	5.50K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	13.352	—	—	516.00	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	21.50	—	—	6.59K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	9.14	—	—	55K	N/A
Employee Stock Options (Right to Buy) Direct	Common Stock	2.32	—	—	80K	N/A
Total					186.28K	0.00

ADAMS BONNE J. — Initial Ownership Disclosure (Form 3) Filed Feb 9, 2023 | Finecho