Filed: 1/4/2023ACC: 0001038661-23-000001
📋 What this filing means
ABNER HERRMAN & BROCK LLC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $651.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$651.0K
Total AUM (reported)
5.68M
Total Shares
Allocation by class
COM$648.7K99.6%
MUT$2.3K0.4%
Portfolio Concentration
Top 3$76.7K11.8%
4–10$145.0K22.3%
11–25$252.2K38.7%
Rest$177.1K27.2%
Top 3 weight
11.8%
Top 10 weight
34.1%
Voting Authority Distribution
Total shares with voting rights: 5.68M
Sole
Full voting authority
5.68M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole97
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings97
Rows:
CHEVRON CORP
SOLEShares150.85K
TypeSH
Market value$27.1K
4.16%
Sole
150.85K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares234.28K
TypeSH
Market value$25.8K
3.97%
Sole
234.28K
Shared
0.00
None
0.00
EMERSON ELECTRIC CO
SOLEShares247.52K
TypeSH
Market value$23.8K
3.65%
Sole
247.52K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares130.80K
TypeSH
Market value$23.6K
3.63%
Sole
130.80K
Shared
0.00
None
0.00
MERCK & CO. INC.
SOLEShares197.20K
TypeSH
Market value$21.9K
3.36%
Sole
197.20K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares160.12K
TypeSH
Market value$21.5K
3.30%
Sole
160.12K
Shared
0.00
None
0.00
AON PLC SHS CL A
SOLEShares66.99K
TypeSH
Market value$20.1K
3.09%
Sole
66.99K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares139.11K
TypeSH
Market value$19.6K
3.01%
Sole
139.11K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares36.50K
TypeSH
Market value$19.4K
2.97%
Sole
36.50K
Shared
0.00
None
0.00
ABBOTT LABORATORIES
SOLEShares173.10K
TypeSH
Market value$19.0K
2.92%
Sole
173.10K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING
SOLEShares79.45K
TypeSH
Market value$19.0K
2.92%
Sole
79.45K
Shared
0.00
None
0.00
APPLE INC
SOLEShares141.60K
TypeSH
Market value$18.4K
2.83%
Sole
141.60K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares76.11K
TypeSH
Market value$18.3K
2.80%
Sole
76.11K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares213.77K
TypeSH
Market value$18.2K
2.79%
Sole
213.77K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares122.45K
TypeSH
Market value$18.1K
2.78%
Sole
122.45K
Shared
0.00
None
0.00
SCHLUMBERGER LTD
SOLEShares334.81K
TypeSH
Market value$17.9K
2.75%
Sole
334.81K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares54.87K
TypeSH
Market value$17.3K
2.66%
Sole
54.87K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares62.82K
TypeSH
Market value$16.6K
2.54%
Sole
62.82K
Shared
0.00
None
0.00
METLIFE INC
SOLEShares221.01K
TypeSH
Market value$16.0K
2.46%
Sole
221.01K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares45.92K
TypeSH
Market value$16.0K
2.45%
Sole
45.92K
Shared
0.00
None
0.00
CHUBB LTD
SOLEShares71.73K
TypeSH
Market value$15.8K
2.43%
Sole
71.73K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares219.46K
TypeSH
Market value$15.8K
2.43%
Sole
219.46K
Shared
0.00
None
0.00
HONEYWELL INTERNATIONAL INC
SOLEShares70.59K
TypeSH
Market value$15.1K
2.32%
Sole
70.59K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares178.25K
TypeSH
Market value$14.9K
2.29%
Sole
178.25K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares34.69K
TypeSH
Market value$14.9K
2.28%
Sole
34.69K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHEVRON CORPSOLE | COM | 150.85K | SH | $27.1K 4.16% | 150.85K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 234.28K | SH | $25.8K 3.97% | 234.28K | 0.00 | 0.00 |
EMERSON ELECTRIC COSOLE | COM | 247.52K | SH | $23.8K 3.65% | 247.52K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 130.80K | SH | $23.6K 3.63% | 130.80K | 0.00 | 0.00 |
MERCK & CO. INC.SOLE | COM | 197.20K | SH | $21.9K 3.36% | 197.20K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 160.12K | SH | $21.5K 3.30% | 160.12K | 0.00 | 0.00 |
AON PLC SHS CL ASOLE | COM | 66.99K | SH | $20.1K 3.09% | 66.99K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COM | 139.11K | SH | $19.6K 3.01% | 139.11K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 36.50K | SH | $19.4K 2.97% | 36.50K | 0.00 | 0.00 |
ABBOTT LABORATORIESSOLE | COM | 173.10K | SH | $19.0K 2.92% | 173.10K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSINGSOLE | COM | 79.45K | SH | $19.0K 2.92% | 79.45K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 141.60K | SH | $18.4K 2.83% | 141.60K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 76.11K | SH | $18.3K 2.80% | 76.11K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM | 213.77K | SH | $18.2K 2.79% | 213.77K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 122.45K | SH | $18.1K 2.78% | 122.45K | 0.00 | 0.00 |
SCHLUMBERGER LTDSOLE | COM | 334.81K | SH | $17.9K 2.75% | 334.81K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 54.87K | SH | $17.3K 2.66% | 54.87K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | COM | 62.82K | SH | $16.6K 2.54% | 62.82K | 0.00 | 0.00 |
METLIFE INCSOLE | COM | 221.01K | SH | $16.0K 2.46% | 221.01K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | COM | 45.92K | SH | $16.0K 2.45% | 45.92K | 0.00 | 0.00 |
CHUBB LTDSOLE | COM | 71.73K | SH | $15.8K 2.43% | 71.73K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 219.46K | SH | $15.8K 2.43% | 219.46K | 0.00 | 0.00 |
HONEYWELL INTERNATIONAL INCSOLE | COM | 70.59K | SH | $15.1K 2.32% | 70.59K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 178.25K | SH | $14.9K 2.29% | 178.25K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 34.69K | SH | $14.9K 2.28% | 34.69K | 0.00 | 0.00 |
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