Filed: 11/15/2022ACC: 0001698926-22-000004
📋 What this filing means
ADALTA CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $139.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
90
Positions
$139.2K
Total AUM (reported)
2.25M
Total Shares
Allocation by class
COM$106.5K76.5%
COM NEW$8.7K6.2%
CL A LTD VT SH$7.0K5.0%
CAP STK CL A$4.2K3.0%
COM CL A$3.0K2.1%
CL A$2.7K2.0%
COM STK$1.4K1.0%
Portfolio Concentration
Top 3$31.3K22.5%
4–10$43.7K31.4%
11–25$39.2K28.2%
Rest$25.0K17.9%
Top 3 weight
22.5%
Top 10 weight
53.9%
Voting Authority Distribution
Total shares with voting rights: 2.25M
Sole
Full voting authority
1.94M
shares
% of voting shares86.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
314.28K
shares
% of voting shares14.0%
Investment Discretion (by position count)
Sole66
Shared0
Other24
Dominant voting typeSole · 86.0% of voting shares
Institutional Holdings90
Rows:
Microsoft Corporation
OTRShares60.63K
TypeSH
Market value$14.1K
10.14%
Sole
56.13K
Shared
0.00
None
4.50K
Home Depot
OTRShares31.34K
TypeSH
Market value$8.6K
6.21%
Sole
27.94K
Shared
0.00
None
3.40K
Blackstone Group Inc
OTRShares101.55K
TypeSH
Market value$8.5K
6.11%
Sole
97.22K
Shared
0.00
None
4.33K
Merck & Co. Inc.
OTRShares89.21K
TypeSH
Market value$7.7K
5.56%
Sole
83.83K
Shared
0.00
None
5.38K
Brookfield Asset Management
OTRShares171.07K
TypeSH
Market value$7.0K
5.02%
Sole
153.62K
Shared
0.00
None
17.45K
Union Pacific Corp.
OTRShares33.37K
TypeSH
Market value$6.5K
4.67%
Sole
33.37K
Shared
0.00
None
0.00
Qualcomm Inc.
OTRShares55.59K
TypeSH
Market value$6.3K
4.51%
Sole
53.36K
Shared
0.00
None
2.23K
Teradyne, Inc.
OTRShares74.64K
TypeSH
Market value$5.6K
4.03%
Sole
70.39K
Shared
0.00
None
4.25K
Guardant Health, Inc.
OTRShares102.40K
TypeSH
Market value$5.5K
3.96%
Sole
95.93K
Shared
0.00
None
6.47K
JPMorgan Chase & Co
SOLEShares48.60K
TypeSH
Market value$5.1K
3.65%
Sole
48.60K
Shared
0.00
None
0.00
Weyerhaeuser Co REIT
OTRShares164K
TypeSH
Market value$4.7K
3.36%
Sole
156.35K
Shared
0.00
None
7.65K
Alphabet Inc. Class A
OTRShares44.17K
TypeSH
Market value$4.2K
3.04%
Sole
40.55K
Shared
0.00
None
3.62K
PhenixFIN Corporation
OTRShares112.08K
TypeSH
Market value$3.9K
2.79%
Sole
74.72K
Shared
0.00
None
37.37K
American Express Co.
OTRShares26.53K
TypeSH
Market value$3.6K
2.57%
Sole
24.63K
Shared
0.00
None
1.90K
Johnson & Johnson
OTRShares17.57K
TypeSH
Market value$2.9K
2.06%
Sole
17.12K
Shared
0.00
None
450.00
Portland General Electric Co.
OTRShares63.66K
TypeSH
Market value$2.8K
2.01%
Sole
60.34K
Shared
0.00
None
3.33K
Blackstone Mortgage Trust
OTRShares116.35K
TypeSH
Market value$2.8K
2.00%
Sole
111.44K
Shared
0.00
None
4.92K
NextEra Energy, Inc.
OTRShares31.36K
TypeSH
Market value$2.5K
1.77%
Sole
31.36K
Shared
0.00
None
0.00
Cisco Systems, Inc.
SOLEShares52.04K
TypeSH
Market value$2.1K
1.50%
Sole
52.04K
Shared
0.00
None
0.00
Applied Materials
OTRShares23.93K
TypeSH
Market value$2.0K
1.41%
Sole
21.98K
Shared
0.00
None
1.95K
Canadian National Railway Co.
