Filed: 4/2/2024ACC: 0002016899-24-000001
📋 What this filing means
AA FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $150.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$150.25M
Total AUM (reported)
3.66M
Total Shares
Allocation by class
US EQTY PWR BUF$18.64M12.4%
SHS CREATION UNI$15.78M10.5%
SMALL CP ETF$11.61M7.7%
TOTAL STK MKT$10.19M6.8%
CORE PLUS INCM$7.91M5.3%
COM$7.90M5.3%
US LRG CAP ETF$7.72M5.1%
Portfolio Concentration
Top 3$29.71M19.8%
4–10$45.58M30.3%
11–25$50.76M33.8%
Rest$24.20M16.1%
Top 3 weight
19.8%
Top 10 weight
50.1%
Voting Authority Distribution
Total shares with voting rights: 3.66M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.66M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
VANGUARD INDEX FDS
SOLEShares54.43K
TypeSH
Market value$11.61M
7.73%
Sole
0.00
Shared
0.00
None
54.43K
VANGUARD INDEX FDS
SOLEShares42.94K
TypeSH
Market value$10.19M
6.78%
Sole
0.00
Shared
0.00
None
42.94K
CAPITAL GRP FIXED INCM ETF T
SOLEShares348.63K
TypeSH
Market value$7.91M
5.27%
Sole
0.00
Shared
0.00
None
348.63K
SCHWAB STRATEGIC TR
SOLEShares136.88K
TypeSH
Market value$7.72M
5.14%
Sole
0.00
Shared
0.00
None
136.88K
SPDR SER TR
SOLEShares54.51K
TypeSH
Market value$6.81M
4.53%
Sole
0.00
Shared
0.00
None
54.51K
INNOVATOR ETFS TR
SOLEShares174.49K
TypeSH
Market value$6.30M
4.19%
Sole
0.00
Shared
0.00
None
174.49K
INNOVATOR ETFS TR
SOLEShares168.55K
TypeSH
Market value$6.28M
4.18%
Sole
0.00
Shared
0.00
None
168.55K
INNOVATOR ETFS TR
SOLEShares191.33K
TypeSH
Market value$6.25M
4.16%
Sole
0.00
Shared
0.00
None
191.33K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares206.39K
TypeSH
Market value$6.16M
4.10%
Sole
0.00
Shared
0.00
None
206.39K
INNOVATOR ETFS TR
SOLEShares167.43K
TypeSH
Market value$6.06M
4.03%
Sole
0.00
Shared
0.00
None
167.43K
SCHWAB STRATEGIC TR
SOLEShares95.89K
TypeSH
Market value$5.94M
3.95%
Sole
0.00
Shared
0.00
None
95.89K
VANGUARD ADMIRAL FDS INC
SOLEShares33.10K
TypeSH
Market value$5.56M
3.70%
Sole
0.00
Shared
0.00
None
33.10K
VANGUARD SCOTTSDALE FDS
SOLEShares68.65K
TypeSH
Market value$5.31M
3.54%
Sole
0.00
Shared
0.00
None
68.65K
SPDR SER TR
SOLEShares57.42K
TypeSH
Market value$5.25M
3.49%
Sole
0.00
Shared
0.00
None
57.42K
CAPITAL GROUP GROWTH ETF
SOLEShares133.20K
TypeSH
Market value$3.76M
2.50%
Sole
0.00
Shared
0.00
None
133.20K
CAPITAL GROUP GBL GROWTH EQT
SOLEShares134.52K
TypeSH
Market value$3.46M
2.30%
Sole
0.00
Shared
0.00
None
134.52K
ISHARES TR
SOLEShares6.58K
TypeSH
Market value$3.14M
2.09%
Sole
0.00
Shared
0.00
None
6.58K
ISHARES TR
SOLEShares10.63K
TypeSH
Market value$2.95M
1.96%
Sole
0.00
Shared
0.00
None
10.63K
INVESCO EXCH TRD SLF IDX FD
SOLEShares127.33K
TypeSH
Market value$2.66M
1.77%
Sole
0.00
Shared
0.00
None
127.33K
CAPITAL GROUP CORE EQUITY ET
SOLEShares84.91K
TypeSH
Market value$2.40M
1.60%
Sole
0.00
Shared
0.00
None
84.91K
DIMENSIONAL ETF TRUST
SOLEShares98.56K
TypeSH
Market value$2.38M
1.58%
Sole
0.00
Shared
0.00
None
98.56K
INVESCO EXCH TRD SLF IDX FD
