3D/L CAPITAL MANAGEMENT, LLC

Filed: 10/26/2023ACC: 0001085146-23-003944

📋 What this filing means

3D/L CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 81 equity positions with a total reported market value of $307.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$307.75M

Total AUM (reported)

8.86M

Total Shares

Allocation by class

US HIGH PROFITAB$30.67M10.0%

CBOE VEST US BUF$28.55M9.3%

VALUE ETF$28.11M9.1%

MSCI INTL VLU FT$21.66M7.0%

INTL CORE EQUITY$20.93M6.8%

US MIDCAP FUND$18.74M6.1%

KRANESHARES VALU$17.76M5.8%

Portfolio Concentration

Top 3$87.34M28.4%

4–10$121.99M39.6%

11–25$64.63M21.0%

Rest$33.80M11.0%

Top 3 weight

28.4%

Top 10 weight

68.0%

Voting Authority Distribution

Total shares with voting rights: 8.86M

Sole

Full voting authority

8.60M

% of voting shares97.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

259.57K

% of voting shares2.9%

Investment Discretion (by position count)

Sole81

Shared0

Other0

Dominant voting typeSole · 97.1% of voting shares

Institutional Holdings81

Rows:

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares1.19M

TypeSH

Market value$30.67M

9.97%

Sole

1.18M

Shared

0.00

None

18.76K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US BUF

Shares745.54K

TypeSH

Market value$28.55M

9.28%

Sole

733.54K

Shared

0.00

None

12K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares203.79K

TypeSH

Market value$28.11M

9.13%

Sole

201.02K

Shared

0.00

None

2.77K

ISHARES TR

SOLE

MSCI INTL VLU FT

Shares854.11K

TypeSH

Market value$21.66M

7.04%

Sole

846.95K

Shared

0.00

None

7.16K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares896.46K

TypeSH

Market value$20.93M

6.80%

Sole

889.02K

Shared

0.00

None

7.44K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares369.40K

TypeSH

Market value$18.74M

6.09%

Sole

364.57K

Shared

0.00

None

4.82K

KRANESHARES TR

SOLE

KRANESHARES VALU

Shares835.64K

TypeSH

Market value$17.76M

5.77%

Sole

802.28K

Shared

0.00

None

33.36K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares684.95K

TypeSH

Market value$15.46M

5.02%

Sole

680.45K

Shared

0.00

None

4.50K

WISDOMTREE TR

SOLE

INTL SMCAP DIV

Shares240.79K

TypeSH

Market value$13.84M

4.50%

Sole

238.72K

Shared

0.00

None

2.07K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares154.69K

TypeSH

Market value$13.60M

4.42%

Sole

145.01K

Shared

0.00

None

9.68K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MKTS VA

Shares443.75K

TypeSH

Market value$10.50M

3.41%

Sole

440.80K

Shared

0.00

None

2.95K

WISDOMTREE TR

SOLE

US SMALLCAP FUND

Shares201.53K

TypeSH

Market value$8.72M

2.83%

Sole

199.21K

Shared

0.00

None

2.31K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP VAL

Shares337.50K

TypeSH

Market value$8.55M

2.78%

Sole

333.42K

Shared

0.00

None

4.08K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares119.48K

TypeSH

Market value$5.56M

1.81%

Sole

119.24K

Shared

0.00

None

246.00

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares98.59K

TypeSH

Market value$4.09M

1.33%

Sole

92.57K

Shared

0.00

None

6.02K

DIMENSIONAL ETF TRUST

SOLE

INTL HIGH PROFIT

Shares153.22K

TypeSH

Market value$3.55M

1.15%

Sole

149.57K

Shared

0.00

None

3.66K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares74.54K

TypeSH

Market value$3.53M

1.15%

Sole

72.80K

Shared

0.00

None

1.74K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares68.92K

TypeSH

Market value$3.26M

1.06%

Sole

64.75K

Shared

0.00

None

4.18K

DIMENSIONAL ETF TRUST

SOLE

US TARGETED VLU

Shares62.04K

TypeSH

Market value$2.83M

0.92%

Sole

61.91K

Shared

0.00

None

131.00

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares51.82K

TypeSH

Market value$2.72M

0.88%

Sole

51.72K

Shared

0.00

None

103.00

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares50.94K

TypeSH

Market value$2.46M

0.80%

Sole

48.17K

Shared

0.00

None

2.76K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares47.93K

TypeSH

Market value$2.42M

0.79%

Sole

45.41K

Shared

0.00

None

2.52K

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares88.74K

TypeSH

Market value$2.24M

0.73%

Sole

83.35K

Shared

0.00

None

5.39K

DBX ETF TR

SOLE

XTRACK MUN INFRA

Shares88.46K

TypeSH

Market value$2.10M

0.68%

Sole

84.22K

Shared

0.00

None

4.24K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares63.83K

TypeSH

Market value$2.08M

0.68%

Sole

63.71K

Shared

0.00

None

117.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	1.19M	SH	$30.67M 9.97%	1.18M	18.76K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US BUF	745.54K	SH	$28.55M 9.28%	733.54K	12K
VANGUARD INDEX FDSSOLE	VALUE ETF	203.79K	SH	$28.11M 9.13%	201.02K	2.77K
ISHARES TRSOLE	MSCI INTL VLU FT	854.11K	SH	$21.66M 7.04%	846.95K	7.16K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	896.46K	SH	$20.93M 6.80%	889.02K	7.44K
WISDOMTREE TRSOLE	US MIDCAP FUND	369.40K	SH	$18.74M 6.09%	364.57K	4.82K
KRANESHARES TRSOLE	KRANESHARES VALU	835.64K	SH	$17.76M 5.77%	802.28K	33.36K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	684.95K	SH	$15.46M 5.02%	680.45K	4.50K
WISDOMTREE TRSOLE	INTL SMCAP DIV	240.79K	SH	$13.84M 4.50%	238.72K	2.07K
PIMCO ETF TRSOLE	ACTIVE BD ETF	154.69K	SH	$13.60M 4.42%	145.01K	9.68K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MKTS VA	443.75K	SH	$10.50M 3.41%	440.80K	2.95K
WISDOMTREE TRSOLE	US SMALLCAP FUND	201.53K	SH	$8.72M 2.83%	199.21K	2.31K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP VAL	337.50K	SH	$8.55M 2.78%	333.42K	4.08K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	119.48K	SH	$5.56M 1.81%	119.24K	246.00
WISDOMTREE TRSOLE	YIELD ENHANCD US	98.59K	SH	$4.09M 1.33%	92.57K	6.02K
DIMENSIONAL ETF TRUSTSOLE	INTL HIGH PROFIT	153.22K	SH	$3.55M 1.15%	149.57K	3.66K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	74.54K	SH	$3.53M 1.15%	72.80K	1.74K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	68.92K	SH	$3.26M 1.06%	64.75K	4.18K
DIMENSIONAL ETF TRUSTSOLE	US TARGETED VLU	62.04K	SH	$2.83M 0.92%	61.91K	131.00
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	51.82K	SH	$2.72M 0.88%	51.72K	103.00
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	50.94K	SH	$2.46M 0.80%	48.17K	2.76K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	47.93K	SH	$2.42M 0.79%	45.41K	2.52K
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	88.74K	SH	$2.24M 0.73%	83.35K	5.39K
DBX ETF TRSOLE	XTRACK MUN INFRA	88.46K	SH	$2.10M 0.68%	84.22K	4.24K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	63.83K	SH	$2.08M 0.68%	63.71K	117.00

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