Filed: 10/6/2022ACC: 0001038661-22-000004
📋 What this filing means
ABNER HERRMAN & BROCK LLC filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $545.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$545.6K
Total AUM (reported)
5.46M
Total Shares
Allocation by class
COM$543.7K99.7%
MUT$1.7K0.3%
PFD$230.000.0%
Portfolio Concentration
Top 3$62.1K11.4%
4–10$124.9K22.9%
11–25$213.4K39.1%
Rest$145.1K26.6%
Top 3 weight
11.4%
Top 10 weight
34.3%
Voting Authority Distribution
Total shares with voting rights: 5.46M
Sole
Full voting authority
5.46M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole91
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings91
Rows:
CHEVRON CORP
SOLEShares151.97K
TypeSH
Market value$21.8K
4.00%
Sole
151.97K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares236.16K
TypeSH
Market value$20.6K
3.78%
Sole
236.16K
Shared
0.00
None
0.00
APPLE INC
SOLEShares142.18K
TypeSH
Market value$19.6K
3.60%
Sole
142.18K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares37K
TypeSH
Market value$18.7K
3.43%
Sole
37K
Shared
0.00
None
0.00
EMERSON ELECTRIC CO
SOLEShares247.06K
TypeSH
Market value$18.1K
3.32%
Sole
247.06K
Shared
0.00
None
0.00
AUTOMATIC DATA PROCESSING
SOLEShares79.05K
TypeSH
Market value$17.9K
3.28%
Sole
79.05K
Shared
0.00
None
0.00
AON PLC SHS CL A
SOLEShares66.56K
TypeSH
Market value$17.8K
3.27%
Sole
66.56K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares76.19K
TypeSH
Market value$17.7K
3.25%
Sole
76.19K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares108.13K
TypeSH
Market value$17.7K
3.24%
Sole
108.13K
Shared
0.00
None
0.00
MERCK & CO. INC.
SOLEShares198.09K
TypeSH
Market value$17.1K
3.13%
Sole
198.09K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares211.78K
TypeSH
Market value$16.7K
3.07%
Sole
211.78K
Shared
0.00
None
0.00
ABBOTT LABORATORIES
SOLEShares172.54K
TypeSH
Market value$16.7K
3.06%
Sole
172.54K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares158.21K
TypeSH
Market value$16.5K
3.03%
Sole
158.21K
Shared
0.00
None
0.00
INTL BUSINESS MACHINES CORP
SOLEShares138.47K
TypeSH
Market value$16.5K
3.02%
Sole
138.47K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares217.87K
TypeSH
Market value$15.5K
2.84%
Sole
217.87K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares55.17K
TypeSH
Market value$15.2K
2.79%
Sole
55.17K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares177.60K
TypeSH
Market value$13.9K
2.55%
Sole
177.60K
Shared
0.00
None
0.00
MCDONALD'S CORP
SOLEShares58.54K
TypeSH
Market value$13.5K
2.48%
Sole
58.54K
Shared
0.00
None
0.00
AMERICAN EXPRESS CO
SOLEShares98.80K
TypeSH
Market value$13.3K
2.44%
Sole
98.80K
Shared
0.00
None
0.00
MASTERCARD INC - A
SOLEShares46.11K
TypeSH
Market value$13.1K
2.40%
Sole
46.11K
Shared
0.00
None
0.00
CHUBB LTD
SOLEShares71.82K
TypeSH
Market value$13.1K
2.39%
Sole
71.82K
Shared
0.00
None
0.00
METLIFE INC
SOLEShares211.84K
TypeSH
Market value$12.9K
2.36%
Sole
211.84K
Shared
0.00
None
0.00
UNITED PARCEL SERVICE-CL B
SOLEShares76.35K
TypeSH
Market value$12.3K
2.26%
Sole
76.35K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares23.85K
TypeSH
Market value$12.1K
2.22%
Sole
23.85K
Shared
0.00
None
0.00
SCHLUMBERGER LTD
SOLEShares335.08K
TypeSH
Market value$12.0K
2.21%
Sole
335.08K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHEVRON CORPSOLE | COM | 151.97K | SH | $21.8K 4.00% | 151.97K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 236.16K | SH | $20.6K 3.78% | 236.16K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 142.18K | SH | $19.6K 3.60% | 142.18K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 37K | SH | $18.7K 3.43% | 37K | 0.00 | 0.00 |
EMERSON ELECTRIC COSOLE | COM | 247.06K | SH | $18.1K 3.32% | 247.06K | 0.00 | 0.00 |
AUTOMATIC DATA PROCESSINGSOLE | COM | 79.05K | SH | $17.9K 3.28% | 79.05K | 0.00 | 0.00 |
AON PLC SHS CL ASOLE | COM | 66.56K | SH | $17.8K 3.27% | 66.56K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 76.19K | SH | $17.7K 3.25% | 76.19K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 108.13K | SH | $17.7K 3.24% | 108.13K | 0.00 | 0.00 |
MERCK & CO. INC.SOLE | COM | 198.09K | SH | $17.1K 3.13% | 198.09K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM | 211.78K | SH | $16.7K 3.07% | 211.78K | 0.00 | 0.00 |
ABBOTT LABORATORIESSOLE | COM | 172.54K | SH | $16.7K 3.06% | 172.54K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 158.21K | SH | $16.5K 3.03% | 158.21K | 0.00 | 0.00 |
INTL BUSINESS MACHINES CORPSOLE | COM | 138.47K | SH | $16.5K 3.02% | 138.47K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 217.87K | SH | $15.5K 2.84% | 217.87K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 55.17K | SH | $15.2K 2.79% | 55.17K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 177.60K | SH | $13.9K 2.55% | 177.60K | 0.00 | 0.00 |
MCDONALD'S CORPSOLE | COM | 58.54K | SH | $13.5K 2.48% | 58.54K | 0.00 | 0.00 |
AMERICAN EXPRESS COSOLE | COM | 98.80K | SH | $13.3K 2.44% | 98.80K | 0.00 | 0.00 |
MASTERCARD INC - ASOLE | COM | 46.11K | SH | $13.1K 2.40% | 46.11K | 0.00 | 0.00 |
CHUBB LTDSOLE | COM | 71.82K | SH | $13.1K 2.39% | 71.82K | 0.00 | 0.00 |
METLIFE INCSOLE | COM | 211.84K | SH | $12.9K 2.36% | 211.84K | 0.00 | 0.00 |
UNITED PARCEL SERVICE-CL BSOLE | COM | 76.35K | SH | $12.3K 2.26% | 76.35K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 23.85K | SH | $12.1K 2.22% | 23.85K | 0.00 | 0.00 |
SCHLUMBERGER LTDSOLE | COM | 335.08K | SH | $12.0K 2.21% | 335.08K | 0.00 | 0.00 |
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