SOLEShares16.70K
TypeSH
Market value$1.8K
1.30%
Sole
16.70K
Shared
0.00
None
0.00
Southern Company
SOLEShares26.13K
TypeSH
Market value$1.8K
1.28%
Sole
26.13K
Shared
0.00
None
0.00
Coupang, Inc.
SOLEShares88.60K
TypeSH
Market value$1.5K
1.06%
Sole
67.95K
Shared
0.00
None
20.65K
Apple Inc.
SOLEShares10.47K
TypeSH
Market value$1.4K
1.04%
Sole
10.47K
Shared
0.00
None
0.00
SLB
SOLEShares38.79K
TypeSH
Market value$1.4K
1.00%
Sole
37.94K
Shared
0.00
None
850.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Microsoft CorporationOTR | COM | 60.63K | SH | $14.1K 10.14% | 56.13K | 0.00 | 4.50K |
Home DepotOTR | COM | 31.34K | SH | $8.6K 6.21% | 27.94K | 0.00 | 3.40K |
Blackstone Group IncOTR | COM | 101.55K | SH | $8.5K 6.11% | 97.22K | 0.00 | 4.33K |
Merck & Co. Inc.OTR | COM | 89.21K | SH | $7.7K 5.56% | 83.83K | 0.00 | 5.38K |
Brookfield Asset ManagementOTR | CL A LTD VT SH | 171.07K | SH | $7.0K 5.02% | 153.62K | 0.00 | 17.45K |
Union Pacific Corp.OTR | COM | 33.37K | SH | $6.5K 4.67% | 33.37K | 0.00 | 0.00 |
Qualcomm Inc.OTR | COM | 55.59K | SH | $6.3K 4.51% | 53.36K | 0.00 | 2.23K |
Teradyne, Inc.OTR | COM | 74.64K | SH | $5.6K 4.03% | 70.39K | 0.00 | 4.25K |
Guardant Health, Inc.OTR | COM | 102.40K | SH | $5.5K 3.96% | 95.93K | 0.00 | 6.47K |
JPMorgan Chase & CoSOLE | COM | 48.60K | SH | $5.1K 3.65% | 48.60K | 0.00 | 0.00 |
Weyerhaeuser Co REITOTR | COM NEW | 164K | SH | $4.7K 3.36% | 156.35K | 0.00 | 7.65K |
Alphabet Inc. Class AOTR | CAP STK CL A | 44.17K | SH | $4.2K 3.04% | 40.55K | 0.00 | 3.62K |
PhenixFIN CorporationOTR | COM | 112.08K | SH | $3.9K 2.79% | 74.72K | 0.00 | 37.37K |
American Express Co.OTR | COM | 26.53K | SH | $3.6K 2.57% | 24.63K | 0.00 | 1.90K |
Johnson & JohnsonOTR | COM | 17.57K | SH | $2.9K 2.06% | 17.12K | 0.00 | 450.00 |
Portland General Electric Co.OTR | COM NEW | 63.66K | SH | $2.8K 2.01% | 60.34K | 0.00 | 3.33K |
Blackstone Mortgage TrustOTR | COM CL A | 116.35K | SH | $2.8K 2.00% | 111.44K | 0.00 | 4.92K |
NextEra Energy, Inc.OTR | COM | 31.36K | SH | $2.5K 1.77% | 31.36K | 0.00 | 0.00 |
Cisco Systems, Inc.SOLE | COM | 52.04K | SH | $2.1K 1.50% | 52.04K | 0.00 | 0.00 |
Applied MaterialsOTR | COM | 23.93K | SH | $2.0K 1.41% | 21.98K | 0.00 | 1.95K |
Canadian National Railway Co.SOLE | COM | 16.70K | SH | $1.8K 1.30% | 16.70K | 0.00 | 0.00 |
Southern CompanySOLE | COM | 26.13K | SH | $1.8K 1.28% | 26.13K | 0.00 | 0.00 |
Coupang, Inc.SOLE | CL A | 88.60K | SH | $1.5K 1.06% | 67.95K | 0.00 | 20.65K |
Apple Inc.SOLE | COM | 10.47K | SH | $1.4K 1.04% | 10.47K | 0.00 | 0.00 |
SLBSOLE | COM STK | 38.79K | SH | $1.4K 1.00% | 37.94K | 0.00 | 850.00 |
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