Filed: 5/16/2023ACC: 0001698926-23-000002
📋 What this filing means
ADALTA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $143.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
81
Positions
$143.0K
Total AUM (reported)
2.16M
Total Shares
Allocation by class
COM$110.2K77.1%
COM NEW$8.8K6.1%
CL A LTD VT SH$5.5K3.9%
CAP STK CL A$4.4K3.1%
CL A$2.5K1.8%
COM STK$2.0K1.4%
COM CL A$1.4K1.0%
Portfolio Concentration
Top 3$34.5K24.1%
4–10$43.8K30.6%
11–25$37.7K26.3%
Rest$27.1K18.9%
Top 3 weight
24.1%
Top 10 weight
54.7%
Voting Authority Distribution
Total shares with voting rights: 2.16M
Sole
Full voting authority
1.87M
shares
% of voting shares86.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
283.56K
shares
% of voting shares13.2%
Investment Discretion (by position count)
Sole57
Shared0
Other24
Dominant voting typeSole · 86.8% of voting shares
Institutional Holdings81
Rows:
Microsoft Corporation
OTRShares57.41K
TypeSH
Market value$16.6K
11.58%
Sole
52.94K
Shared
0.00
None
4.47K
Merck & Co. Inc.
OTRShares89.04K
TypeSH
Market value$9.5K
6.67%
Sole
83.67K
Shared
0.00
None
5.38K
Blackstone Group Inc
OTRShares95.51K
TypeSH
Market value$8.4K
5.87%
Sole
91.19K
Shared
0.00
None
4.33K
Home Depot
OTRShares28.05K
TypeSH
Market value$8.3K
5.79%
Sole
24.65K
Shared
0.00
None
3.40K
Qualcomm Inc.
OTRShares55.93K
TypeSH
Market value$7.1K
4.99%
Sole
52.70K
Shared
0.00
None
3.23K
Union Pacific Corp.
OTRShares33.37K
TypeSH
Market value$6.7K
4.70%
Sole
33.37K
Shared
0.00
None
0.00
JPMorgan Chase & Co
SOLEShares48.71K
TypeSH
Market value$6.3K
4.44%
Sole
48.71K
Shared
0.00
None
0.00
Brookfield Corp F Class A
OTRShares169.52K
TypeSH
Market value$5.5K
3.86%
Sole
155.07K
Shared
0.00
None
14.45K
Teradyne, Inc.
OTRShares45.54K
TypeSH
Market value$4.9K
3.42%
Sole
42.21K
Shared
0.00
None
3.33K
Weyerhaeuser Co REIT
OTRShares161.07K
TypeSH
Market value$4.9K
3.39%
Sole
153.43K
Shared
0.00
None
7.65K
PhenixFIN Corporation
OTRShares126K
TypeSH
Market value$4.5K
3.17%
Sole
85.45K
Shared
0.00
None
40.55K
Alphabet Inc. Class A
OTRShares42.69K
TypeSH
Market value$4.4K
3.10%
Sole
39.09K
Shared
0.00
None
3.60K
American Express Co.
OTRShares25.30K
TypeSH
Market value$4.2K
2.92%
Sole
23.41K
Shared
0.00
None
1.90K
Portland General Electric Co.
OTRShares63.66K
TypeSH
Market value$3.1K
2.20%
Sole
60.34K
Shared
0.00
None
3.33K
Johnson & Johnson
OTRShares17.57K
TypeSH
Market value$2.7K
1.90%
Sole
17.12K
Shared
0.00
None
450.00
NextEra Energy, Inc.
OTRShares31.07K
TypeSH
Market value$2.4K
1.67%
Sole
31.07K
Shared
0.00
None
0.00
Boeing
SOLEShares10.60K
TypeSH
Market value$2.3K
1.57%
Sole
10.60K
Shared
0.00
None
0.00
Canadian National Railway Co.
SOLEShares16.70K
TypeSH
Market value$2.0K
1.38%
Sole
16.70K
Shared
0.00
None
0.00
SLB
SOLEShares39.74K
TypeSH
Market value$2.0K
1.37%
Sole
38.89K
Shared
0.00
None
850.00
Guardant Health, Inc.
