Filed: 2/21/2023ACC: 0001698926-23-000001
📋 What this filing means
ADALTA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $141.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$141.8K
Total AUM (reported)
2.19M
Total Shares
Allocation by class
COM$109.5K77.3%
COM NEW$9.2K6.5%
CL A LTD VT SH$5.7K4.0%
CAP STK CL A$3.7K2.6%
CL A$2.9K2.0%
COM STK$2.1K1.5%
COM CL A$1.7K1.2%
Portfolio Concentration
Top 3$32.7K23.1%
4–10$43.3K30.5%
11–25$38.0K26.8%
Rest$27.8K19.6%
Top 3 weight
23.1%
Top 10 weight
53.6%
Voting Authority Distribution
Total shares with voting rights: 2.19M
Sole
Full voting authority
1.91M
shares
% of voting shares87.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
279.48K
shares
% of voting shares12.8%
Investment Discretion (by position count)
Sole64
Shared0
Other24
Dominant voting typeSole · 87.2% of voting shares
Institutional Holdings88
Rows:
Microsoft Corporation
OTRShares57.90K
TypeSH
Market value$13.9K
9.79%
Sole
53.43K
Shared
0.00
None
4.47K
Merck & Co. Inc.
OTRShares89.01K
TypeSH
Market value$9.9K
7.01%
Sole
83.63K
Shared
0.00
None
5.38K
Home Depot
OTRShares28.24K
TypeSH
Market value$8.9K
6.29%
Sole
24.84K
Shared
0.00
None
3.40K
Blackstone Group Inc
OTRShares96.61K
TypeSH
Market value$7.2K
5.05%
Sole
92.29K
Shared
0.00
None
4.33K
Union Pacific Corp.
OTRShares33.37K
TypeSH
Market value$6.9K
4.87%
Sole
33.37K
Shared
0.00
None
0.00
JPMorgan Chase & Co
SOLEShares48.60K
TypeSH
Market value$6.5K
4.60%
Sole
48.60K
Shared
0.00
None
0.00
Qualcomm Inc.
OTRShares55.54K
TypeSH
Market value$6.1K
4.31%
Sole
53.31K
Shared
0.00
None
2.23K
Teradyne, Inc.
OTRShares67.53K
TypeSH
Market value$5.9K
4.16%
Sole
63.32K
Shared
0.00
None
4.21K
Brookfield Corp F Class A
OTRShares180.07K
TypeSH
Market value$5.7K
4.00%
Sole
158.62K
Shared
0.00
None
21.45K
Weyerhaeuser Co REIT
OTRShares160.98K
TypeSH
Market value$5.0K
3.52%
Sole
153.33K
Shared
0.00
None
7.65K
American Express Co.
OTRShares25.30K
TypeSH
Market value$3.7K
2.64%
Sole
23.41K
Shared
0.00
None
1.90K
Alphabet Inc. Class A
OTRShares42.20K
TypeSH
Market value$3.7K
2.63%
Sole
38.60K
Shared
0.00
None
3.60K
PhenixFIN Corporation
OTRShares118.97K
TypeSH
Market value$3.7K
2.61%
Sole
78.42K
Shared
0.00
None
40.55K
Portland General Electric Co.
OTRShares63.66K
TypeSH
Market value$3.1K
2.22%
Sole
60.34K
Shared
0.00
None
3.33K
Johnson & Johnson
OTRShares17.57K
TypeSH
Market value$3.1K
2.19%
Sole
17.12K
Shared
0.00
None
450.00
NextEra Energy, Inc.
OTRShares31.08K
TypeSH
Market value$2.6K
1.83%
Sole
31.08K
Shared
0.00
None
0.00
Cisco Systems, Inc.
SOLEShares51.89K
TypeSH
Market value$2.5K
1.74%
Sole
51.89K
Shared
0.00
None
0.00
Guardant Health, Inc.
OTRShares83.77K
TypeSH
Market value$2.3K
1.61%
Sole
77.87K
Shared
0.00
None
5.89K
Boeing
SOLEShares11.35K
TypeSH
Market value$2.2K
1.52%
Sole
11.35K
Shared
0.00
None
0.00
SLB
SOLEShares39.79K
TypeSH
Market value$2.1K
1.51%
Sole
38.94K
Shared
0.00
None
850.00
Canadian National Railway Co.
