3D/L CAPITAL MANAGEMENT, LLC

Filed: 8/8/2023ACC: 0001085146-23-003168

📋 What this filing means

3D/L CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $345.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$345.73M

Total AUM (reported)

9.52M

Total Shares

Allocation by class

US HIGH PROFITAB$34.01M9.8%

VALUE ETF$31.49M9.1%

US EQT BUFFER$25.34M7.3%

MSCI INTL VLU FT$22.77M6.6%

INTL CORE EQUITY$22.54M6.5%

US MIDCAP FUND$21.39M6.2%

KFA VAL LIN DYNM$19.64M5.7%

Portfolio Concentration

Top 3$90.83M26.3%

4–10$136.41M39.5%

11–25$76.04M22.0%

Rest$42.45M12.3%

Top 3 weight

26.3%

Top 10 weight

65.7%

Voting Authority Distribution

Total shares with voting rights: 9.52M

Sole

Full voting authority

9.16M

% of voting shares96.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

362.75K

% of voting shares3.8%

Investment Discretion (by position count)

Sole99

Shared0

Other0

Dominant voting typeSole · 96.2% of voting shares

Institutional Holdings99

Rows:

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares1.28M

TypeSH

Market value$34.01M

9.84%

Sole

1.26M

Shared

0.00

None

22.53K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares221.57K

TypeSH

Market value$31.49M

9.11%

Sole

217.55K

Shared

0.00

None

4.02K

FIRST TR EXCHNG TRADED FD VI

SOLE

US EQT BUFFER

Shares636.09K

TypeSH

Market value$25.34M

7.33%

Sole

623.12K

Shared

0.00

None

12.97K

ISHARES TR

SOLE

MSCI INTL VLU FT

Shares894.58K

TypeSH

Market value$22.77M

6.59%

Sole

884.16K

Shared

0.00

None

10.42K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares928.64K

TypeSH

Market value$22.54M

6.52%

Sole

917.95K

Shared

0.00

None

10.69K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares404.10K

TypeSH

Market value$21.39M

6.19%

Sole

397.91K

Shared

0.00

None

6.19K

KRANESHARES TR

SOLE

KFA VAL LIN DYNM

Shares868.27K

TypeSH

Market value$19.64M

5.68%

Sole

831.08K

Shared

0.00

None

37.19K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares204.29K

TypeSH

Market value$18.72M

5.41%

Sole

192.49K

Shared

0.00

None

11.80K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares702.77K

TypeSH

Market value$16.49M

4.77%

Sole

695.85K

Shared

0.00

None

6.93K

WISDOMTREE TR

SOLE

INTL SMCAP DIV

Shares250.02K

TypeSH

Market value$14.87M

4.30%

Sole

247.12K

Shared

0.00

None

2.90K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MKTS VA

Shares455.99K

TypeSH

Market value$11.11M

3.21%

Sole

451.47K

Shared

0.00

None

4.52K

WISDOMTREE TR

SOLE

US SMALLCAP FUND

Shares220.75K

TypeSH

Market value$9.89M

2.86%

Sole

217.73K

Shared

0.00

None

3.02K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP VAL

Shares366.53K

TypeSH

Market value$9.42M

2.72%

Sole

361.18K

Shared

0.00

None

5.34K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares54.66K

TypeSH

Market value$5.83M

1.69%

Sole

52.50K

Shared

0.00

None

2.16K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares120.98K

TypeSH

Market value$5.83M

1.69%

Sole

120.74K

Shared

0.00

None

245.00

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares128.57K

TypeSH

Market value$5.54M

1.60%

Sole

121.19K

Shared

0.00

None

7.38K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares89.38K