OTRShares81.88K
TypeSH
Market value$1.9K
1.34%
Sole
75.98K
Shared
0.00
None
5.89K
Southern Company
SOLEShares27.26K
TypeSH
Market value$1.9K
1.33%
Sole
27.26K
Shared
0.00
None
0.00
Franco-Nevada Corp
OTRShares11.67K
TypeSH
Market value$1.7K
1.19%
Sole
10.42K
Shared
0.00
None
1.25K
Cisco Systems, Inc.
SOLEShares31.79K
TypeSH
Market value$1.7K
1.16%
Sole
31.79K
Shared
0.00
None
0.00
Chevron Corp.
SOLEShares9.12K
TypeSH
Market value$1.5K
1.04%
Sole
7.51K
Shared
0.00
None
1.60K
Coupang, Inc.
SOLEShares89.29K
TypeSH
Market value$1.4K
1.00%
Sole
67.19K
Shared
0.00
None
22.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Microsoft CorporationOTR | COM | 57.41K | SH | $16.6K 11.58% | 52.94K | 0.00 | 4.47K |
Merck & Co. Inc.OTR | COM | 89.04K | SH | $9.5K 6.67% | 83.67K | 0.00 | 5.38K |
Blackstone Group IncOTR | COM | 95.51K | SH | $8.4K 5.87% | 91.19K | 0.00 | 4.33K |
Home DepotOTR | COM | 28.05K | SH | $8.3K 5.79% | 24.65K | 0.00 | 3.40K |
Qualcomm Inc.OTR | COM | 55.93K | SH | $7.1K 4.99% | 52.70K | 0.00 | 3.23K |
Union Pacific Corp.OTR | COM | 33.37K | SH | $6.7K 4.70% | 33.37K | 0.00 | 0.00 |
JPMorgan Chase & CoSOLE | COM | 48.71K | SH | $6.3K 4.44% | 48.71K | 0.00 | 0.00 |
Brookfield Corp F Class AOTR | CL A LTD VT SH | 169.52K | SH | $5.5K 3.86% | 155.07K | 0.00 | 14.45K |
Teradyne, Inc.OTR | COM | 45.54K | SH | $4.9K 3.42% | 42.21K | 0.00 | 3.33K |
Weyerhaeuser Co REITOTR | COM NEW | 161.07K | SH | $4.9K 3.39% | 153.43K | 0.00 | 7.65K |
PhenixFIN CorporationOTR | COM | 126K | SH | $4.5K 3.17% | 85.45K | 0.00 | 40.55K |
Alphabet Inc. Class AOTR | CAP STK CL A | 42.69K | SH | $4.4K 3.10% | 39.09K | 0.00 | 3.60K |
American Express Co.OTR | COM | 25.30K | SH | $4.2K 2.92% | 23.41K | 0.00 | 1.90K |
Portland General Electric Co.OTR | COM NEW | 63.66K | SH | $3.1K 2.20% | 60.34K | 0.00 | 3.33K |
Johnson & JohnsonOTR | COM | 17.57K | SH | $2.7K 1.90% | 17.12K | 0.00 | 450.00 |
NextEra Energy, Inc.OTR | COM | 31.07K | SH | $2.4K 1.67% | 31.07K | 0.00 | 0.00 |
BoeingSOLE | COM | 10.60K | SH | $2.3K 1.57% | 10.60K | 0.00 | 0.00 |
Canadian National Railway Co.SOLE | COM | 16.70K | SH | $2.0K 1.38% | 16.70K | 0.00 | 0.00 |
SLBSOLE | COM STK | 39.74K | SH | $2.0K 1.37% | 38.89K | 0.00 | 850.00 |
Guardant Health, Inc.OTR | COM | 81.88K | SH | $1.9K 1.34% | 75.98K | 0.00 | 5.89K |
Southern CompanySOLE | COM | 27.26K | SH | $1.9K 1.33% | 27.26K | 0.00 | 0.00 |
Franco-Nevada CorpOTR | COM | 11.67K | SH | $1.7K 1.19% | 10.42K | 0.00 | 1.25K |
Cisco Systems, Inc.SOLE | COM | 31.79K | SH | $1.7K 1.16% | 31.79K | 0.00 | 0.00 |
Chevron Corp.SOLE | COM | 9.12K | SH | $1.5K 1.04% | 7.51K | 0.00 | 1.60K |
Coupang, Inc.SOLE | CL A | 89.29K | SH | $1.4K 1.00% | 67.19K | 0.00 | 22.10K |
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