SOLEShares90.26K
TypeSH
Market value$2.05M
1.36%
Sole
0.00
Shared
0.00
None
90.26K
INVESCO EXCH TRD SLF IDX FD
SOLEShares98.42K
TypeSH
Market value$2.01M
1.34%
Sole
0.00
Shared
0.00
None
98.42K
PROSHARES TR
SOLEShares20.91K
TypeSH
Market value$1.99M
1.33%
Sole
0.00
Shared
0.00
None
20.91K
SUMMIT FINL GROUP INC
SOLEShares61.80K
TypeSH
Market value$1.90M
1.26%
Sole
0.00
Shared
0.00
None
61.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 54.43K | SH | $11.61M 7.73% | 0.00 | 0.00 | 54.43K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 42.94K | SH | $10.19M 6.78% | 0.00 | 0.00 | 42.94K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 348.63K | SH | $7.91M 5.27% | 0.00 | 0.00 | 348.63K |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 136.88K | SH | $7.72M 5.14% | 0.00 | 0.00 | 136.88K |
SPDR SER TRSOLE | S&P DIVID ETF | 54.51K | SH | $6.81M 4.53% | 0.00 | 0.00 | 54.51K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 174.49K | SH | $6.30M 4.19% | 0.00 | 0.00 | 174.49K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 168.55K | SH | $6.28M 4.18% | 0.00 | 0.00 | 168.55K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 191.33K | SH | $6.25M 4.16% | 0.00 | 0.00 | 191.33K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 206.39K | SH | $6.16M 4.10% | 0.00 | 0.00 | 206.39K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 167.43K | SH | $6.06M 4.03% | 0.00 | 0.00 | 167.43K |
SCHWAB STRATEGIC TRSOLE | SCHWAB FDT US LG | 95.89K | SH | $5.94M 3.95% | 0.00 | 0.00 | 95.89K |
VANGUARD ADMIRAL FDS INCSOLE | 500 VAL IDX FD | 33.10K | SH | $5.56M 3.70% | 0.00 | 0.00 | 33.10K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 68.65K | SH | $5.31M 3.54% | 0.00 | 0.00 | 68.65K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 57.42K | SH | $5.25M 3.49% | 0.00 | 0.00 | 57.42K |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 133.20K | SH | $3.76M 2.50% | 0.00 | 0.00 | 133.20K |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 134.52K | SH | $3.46M 2.30% | 0.00 | 0.00 | 134.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 6.58K | SH | $3.14M 2.09% | 0.00 | 0.00 | 6.58K |
ISHARES TRSOLE | CORE S&P MCP ETF | 10.63K | SH | $2.95M 1.96% | 0.00 | 0.00 | 10.63K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 127.33K | SH | $2.66M 1.77% | 0.00 | 0.00 | 127.33K |
CAPITAL GROUP CORE EQUITY ETSOLE | SHS CREATION UNI | 84.91K | SH | $2.40M 1.60% | 0.00 | 0.00 | 84.91K |
DIMENSIONAL ETF TRUSTSOLE | EMGR CRE EQT MNG | 98.56K | SH | $2.38M 1.58% | 0.00 | 0.00 | 98.56K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 HY | 90.26K | SH | $2.05M 1.36% | 0.00 | 0.00 | 90.26K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 98.42K | SH | $2.01M 1.34% | 0.00 | 0.00 | 98.42K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 20.91K | SH | $1.99M 1.33% | 0.00 | 0.00 | 20.91K |
SUMMIT FINL GROUP INCSOLE | COM | 61.80K | SH | $1.90M 1.26% | 0.00 | 0.00 | 61.80K |
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