3X5 PARTNERS, LLC sold 1.1% of their position (20.69K shares) of VAPOTHERM INC on the open market
Open‑market sale worth $600.0K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/2/2020ACC: 0000899243-20-026947
-20.69K
Net shares
Net seller
$600.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
42.86K acquired · 63.55K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+42.86K
Price / share
$14.00
Trade value
$600K
% of position
2.4%
10/1/2020
1.77M→1.81M
Common Stock
Indirect
Shares
−20.69K
Price / share
$29.00
Trade value
$599.98K
% of position
1.1%
10/1/2020
1.81M→1.79M
Total
Net shares
+22.17K
Net value
$17.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/1/2020 | X · X | +42.86K | $14.00 | $600K | 2.4% | 1.77M | 1.81M |
| Common Stock Indirect | 10/1/2020 | S · Sale | −20.69K | $29.00 | $599.98K | 1.1% | 1.81M | 1.79M |
| Total | +22.17K | $17.00 | ||||||
Derivative Transactions1
Warrant to Purchase Common Stock
Indirect
Converts to
Common Stock
42.86K shares
Shares
−42.86K
Strike price
14.00
Held after
0.00
Exercisable
—
10/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Indirect | Common Stock42.86K shares | 10/1/2020 | X · X | −42.86K | 14.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned839.97K
Common Stock
IndirectShares owned2.63K
Common Stock
DirectShares owned30K
Total
30K direct·842.59K indirect872.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 839.97K | Indirect |
| Common Stock | 2.63K | Indirect |
| Common Stock | 30K | Direct |
| Total | 872.59K | 30K direct·842.59K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported