Filed: 8/24/2023ACC: 0001698926-23-000003
📋 What this filing means
ADALTA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 86 equity positions with a total reported market value of $149.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
86
Positions
$149.6K
Total AUM (reported)
2.17M
Total Shares
Allocation by class
COM$112.7K75.3%
COM NEW$9.3K6.2%
CL A LTD VT SH$5.8K3.8%
CAP STK CL A$5.3K3.6%
ORD$2.7K1.8%
CL A$2.5K1.7%
COM STK$2.0K1.3%
Portfolio Concentration
Top 3$37.1K24.8%
4–10$46.1K30.8%
11–25$37.8K25.3%
Rest$28.7K19.2%
Top 3 weight
24.8%
Top 10 weight
55.6%
Voting Authority Distribution
Total shares with voting rights: 2.17M
Sole
Full voting authority
1.91M
shares
% of voting shares87.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
264.36K
shares
% of voting shares12.2%
Investment Discretion (by position count)
Sole64
Shared0
Other22
Dominant voting typeSole · 87.8% of voting shares
Institutional Holdings86
Rows:
Microsoft Corporation
OTRShares52.68K
TypeSH
Market value$17.9K
11.99%
Sole
48.97K
Shared
0.00
None
3.71K
Merck & Co. Inc.
OTRShares89.04K
TypeSH
Market value$10.3K
6.91%
Sole
83.67K
Shared
0.00
None
5.38K
Blackstone Group Inc
OTRShares94.79K
TypeSH
Market value$8.8K
5.89%
Sole
90.46K
Shared
0.00
None
4.33K
Home Depot
OTRShares28.05K
TypeSH
Market value$8.7K
5.82%
Sole
24.65K
Shared
0.00
None
3.40K
JPMorgan Chase & Co
SOLEShares48.35K
TypeSH
Market value$7.0K
4.70%
Sole
48.35K
Shared
0.00
None
0.00
Qualcomm Inc.
SOLEShares57.75K
TypeSH
Market value$6.9K
4.59%
Sole
55.52K
Shared
0.00
None
2.23K
Union Pacific Corp.
OTRShares33.12K
TypeSH
Market value$6.8K
4.53%
Sole
33.12K
Shared
0.00
None
0.00
Brookfield Corp F Class A
OTRShares171.02K
TypeSH
Market value$5.8K
3.85%
Sole
156.57K
Shared
0.00
None
14.45K
Weyerhaeuser Co REIT
OTRShares166.07K
TypeSH
Market value$5.6K
3.72%
Sole
158.43K
Shared
0.00
None
7.65K
Alphabet Inc. Class A
OTRShares44.60K
TypeSH
Market value$5.3K
3.57%
Sole
41.01K
Shared
0.00
None
3.60K
PhenixFIN Corporation
OTRShares130.50K
TypeSH
Market value$5.0K
3.31%
Sole
85.95K
Shared
0.00
None
44.55K
American Express Co.
OTRShares25.23K
TypeSH
Market value$4.4K
2.94%
Sole
23.33K
Shared
0.00
None
1.90K
Portland General Electric Co.
OTRShares63.41K
TypeSH
Market value$3.0K
2.01%
Sole
60.09K
Shared
0.00
None
3.33K
Johnson & Johnson
OTRShares17.57K
TypeSH
Market value$2.9K
1.94%
Sole
17.12K
Shared
0.00
None
450.00
Guardant Health, Inc.
OTRShares81.17K
TypeSH
Market value$2.9K
1.94%
Sole
75.28K
Shared
0.00
None
5.89K
Arch Capital Group Ltd
OTRShares36.66K
TypeSH
Market value$2.7K
1.83%
Sole
32.99K
Shared
0.00
None
3.67K
NextEra Energy, Inc.
OTRShares31.07K
TypeSH
Market value$2.3K
1.54%
Sole
31.07K
Shared
0.00
None
0.00
Boeing
SOLEShares10.60K
TypeSH
Market value$2.2K
1.50%
Sole
10.60K
Shared
0.00
None
0.00
SLB
SOLEShares39.74K
TypeSH
Market value$2.0K
1.31%
Sole
38.89K
Shared
0.00
None
850.00
Canadian National Railway Co.
