Filed: 11/15/2023ACC: 0001698926-23-000004
📋 What this filing means
ADALTA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $146.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$146.7K
Total AUM (reported)
2.23M
Total Shares
Allocation by class
COM$109.2K74.4%
COM NEW$8.5K5.8%
CAP STK CL A$5.8K4.0%
CL A LTD VT SH$5.3K3.6%
ORD$3.3K2.2%
CL A$2.6K1.8%
COM STK$2.3K1.6%
Portfolio Concentration
Top 3$36.1K24.6%
4–10$44.9K30.6%
11–25$36.9K25.1%
Rest$28.9K19.7%
Top 3 weight
24.6%
Top 10 weight
55.2%
Voting Authority Distribution
Total shares with voting rights: 2.23M
Sole
Full voting authority
1.97M
shares
% of voting shares88.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
264.01K
shares
% of voting shares11.8%
Investment Discretion (by position count)
Sole64
Shared0
Other24
Dominant voting typeSole · 88.2% of voting shares
Institutional Holdings88
Rows:
Microsoft Corporation
OTRShares53.15K
TypeSH
Market value$16.8K
11.44%
Sole
49.44K
Shared
0.00
None
3.71K
Blackstone Group Inc
OTRShares94.29K
TypeSH
Market value$10.1K
6.88%
Sole
89.97K
Shared
0.00
None
4.33K
Merck & Co. Inc.
OTRShares89.20K
TypeSH
Market value$9.2K
6.30%
Sole
83.82K
Shared
0.00
None
5.38K
Home Depot
OTRShares28.15K
TypeSH
Market value$8.5K
5.80%
Sole
24.75K
Shared
0.00
None
3.40K
JPMorgan Chase & Co
SOLEShares48.35K
TypeSH
Market value$7.0K
4.78%
Sole
48.35K
Shared
0.00
None
0.00
Union Pacific Corp.
OTRShares33.12K
TypeSH
Market value$6.7K
4.60%
Sole
33.12K
Shared
0.00
None
0.00
Qualcomm Inc.
SOLEShares57.39K
TypeSH
Market value$6.4K
4.34%
Sole
55.16K
Shared
0.00
None
2.23K
Alphabet Inc. Class A
OTRShares44.34K
TypeSH
Market value$5.8K
3.95%
Sole
40.74K
Shared
0.00
None
3.60K
Brookfield Corp F Class A
OTRShares170.52K
TypeSH
Market value$5.3K
3.63%
Sole
156.07K
Shared
0.00
None
14.45K
Weyerhaeuser Co REIT
OTRShares166.09K
TypeSH
Market value$5.1K
3.47%
Sole
158.44K
Shared
0.00
None
7.65K
PhenixFIN Corporation
OTRShares132K
TypeSH
Market value$5.0K
3.42%
Sole
86.25K
Shared
0.00
None
45.75K
American Express Co.
OTRShares25.23K
TypeSH
Market value$3.8K
2.56%
Sole
23.33K
Shared
0.00
None
1.90K
Arch Capital Group Ltd
OTRShares41.36K
TypeSH
Market value$3.3K
2.25%
Sole
37.24K
Shared
0.00
None
4.12K
Johnson & Johnson
OTRShares17.57K
TypeSH
Market value$2.7K
1.87%
Sole
17.12K
Shared
0.00
None
450.00
Portland General Electric Co.
OTRShares63.41K
TypeSH
Market value$2.6K
1.77%
Sole
60.08K
Shared
0.00
None
3.33K
Guardant Health, Inc.
OTRShares81.22K
TypeSH
Market value$2.4K
1.64%
Sole
75.33K
Shared
0.00
None
5.89K
SLB
SOLEShares39.74K
TypeSH
Market value$2.3K
1.59%
Sole
38.89K
Shared
0.00
None
850.00
Markel Group Inc.
OTRShares1.51K
TypeSH
Market value$2.2K
1.52%
Sole
1.20K
Shared
0.00
None
308.00
Boeing
SOLEShares10.60K
TypeSH
Market value$2.0K
1.38%
Sole
10.60K
Shared
0.00
None
0.00
Blackstone Mortgage Trust
SOLEShares79.73K
TypeSH
Market value$1.8K
1.22%
Sole
77.12K
Shared
0.00
None
2.62K
NextEra Energy, Inc.