SOLEShares16.70K
TypeSH
Market value$2.0K
1.40%
Sole
16.70K
Shared
0.00
None
0.00
Southern Company
SOLEShares27.15K
TypeSH
Market value$1.9K
1.37%
Sole
27.15K
Shared
0.00
None
0.00
Blackstone Mortgage Trust
OTRShares77.15K
TypeSH
Market value$1.7K
1.19%
Sole
74.53K
Shared
0.00
None
2.62K
Franco-Nevada Corp
SOLEShares12.26K
TypeSH
Market value$1.7K
1.18%
Sole
10.81K
Shared
0.00
None
1.45K
Chevron Corp.
SOLEShares9.12K
TypeSH
Market value$1.6K
1.15%
Sole
7.51K
Shared
0.00
None
1.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Microsoft CorporationOTR | COM | 57.90K | SH | $13.9K 9.79% | 53.43K | 0.00 | 4.47K |
Merck & Co. Inc.OTR | COM | 89.01K | SH | $9.9K 7.01% | 83.63K | 0.00 | 5.38K |
Home DepotOTR | COM | 28.24K | SH | $8.9K 6.29% | 24.84K | 0.00 | 3.40K |
Blackstone Group IncOTR | COM | 96.61K | SH | $7.2K 5.05% | 92.29K | 0.00 | 4.33K |
Union Pacific Corp.OTR | COM | 33.37K | SH | $6.9K 4.87% | 33.37K | 0.00 | 0.00 |
JPMorgan Chase & CoSOLE | COM | 48.60K | SH | $6.5K 4.60% | 48.60K | 0.00 | 0.00 |
Qualcomm Inc.OTR | COM | 55.54K | SH | $6.1K 4.31% | 53.31K | 0.00 | 2.23K |
Teradyne, Inc.OTR | COM | 67.53K | SH | $5.9K 4.16% | 63.32K | 0.00 | 4.21K |
Brookfield Corp F Class AOTR | CL A LTD VT SH | 180.07K | SH | $5.7K 4.00% | 158.62K | 0.00 | 21.45K |
Weyerhaeuser Co REITOTR | COM NEW | 160.98K | SH | $5.0K 3.52% | 153.33K | 0.00 | 7.65K |
American Express Co.OTR | COM | 25.30K | SH | $3.7K 2.64% | 23.41K | 0.00 | 1.90K |
Alphabet Inc. Class AOTR | CAP STK CL A | 42.20K | SH | $3.7K 2.63% | 38.60K | 0.00 | 3.60K |
PhenixFIN CorporationOTR | COM | 118.97K | SH | $3.7K 2.61% | 78.42K | 0.00 | 40.55K |
Portland General Electric Co.OTR | COM NEW | 63.66K | SH | $3.1K 2.22% | 60.34K | 0.00 | 3.33K |
Johnson & JohnsonOTR | COM | 17.57K | SH | $3.1K 2.19% | 17.12K | 0.00 | 450.00 |
NextEra Energy, Inc.OTR | COM | 31.08K | SH | $2.6K 1.83% | 31.08K | 0.00 | 0.00 |
Cisco Systems, Inc.SOLE | COM | 51.89K | SH | $2.5K 1.74% | 51.89K | 0.00 | 0.00 |
Guardant Health, Inc.OTR | COM | 83.77K | SH | $2.3K 1.61% | 77.87K | 0.00 | 5.89K |
BoeingSOLE | COM | 11.35K | SH | $2.2K 1.52% | 11.35K | 0.00 | 0.00 |
SLBSOLE | COM STK | 39.79K | SH | $2.1K 1.51% | 38.94K | 0.00 | 850.00 |
Canadian National Railway Co.SOLE | COM | 16.70K | SH | $2.0K 1.40% | 16.70K | 0.00 | 0.00 |
Southern CompanySOLE | COM | 27.15K | SH | $1.9K 1.37% | 27.15K | 0.00 | 0.00 |
Blackstone Mortgage TrustOTR | COM CL A | 77.15K | SH | $1.7K 1.19% | 74.53K | 0.00 | 2.62K |
Franco-Nevada CorpSOLE | COM | 12.26K | SH | $1.7K 1.18% | 10.81K | 0.00 | 1.45K |
Chevron Corp.SOLE | COM | 9.12K | SH | $1.6K 1.15% | 7.51K | 0.00 | 1.60K |
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