Filed: 7/5/2023ACC: 0001038661-23-000003
📋 What this filing means
ABNER HERRMAN & BROCK LLC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $681.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
101
Positions
$681.7K
Total AUM (reported)
4.99M
Total Shares
Allocation by class
COM$681.7K100.0%
Portfolio Concentration
Top 3$79.0K11.6%
4–10$159.6K23.4%
11–25$257.0K37.7%
Rest$186.2K27.3%
Top 3 weight
11.6%
Top 10 weight
35.0%
Voting Authority Distribution
Total shares with voting rights: 4.99M
Sole
Full voting authority
4.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole101
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings101
Rows:
APPLE INC
SOLEShares142.79K
TypeSH
Market value$27.7K
4.06%
Sole
142.79K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares78.88K
TypeSH
Market value$26.9K
3.94%
Sole
78.88K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares227.52K
TypeSH
Market value$24.4K
3.58%
Sole
227.52K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares129.37K
TypeSH
Market value$24.0K
3.51%
Sole
129.37K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares56.16K
TypeSH
Market value$23.8K
3.48%
Sole
56.16K
Shared
0.00
None
0.00
CHEVRON CORP
SOLEShares150.42K
TypeSH
Market value$23.7K
3.47%
Sole
150.42K
Shared
0.00
None
0.00
AON PLC-CLASS A
SOLEShares66.11K
TypeSH
Market value$22.8K
3.35%
Sole
66.11K
Shared
0.00
None
0.00
MERCK & CO. INC.
SOLEShares197.16K
TypeSH
Market value$22.8K
3.34%
Sole
197.16K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares147.61K
TypeSH
Market value$21.5K
3.15%
Sole
147.61K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares121.40K
TypeSH
Market value$21.1K
3.10%
Sole
121.40K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares169.25K
TypeSH
Market value$20.2K
2.96%
Sole
169.25K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares147.11K
TypeSH
Market value$19.7K
2.89%
Sole
147.11K
Shared
0.00
None
0.00
AMAZON.COM INC
SOLEShares147.34K
TypeSH
Market value$19.2K
2.82%
Sole
147.34K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares43.43K
TypeSH
Market value$19.1K
2.81%
Sole
43.43K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares88.81K
TypeSH
Market value$18.8K
2.75%
Sole
88.81K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares62.83K
TypeSH
Market value$18.7K
2.75%
Sole
62.83K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares45.69K
TypeSH
Market value$18.0K
2.64%
Sole
45.69K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares194.91K
TypeSH
Market value$16.6K
2.44%
Sole
194.91K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES
SOLEShares144.77K
TypeSH
Market value$16.5K
2.42%
Sole
144.77K
Shared
0.00
None
0.00
ABBOTT LABORATORIES
SOLEShares150.93K
TypeSH
Market value$16.5K
2.41%
Sole
150.93K
Shared
0.00
None
0.00
SCHLUMBERGER LTD
SOLEShares317.54K
TypeSH
Market value$15.6K
2.29%
Sole
317.54K
Shared
0.00
None
0.00
HONEYWELL INTERNATIONAL INC
SOLEShares73.05K
TypeSH
Market value$15.2K
2.22%
Sole
73.05K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares35.43K
TypeSH
Market value$14.4K
2.11%
Sole
35.43K
Shared
0.00
None
0.00
MARRIOTT INTERNATIONAL -CL A
SOLEShares78.08K
TypeSH
Market value$14.3K
2.10%
Sole
78.08K
Shared
0.00
None
0.00
CHUBB LTD
SOLEShares74.22K
TypeSH
Market value$14.3K
2.10%
Sole
74.22K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 142.79K | SH | $27.7K 4.06% | 142.79K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 78.88K | SH | $26.9K 3.94% | 78.88K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 227.52K | SH | $24.4K 3.58% | 227.52K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 129.37K | SH | $24.0K 3.51% | 129.37K | 0.00 | 0.00 |
NVIDIA CORPSOLE | COM | 56.16K | SH | $23.8K 3.48% | 56.16K | 0.00 | 0.00 |
CHEVRON CORPSOLE | COM | 150.42K | SH | $23.7K 3.47% | 150.42K | 0.00 | 0.00 |
AON PLC-CLASS ASOLE | COM | 66.11K | SH | $22.8K 3.35% | 66.11K | 0.00 | 0.00 |
MERCK & CO. INC.SOLE | COM | 197.16K | SH | $22.8K 3.34% | 197.16K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 147.61K | SH | $21.5K 3.15% | 147.61K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 121.40K | SH | $21.1K 3.10% | 121.40K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 169.25K | SH | $20.2K 2.96% | 169.25K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COM | 147.11K | SH | $19.7K 2.89% | 147.11K | 0.00 | 0.00 |
AMAZON.COM INCSOLE | COM | 147.34K | SH | $19.2K 2.82% | 147.34K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 43.43K | SH | $19.1K 2.81% | 43.43K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 88.81K | SH | $18.8K 2.75% | 88.81K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | COM | 62.83K | SH | $18.7K 2.75% | 62.83K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | COM | 45.69K | SH | $18.0K 2.64% | 45.69K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM | 194.91K | SH | $16.6K 2.44% | 194.91K | 0.00 | 0.00 |
ADVANCED MICRO DEVICESSOLE | COM | 144.77K | SH | $16.5K 2.42% | 144.77K | 0.00 | 0.00 |
ABBOTT LABORATORIESSOLE | COM | 150.93K | SH | $16.5K 2.41% | 150.93K | 0.00 | 0.00 |
SCHLUMBERGER LTDSOLE | COM | 317.54K | SH | $15.6K 2.29% | 317.54K | 0.00 | 0.00 |
HONEYWELL INTERNATIONAL INCSOLE | COM | 73.05K | SH | $15.2K 2.22% | 73.05K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 35.43K | SH | $14.4K 2.11% | 35.43K | 0.00 | 0.00 |
MARRIOTT INTERNATIONAL -CL ASOLE | COM | 78.08K | SH | $14.3K 2.10% | 78.08K | 0.00 | 0.00 |
CHUBB LTDSOLE | COM | 74.22K | SH | $14.3K 2.10% | 74.22K | 0.00 | 0.00 |
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