OTRShares31.07K
TypeSH
Market value$1.8K
1.21%
Sole
31.07K
Shared
0.00
None
0.00
Southern Company
SOLEShares27.26K
TypeSH
Market value$1.8K
1.20%
Sole
27.26K
Shared
0.00
None
0.00
Canadian National Railway Co.
SOLEShares15.95K
TypeSH
Market value$1.7K
1.18%
Sole
15.95K
Shared
0.00
None
0.00
Cisco Systems, Inc.
SOLEShares32.09K
TypeSH
Market value$1.7K
1.18%
Sole
32.09K
Shared
0.00
None
0.00
Berkshire Hathaway Class B
SOLEShares4.89K
TypeSH
Market value$1.7K
1.17%
Sole
4.39K
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Microsoft CorporationOTR | COM | 53.15K | SH | $16.8K 11.44% | 49.44K | 0.00 | 3.71K |
Blackstone Group IncOTR | COM | 94.29K | SH | $10.1K 6.88% | 89.97K | 0.00 | 4.33K |
Merck & Co. Inc.OTR | COM | 89.20K | SH | $9.2K 6.30% | 83.82K | 0.00 | 5.38K |
Home DepotOTR | COM | 28.15K | SH | $8.5K 5.80% | 24.75K | 0.00 | 3.40K |
JPMorgan Chase & CoSOLE | COM | 48.35K | SH | $7.0K 4.78% | 48.35K | 0.00 | 0.00 |
Union Pacific Corp.OTR | COM | 33.12K | SH | $6.7K 4.60% | 33.12K | 0.00 | 0.00 |
Qualcomm Inc.SOLE | COM | 57.39K | SH | $6.4K 4.34% | 55.16K | 0.00 | 2.23K |
Alphabet Inc. Class AOTR | CAP STK CL A | 44.34K | SH | $5.8K 3.95% | 40.74K | 0.00 | 3.60K |
Brookfield Corp F Class AOTR | CL A LTD VT SH | 170.52K | SH | $5.3K 3.63% | 156.07K | 0.00 | 14.45K |
Weyerhaeuser Co REITOTR | COM NEW | 166.09K | SH | $5.1K 3.47% | 158.44K | 0.00 | 7.65K |
PhenixFIN CorporationOTR | COM | 132K | SH | $5.0K 3.42% | 86.25K | 0.00 | 45.75K |
American Express Co.OTR | COM | 25.23K | SH | $3.8K 2.56% | 23.33K | 0.00 | 1.90K |
Arch Capital Group LtdOTR | ORD | 41.36K | SH | $3.3K 2.25% | 37.24K | 0.00 | 4.12K |
Johnson & JohnsonOTR | COM | 17.57K | SH | $2.7K 1.87% | 17.12K | 0.00 | 450.00 |
Portland General Electric Co.OTR | COM NEW | 63.41K | SH | $2.6K 1.77% | 60.08K | 0.00 | 3.33K |
Guardant Health, Inc.OTR | COM | 81.22K | SH | $2.4K 1.64% | 75.33K | 0.00 | 5.89K |
SLBSOLE | COM STK | 39.74K | SH | $2.3K 1.59% | 38.89K | 0.00 | 850.00 |
Markel Group Inc.OTR | COM | 1.51K | SH | $2.2K 1.52% | 1.20K | 0.00 | 308.00 |
BoeingSOLE | COM | 10.60K | SH | $2.0K 1.38% | 10.60K | 0.00 | 0.00 |
Blackstone Mortgage TrustSOLE | COM CL A | 79.73K | SH | $1.8K 1.22% | 77.12K | 0.00 | 2.62K |
NextEra Energy, Inc.OTR | COM | 31.07K | SH | $1.8K 1.21% | 31.07K | 0.00 | 0.00 |
Southern CompanySOLE | COM | 27.26K | SH | $1.8K 1.20% | 27.26K | 0.00 | 0.00 |
Canadian National Railway Co.SOLE | COM | 15.95K | SH | $1.7K 1.18% | 15.95K | 0.00 | 0.00 |
Cisco Systems, Inc.SOLE | COM | 32.09K | SH | $1.7K 1.18% | 32.09K | 0.00 | 0.00 |
Berkshire Hathaway Class BSOLE | CL B NEW | 4.89K | SH | $1.7K 1.17% | 4.39K | 0.00 | 500.00 |
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