Filed: 11/13/2023ACC: 0001315863-23-000880
📋 What this filing means
400 CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $374.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$374.07M
Total AUM (reported)
11.22M
Total Shares
Allocation by class
UNIT SER 1$358.23M95.8%
IBOXX HI YD ETF$7.74M2.1%
TR UNIT$7.48M2.0%
COM$613.0K0.2%
Portfolio Concentration
Top 3$373.45M99.8%
4–10$613.0K0.2%
Top 3 weight
99.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 11.22M
Sole
Full voting authority
11.22M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO QQQ TR
SOLEShares10M
TypeSH
Market value$358.23M
95.77%
Sole
10M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.05M
TypeSH
Market value$7.74M
2.07%
Sole
1.05M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares175K
TypeSH
Market value$7.48M
2.00%
Sole
175K
Shared
0.00
None
0.00
GEO GROUP INC NEW
SOLEShares750.00
TypeSH
Market value$613.0K
0.16%
Sole
750.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 10M | SH | $358.23M 95.77% | 10M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 1.05M | SH | $7.74M 2.07% | 1.05M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 175K | SH | $7.48M 2.00% | 175K | 0.00 | 0.00 |
GEO GROUP INC NEWSOLE | COM | 750.00 | SH | $613.0K 0.16% | 750.00 | 0.00 | 0.00 |