Filed: 4/13/2023ACC: 0001038661-23-000002
📋 What this filing means
ABNER HERRMAN & BROCK LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $662.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$662.4K
Total AUM (reported)
5.71M
Total Shares
Allocation by class
COM$661.8K99.9%
MUT$546.000.1%
Portfolio Concentration
Top 3$73.8K11.1%
4–10$150.8K22.8%
11–25$245.9K37.1%
Rest$191.8K29.0%
Top 3 weight
11.1%
Top 10 weight
33.9%
Voting Authority Distribution
Total shares with voting rights: 5.71M
Sole
Full voting authority
5.71M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings99
Rows:
EXXON MOBIL CORP
SOLEShares232.87K
TypeSH
Market value$25.5K
3.86%
Sole
232.87K
Shared
0.00
None
0.00
CHEVRON CORP
SOLEShares150.88K
TypeSH
Market value$24.6K
3.72%
Sole
150.88K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares129.78K
TypeSH
Market value$23.7K
3.57%
Sole
129.78K
Shared
0.00
None
0.00
APPLE INC
SOLEShares141.89K
TypeSH
Market value$23.4K
3.53%
Sole
141.89K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares77.76K
TypeSH
Market value$22.4K
3.38%
Sole
77.76K
Shared
0.00
None
0.00
EMERSON ELECTRIC CO
SOLEShares249.01K
TypeSH
Market value$21.7K
3.28%
Sole
249.01K
Shared
0.00
None
0.00
AON PLC SHS CL A
SOLEShares66.86K
TypeSH
Market value$21.1K
3.18%
Sole
66.86K
Shared
0.00
None
0.00
MERCK & CO. INC.
SOLEShares197.12K
TypeSH
Market value$21.0K
3.17%
Sole
197.12K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares160.79K
TypeSH
Market value$21.0K
3.16%
Sole
160.79K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares123.23K
TypeSH
Market value$20.3K
3.07%
Sole
123.23K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares214.23K
TypeSH
Market value$18.8K
2.84%
Sole
214.23K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares142.23K
TypeSH
Market value$18.6K
2.81%
Sole
142.23K
Shared
0.00
None
0.00
ABBOTT LABORATORIES
SOLEShares175.05K
TypeSH
Market value$17.7K
2.68%
Sole
175.05K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares37.41K
TypeSH
Market value$17.7K
2.67%
Sole
37.41K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares63.01K
TypeSH
Market value$17.6K
2.66%
Sole
63.01K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING
SOLEShares77.90K
TypeSH
Market value$17.3K
2.62%
Sole
77.90K
Shared
0.00
None
0.00
SCHLUMBERGER LTD
SOLEShares337.06K
TypeSH
Market value$16.5K
2.50%
Sole
337.06K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares45.48K
TypeSH
Market value$16.5K
2.50%
Sole
45.48K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares54.49K
TypeSH
Market value$16.1K
2.43%
Sole
54.49K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares95.89K
TypeSH
Market value$15.9K
2.40%
Sole
95.89K
Shared
0.00
None
0.00
NVIDIA CORP
SOLEShares55.25K
TypeSH
Market value$15.3K
2.32%
Sole
55.25K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares213.78K
TypeSH
Market value$14.8K
2.24%
Sole
213.78K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares34.87K
TypeSH
Market value$14.4K
2.17%
Sole
34.87K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares24.76K
TypeSH
Market value$14.3K
2.15%
Sole
24.76K
Shared
0.00
None
0.00
CHUBB LTD
SOLEShares73.28K
TypeSH
Market value$14.2K
2.15%
Sole
73.28K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EXXON MOBIL CORPSOLE | COM | 232.87K | SH | $25.5K 3.86% | 232.87K | 0.00 | 0.00 |
CHEVRON CORPSOLE | COM | 150.88K | SH | $24.6K 3.72% | 150.88K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 129.78K | SH | $23.7K 3.57% | 129.78K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 141.89K | SH | $23.4K 3.53% | 141.89K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 77.76K | SH | $22.4K 3.38% | 77.76K | 0.00 | 0.00 |
EMERSON ELECTRIC COSOLE | COM | 249.01K | SH | $21.7K 3.28% | 249.01K | 0.00 | 0.00 |
AON PLC SHS CL ASOLE | COM | 66.86K | SH | $21.1K 3.18% | 66.86K | 0.00 | 0.00 |
MERCK & CO. INC.SOLE | COM | 197.12K | SH | $21.0K 3.17% | 197.12K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 160.79K | SH | $21.0K 3.16% | 160.79K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 123.23K | SH | $20.3K 3.07% | 123.23K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM | 214.23K | SH | $18.8K 2.84% | 214.23K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COM | 142.23K | SH | $18.6K 2.81% | 142.23K | 0.00 | 0.00 |
ABBOTT LABORATORIESSOLE | COM | 175.05K | SH | $17.7K 2.68% | 175.05K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 37.41K | SH | $17.7K 2.67% | 37.41K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | COM | 63.01K | SH | $17.6K 2.66% | 63.01K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSINGSOLE | COM | 77.90K | SH | $17.3K 2.62% | 77.90K | 0.00 | 0.00 |
SCHLUMBERGER LTDSOLE | COM | 337.06K | SH | $16.5K 2.50% | 337.06K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | COM | 45.48K | SH | $16.5K 2.50% | 45.48K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 54.49K | SH | $16.1K 2.43% | 54.49K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 95.89K | SH | $15.9K 2.40% | 95.89K | 0.00 | 0.00 |
NVIDIA CORPSOLE | COM | 55.25K | SH | $15.3K 2.32% | 55.25K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 213.78K | SH | $14.8K 2.24% | 213.78K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 34.87K | SH | $14.4K 2.17% | 34.87K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 24.76K | SH | $14.3K 2.15% | 24.76K | 0.00 | 0.00 |
CHUBB LTDSOLE | COM | 73.28K | SH | $14.2K 2.15% | 73.28K | 0.00 | 0.00 |
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