Filed: 5/15/2023ACC: 0001315863-23-000520
📋 What this filing means
400 CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $25.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$25.97M
Total AUM (reported)
199.56K
Total Shares
Allocation by class
TR UNIT$10.38M40.0%
IBOXX HI YD ETF$9.80M37.7%
RUSSELL 2000 ETF$5.72M22.0%
ORD SHS$74.9K0.3%
Portfolio Concentration
Top 3$25.90M99.7%
4–10$74.9K0.3%
Top 3 weight
99.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 199.56K
Sole
Full voting authority
199.56K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
SPDR S&P 500 ETF TR
SOLEShares25.40K
TypeSH
Market value$10.38M
39.97%
Sole
25.40K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares130.80K
TypeSH
Market value$9.80M
37.74%
Sole
130.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares32.60K
TypeSH
Market value$5.72M
22.01%
Sole
32.60K
Shared
0.00
None
0.00
MALLINCKRODT PLC
SOLEShares10.76K
TypeSH
Market value$74.9K
0.29%
Sole
10.76K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 25.40K | SH | $10.38M 39.97% | 25.40K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 130.80K | SH | $9.80M 37.74% | 130.80K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 32.60K | SH | $5.72M 22.01% | 32.60K | 0.00 | 0.00 |
MALLINCKRODT PLCSOLE | ORD SHS | 10.76K | SH | $74.9K 0.29% | 10.76K | 0.00 | 0.00 |