Filed: 11/14/2022ACC: 0001315863-22-000772
📋 What this filing means
400 CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $496.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$496.7K
Total AUM (reported)
72.45K
Total Shares
Allocation by class
HYG US 12/16/22 P65$236.5K47.6%
HYG US 12/16/22 P68$236.5K47.6%
HYG US 10/21/22 P71$4.9K1.0%
SPY US 10/21/22 P360$4.9K1.0%
IWM US 10/07/22 P164$4.5K0.9%
SPY US 10/07/22 P356$3.7K0.7%
IWM US 10/21/22 P163$1.7K0.3%
Portfolio Concentration
Top 3$477.8K96.2%
4–10$17.5K3.5%
11–25$1.3K0.3%
Top 3 weight
96.2%
Top 10 weight
99.7%
Voting Authority Distribution
Total shares with voting rights: 72.45K
Sole
Full voting authority
72.45K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings13
Rows:
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares33.13K
TypeSH
Market value$236.5K
47.61%
Sole
33.13K
Shared
0.00
None
0.00
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares33.13K
TypeSH
Market value$236.5K
47.61%
Sole
33.13K
Shared
0.00
None
0.00
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
SOLEShares684.00
TypeSH
Market value$4.9K
0.98%
Sole
684.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares136.00
TypeSH
Market value$4.9K
0.98%
Sole
136.00
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares274.00
TypeSH
Market value$4.5K
0.91%
Sole
274.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares103.00
TypeSH
Market value$3.7K
0.74%
Sole
103.00
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares103.00
TypeSH
Market value$1.7K
0.34%
Sole
103.00
Shared
0.00
None
0.00
GOL LINHAS AEREAS INTELIGENTES SA
SOLEShares3.60K
TypeSH
Market value$1.2K
0.24%
Sole
3.60K
Shared
0.00
None
0.00
THRYV HOLDINGS INC
SOLEShares410.00
TypeSH
Market value$936.00
0.19%
Sole
410.00
Shared
0.00
None
0.00
HALLIBURTON CO
SOLEShares250.00
TypeSH
Market value$615.00
0.12%
Sole
250.00
Shared
0.00
None
0.00
RINGCENTRAL INC
SOLEShares142.00
TypeSH
Market value$567.00
0.11%
Sole
142.00
Shared
0.00
None
0.00
ABERCROMBIE & FITCH CO
SOLEShares252.00
TypeSH
Market value$391.00
0.08%
Sole
252.00
Shared
0.00
None
0.00
ABERCROMBIE & FITCH CO
SOLEShares247.00
TypeSH
Market value$384.00
0.08%
Sole
247.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | HYG US 12/16/22 P65 | 33.13K | SH | $236.5K 47.61% | 33.13K | 0.00 | 0.00 |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | HYG US 12/16/22 P68 | 33.13K | SH | $236.5K 47.61% | 33.13K | 0.00 | 0.00 |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFSOLE | HYG US 10/21/22 P71 | 684.00 | SH | $4.9K 0.98% | 684.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | SPY US 10/21/22 P360 | 136.00 | SH | $4.9K 0.98% | 136.00 | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | IWM US 10/07/22 P164 | 274.00 | SH | $4.5K 0.91% | 274.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | SPY US 10/07/22 P356 | 103.00 | SH | $3.7K 0.74% | 103.00 | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | IWM US 10/21/22 P163 | 103.00 | SH | $1.7K 0.34% | 103.00 | 0.00 | 0.00 |
GOL LINHAS AEREAS INTELIGENTES SASOLE | GOL US 01/20/23 P2 | 3.60K | SH | $1.2K 0.24% | 3.60K | 0.00 | 0.00 |
THRYV HOLDINGS INCSOLE | THRY US 12/16/22 P15 | 410.00 | SH | $936.00 0.19% | 410.00 | 0.00 | 0.00 |
HALLIBURTON COSOLE | HAL US 12/16/22 P23 | 250.00 | SH | $615.00 0.12% | 250.00 | 0.00 | 0.00 |
RINGCENTRAL INCSOLE | RNG US 12/16/22 P35 | 142.00 | SH | $567.00 0.11% | 142.00 | 0.00 | 0.00 |
ABERCROMBIE & FITCH COSOLE | ANF US 11/18/22 P13 | 252.00 | SH | $391.00 0.08% | 252.00 | 0.00 | 0.00 |
ABERCROMBIE & FITCH COSOLE | ANF US 01/20/23 P14 | 247.00 | SH | $384.00 0.08% | 247.00 | 0.00 | 0.00 |