Filed: 10/10/2023ACC: 0001038661-23-000004
📋 What this filing means
ABNER HERRMAN & BROCK LLC filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $652.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$652.5K
Total AUM (reported)
4.50M
Total Shares
Allocation by class
COM$652.5K100.0%
Portfolio Concentration
Top 3$74.2K11.4%
4–10$143.5K22.0%
11–25$239.7K36.7%
Rest$195.1K29.9%
Top 3 weight
11.4%
Top 10 weight
33.4%
Voting Authority Distribution
Total shares with voting rights: 4.50M
Sole
Full voting authority
4.50M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole91
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings91
Rows:
MICROSOFT CORP
SOLEShares79.43K
TypeSH
Market value$25.1K
3.84%
Sole
79.43K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares211.69K
TypeSH
Market value$24.9K
3.81%
Sole
211.69K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares55.77K
TypeSH
Market value$24.3K
3.72%
Sole
55.77K
Shared
0.00
None
0.00
APPLE INC
SOLEShares137.62K
TypeSH
Market value$23.6K
3.61%
Sole
137.62K
Shared
0.00
None
0.00
CHEVRON CORP
SOLEShares131.98K
TypeSH
Market value$22.3K
3.41%
Sole
131.98K
Shared
0.00
None
0.00
AON PLC-CLASS A
SOLEShares64.76K
TypeSH
Market value$21.0K
3.22%
Sole
64.76K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares144.29K
TypeSH
Market value$20.9K
3.21%
Sole
144.29K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares151.96K
TypeSH
Market value$19.3K
2.96%
Sole
151.96K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares107.80K
TypeSH
Market value$18.3K
2.80%
Sole
107.80K
Shared
0.00
None
0.00
SCHLUMBERGER LTD
SOLEShares312.33K
TypeSH
Market value$18.2K
2.79%
Sole
312.33K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares89.47K
TypeSH
Market value$18.1K
2.78%
Sole
89.47K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares170.07K
TypeSH
Market value$18.0K
2.76%
Sole
170.07K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares45K
TypeSH
Market value$17.8K
2.73%
Sole
45K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares33.87K
TypeSH
Market value$17.3K
2.65%
Sole
33.87K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares43.94K
TypeSH
Market value$16.6K
2.54%
Sole
43.94K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares114.49K
TypeSH
Market value$16.1K
2.46%
Sole
114.49K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares195.74K
TypeSH
Market value$16.0K
2.45%
Sole
195.74K
Shared
0.00
None
0.00
INTUIT INC
SOLEShares30.27K
TypeSH
Market value$15.5K
2.37%
Sole
30.27K
Shared
0.00
None
0.00
CHUBB LTD
SOLEShares74.02K
TypeSH
Market value$15.4K
2.36%
Sole
74.02K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES
SOLEShares148.75K
TypeSH
Market value$15.3K
2.34%
Sole
148.75K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares57.40K
TypeSH
Market value$15.1K
2.32%
Sole
57.40K
Shared
0.00
None
0.00
MARRIOTT INTERNATIONAL -CL A
SOLEShares76.21K
TypeSH
Market value$15.0K
2.30%
Sole
76.21K
Shared
0.00
None
0.00
MERCK & CO. INC.
SOLEShares144.06K
TypeSH
Market value$14.8K
2.27%
Sole
144.06K
Shared
0.00
None
0.00
ABBOTT LABORATORIES
SOLEShares150.22K
TypeSH
Market value$14.5K
2.23%
Sole
150.22K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING
SOLEShares58.72K
TypeSH
Market value$14.1K
2.16%
Sole
58.72K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 79.43K | SH | $25.1K 3.84% | 79.43K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 211.69K | SH | $24.9K 3.81% | 211.69K | 0.00 | 0.00 |
NVIDIA CORPSOLE | COM | 55.77K | SH | $24.3K 3.72% | 55.77K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 137.62K | SH | $23.6K 3.61% | 137.62K | 0.00 | 0.00 |
CHEVRON CORPSOLE | COM | 131.98K | SH | $22.3K 3.41% | 131.98K | 0.00 | 0.00 |
AON PLC-CLASS ASOLE | COM | 64.76K | SH | $21.0K 3.22% | 64.76K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 144.29K | SH | $20.9K 3.21% | 144.29K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | COM | 151.96K | SH | $19.3K 2.96% | 151.96K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 107.80K | SH | $18.3K 2.80% | 107.80K | 0.00 | 0.00 |
SCHLUMBERGER LTDSOLE | COM | 312.33K | SH | $18.2K 2.79% | 312.33K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 89.47K | SH | $18.1K 2.78% | 89.47K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 170.07K | SH | $18.0K 2.76% | 170.07K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | COM | 45K | SH | $17.8K 2.73% | 45K | 0.00 | 0.00 |
ADOBE INCSOLE | COM | 33.87K | SH | $17.3K 2.65% | 33.87K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 43.94K | SH | $16.6K 2.54% | 43.94K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COM | 114.49K | SH | $16.1K 2.46% | 114.49K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM | 195.74K | SH | $16.0K 2.45% | 195.74K | 0.00 | 0.00 |
INTUIT INCSOLE | COM | 30.27K | SH | $15.5K 2.37% | 30.27K | 0.00 | 0.00 |
CHUBB LTDSOLE | COM | 74.02K | SH | $15.4K 2.36% | 74.02K | 0.00 | 0.00 |
ADVANCED MICRO DEVICESSOLE | COM | 148.75K | SH | $15.3K 2.34% | 148.75K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | COM | 57.40K | SH | $15.1K 2.32% | 57.40K | 0.00 | 0.00 |
MARRIOTT INTERNATIONAL -CL ASOLE | COM | 76.21K | SH | $15.0K 2.30% | 76.21K | 0.00 | 0.00 |
MERCK & CO. INC.SOLE | COM | 144.06K | SH | $14.8K 2.27% | 144.06K | 0.00 | 0.00 |
ABBOTT LABORATORIESSOLE | COM | 150.22K | SH | $14.5K 2.23% | 150.22K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSINGSOLE | COM | 58.72K | SH | $14.1K 2.16% | 58.72K | 0.00 | 0.00 |
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