Filed: 1/17/2020ACC: 0001437749-20-000773
10% OwnerOther
Since Dec 2018
+3.33K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
3.33K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Option (Right to Buy)
Indirect
Converts to
Common Stock
3.33K shares
Shares
+3.33K
Strike price
5.60
Held after
3.33K
Exercisable
—
12/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Indirect | Common Stock3.33K shares | 12/5/2019 | A · Award | +3.33K | 5.60 | — | 3.33K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned103.85K
Total
103.85K indirect103.85K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 103.85K | Indirect |
| Total | 103.85K | 103.85K indirect |
Derivative Holdings (Post-Transaction)2
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
3.33K
Shares owned
3.33K
Exercise price
3.2400
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
3.33K
Shares owned
3.33K
Exercise price
2.4000
Expiration
—
Exercise window
—
Total
Underlying
6.67K
Owned
6.67K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Indirect | Common Stock | 3.2400 | — | — | 3.33K | 3.33K |
| Stock Option (Right to Buy) Indirect | Common Stock | 2.4000 | — | — | 3.33K | 3.33K |
| Total | 6.67K | 6.67K | ||||