SOLEShares15.95K
TypeSH
Market value$1.9K
1.29%
Sole
15.95K
Shared
0.00
None
0.00
Southern Company
SOLEShares27.26K
TypeSH
Market value$1.9K
1.28%
Sole
27.26K
Shared
0.00
None
0.00
Franco-Nevada Corp
OTRShares11.67K
TypeSH
Market value$1.7K
1.11%
Sole
10.52K
Shared
0.00
None
1.15K
Cisco Systems, Inc.
SOLEShares32.09K
TypeSH
Market value$1.7K
1.11%
Sole
32.09K
Shared
0.00
None
0.00
Blackstone Mortgage Trust
SOLEShares77.15K
TypeSH
Market value$1.7K
1.10%
Sole
74.53K
Shared
0.00
None
2.62K
Berkshire Hathaway Class B
SOLEShares4.64K
TypeSH
Market value$1.6K
1.06%
Sole
4.14K
Shared
0.00
None
500.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Microsoft CorporationOTR | COM | 52.68K | SH | $17.9K 11.99% | 48.97K | 0.00 | 3.71K |
Merck & Co. Inc.OTR | COM | 89.04K | SH | $10.3K 6.91% | 83.67K | 0.00 | 5.38K |
Blackstone Group IncOTR | COM | 94.79K | SH | $8.8K 5.89% | 90.46K | 0.00 | 4.33K |
Home DepotOTR | COM | 28.05K | SH | $8.7K 5.82% | 24.65K | 0.00 | 3.40K |
JPMorgan Chase & CoSOLE | COM | 48.35K | SH | $7.0K 4.70% | 48.35K | 0.00 | 0.00 |
Qualcomm Inc.SOLE | COM | 57.75K | SH | $6.9K 4.59% | 55.52K | 0.00 | 2.23K |
Union Pacific Corp.OTR | COM | 33.12K | SH | $6.8K 4.53% | 33.12K | 0.00 | 0.00 |
Brookfield Corp F Class AOTR | CL A LTD VT SH | 171.02K | SH | $5.8K 3.85% | 156.57K | 0.00 | 14.45K |
Weyerhaeuser Co REITOTR | COM NEW | 166.07K | SH | $5.6K 3.72% | 158.43K | 0.00 | 7.65K |
Alphabet Inc. Class AOTR | CAP STK CL A | 44.60K | SH | $5.3K 3.57% | 41.01K | 0.00 | 3.60K |
PhenixFIN CorporationOTR | COM | 130.50K | SH | $5.0K 3.31% | 85.95K | 0.00 | 44.55K |
American Express Co.OTR | COM | 25.23K | SH | $4.4K 2.94% | 23.33K | 0.00 | 1.90K |
Portland General Electric Co.OTR | COM NEW | 63.41K | SH | $3.0K 2.01% | 60.09K | 0.00 | 3.33K |
Johnson & JohnsonOTR | COM | 17.57K | SH | $2.9K 1.94% | 17.12K | 0.00 | 450.00 |
Guardant Health, Inc.OTR | COM | 81.17K | SH | $2.9K 1.94% | 75.28K | 0.00 | 5.89K |
Arch Capital Group LtdOTR | ORD | 36.66K | SH | $2.7K 1.83% | 32.99K | 0.00 | 3.67K |
NextEra Energy, Inc.OTR | COM | 31.07K | SH | $2.3K 1.54% | 31.07K | 0.00 | 0.00 |
BoeingSOLE | COM | 10.60K | SH | $2.2K 1.50% | 10.60K | 0.00 | 0.00 |
SLBSOLE | COM STK | 39.74K | SH | $2.0K 1.31% | 38.89K | 0.00 | 850.00 |
Canadian National Railway Co.SOLE | COM | 15.95K | SH | $1.9K 1.29% | 15.95K | 0.00 | 0.00 |
Southern CompanySOLE | COM | 27.26K | SH | $1.9K 1.28% | 27.26K | 0.00 | 0.00 |
Franco-Nevada CorpOTR | COM | 11.67K | SH | $1.7K 1.11% | 10.52K | 0.00 | 1.15K |
Cisco Systems, Inc.SOLE | COM | 32.09K | SH | $1.7K 1.11% | 32.09K | 0.00 | 0.00 |
Blackstone Mortgage TrustSOLE | COM CL A | 77.15K | SH | $1.7K 1.10% | 74.53K | 0.00 | 2.62K |
Berkshire Hathaway Class BSOLE | CL B NEW | 4.64K | SH | $1.6K 1.06% | 4.14K | 0.00 | 500.00 |
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