TypeSH

Market value$4.26M

1.23%

Sole

84.15K

Shared

0.00

None

5.23K

DIMENSIONAL ETF TRUST

SOLE

INTL HIGH PROFIT

Shares166.50K

TypeSH

Market value$4.08M

1.18%

Sole

162.71K

Shared

0.00

None

3.79K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares75.31K

TypeSH

Market value$3.74M

1.08%

Sole

73.50K

Shared

0.00

None

1.81K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares64.22K

TypeSH

Market value$3.25M

0.94%

Sole

61.59K

Shared

0.00

None

2.63K

DIMENSIONAL ETF TRUST

SOLE

US TARGETED VLU

Shares62.15K

TypeSH

Market value$2.88M

0.83%

Sole

62.02K

Shared

0.00

None

131.00

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares108.24K

TypeSH

Market value$2.87M

0.83%

Sole

101.85K

Shared

0.00

None

6.38K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares51.15K

TypeSH

Market value$2.80M

0.81%

Sole

51.04K

Shared

0.00

None

103.00

VANECK ETF TRUST

SOLE

LONG MUNI ETF

Shares134.81K

TypeSH

Market value$2.42M

0.70%

Sole

129.21K

Shared

0.00

None

5.59K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares64.19K

TypeSH

Market value$2.11M

0.61%

Sole

64.07K

Shared

0.00

None

116.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	1.28M	SH	$34.01M 9.84%	1.26M	22.53K
VANGUARD INDEX FDSSOLE	VALUE ETF	221.57K	SH	$31.49M 9.11%	217.55K	4.02K
FIRST TR EXCHNG TRADED FD VISOLE	US EQT BUFFER	636.09K	SH	$25.34M 7.33%	623.12K	12.97K
ISHARES TRSOLE	MSCI INTL VLU FT	894.58K	SH	$22.77M 6.59%	884.16K	10.42K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	928.64K	SH	$22.54M 6.52%	917.95K	10.69K
WISDOMTREE TRSOLE	US MIDCAP FUND	404.10K	SH	$21.39M 6.19%	397.91K	6.19K
KRANESHARES TRSOLE	KFA VAL LIN DYNM	868.27K	SH	$19.64M 5.68%	831.08K	37.19K
PIMCO ETF TRSOLE	ACTIVE BD ETF	204.29K	SH	$18.72M 5.41%	192.49K	11.80K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	702.77K	SH	$16.49M 4.77%	695.85K	6.93K
WISDOMTREE TRSOLE	INTL SMCAP DIV	250.02K	SH	$14.87M 4.30%	247.12K	2.90K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MKTS VA	455.99K	SH	$11.11M 3.21%	451.47K	4.52K
WISDOMTREE TRSOLE	US SMALLCAP FUND	220.75K	SH	$9.89M 2.86%	217.73K	3.02K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP VAL	366.53K	SH	$9.42M 2.72%	361.18K	5.34K
ISHARES TRSOLE	NATIONAL MUN ETF	54.66K	SH	$5.83M 1.69%	52.50K	2.16K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	120.98K	SH	$5.83M 1.69%	120.74K	245.00
WISDOMTREE TRSOLE	YIELD ENHANCD US	128.57K	SH	$5.54M 1.60%	121.19K	7.38K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	89.38K	SH	$4.26M 1.23%	84.15K	5.23K
DIMENSIONAL ETF TRUSTSOLE	INTL HIGH PROFIT	166.50K	SH	$4.08M 1.18%	162.71K	3.79K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	75.31K	SH	$3.74M 1.08%	73.50K	1.81K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	64.22K	SH	$3.25M 0.94%	61.59K	2.63K
DIMENSIONAL ETF TRUSTSOLE	US TARGETED VLU	62.15K	SH	$2.88M 0.83%	62.02K	131.00
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	108.24K	SH	$2.87M 0.83%	101.85K	6.38K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	51.15K	SH	$2.80M 0.81%	51.04K	103.00
VANECK ETF TRUSTSOLE	LONG MUNI ETF	134.81K	SH	$2.42M 0.70%	129.21K	5.59K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	64.19K	SH	$2.11M 0.61%	64.07K	116.00

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