3D/L CAPITAL MANAGEMENT, LLC

Filed: 5/8/2023ACC: 0001085146-23-002098

📋 What this filing means

3D/L CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $377.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

108

Positions

$377.12M

Total AUM (reported)

10.63M

Total Shares

Allocation by class

US HIGH PROFITAB$35.66M9.5%

VALUE ETF$32.41M8.6%

VEST US EQTY BUF$27.17M7.2%

MSCI INTL VLU FT$26.37M7.0%

INTL CORE EQUITY$25.62M6.8%

ACTIVE BD ETF$23.12M6.1%

US MIDCAP FUND$22.09M5.9%

Portfolio Concentration

Top 3$95.24M25.3%

4–10$150.89M40.0%

11–25$80.25M21.3%

Rest$50.74M13.5%

Top 3 weight

25.3%

Top 10 weight

65.3%

Voting Authority Distribution

Total shares with voting rights: 10.63M

Sole

Full voting authority

10.24M

% of voting shares96.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

385.70K

% of voting shares3.6%

Investment Discretion (by position count)

Sole108

Shared0

Other0

Dominant voting typeSole · 96.4% of voting shares

Institutional Holdings108

Rows:

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares1.42M

TypeSH

Market value$35.66M

9.46%

Sole

1.39M

Shared

0.00

None

24.13K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares234.65K

TypeSH

Market value$32.41M

8.59%

Sole

229.90K

Shared

0.00

None

4.75K

FIRST TR EXCHNG TRADED FD VI

SOLE

VEST US EQTY BUF

Shares775.27K

TypeSH

Market value$27.17M

7.21%

Sole

758.09K

Shared

0.00

None

17.19K

ISHARES TR

SOLE

MSCI INTL VLU FT

Shares1.06M

TypeSH

Market value$26.37M

6.99%

Sole

1.05M

Shared

0.00

None

11.69K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares1.06M

TypeSH

Market value$25.62M

6.79%

Sole

1.05M

Shared

0.00

None

12.14K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares249.22K

TypeSH

Market value$23.12M

6.13%

Sole

236.93K

Shared

0.00

None

12.28K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares444.10K

TypeSH

Market value$22.09M

5.86%

Sole

437.27K

Shared

0.00

None

6.83K

KRANESHARES TR

SOLE

KFA VAL LIN DYNM

Shares920.18K

TypeSH

Market value$20.50M

5.44%

Sole

881.87K

Shared

0.00

None

38.31K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares748.60K

TypeSH

Market value$17.23M

4.57%

Sole

740.57K

Shared

0.00

None

8.03K

WISDOMTREE TR

SOLE

INTL SMCAP DIV

Shares261.90K

TypeSH

Market value$15.96M

4.23%

Sole

258.65K

Shared

0.00

None

3.25K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MKTS VA

Shares496.32K

TypeSH

Market value$11.60M

3.08%

Sole

491.10K

Shared

0.00

None

5.23K

WISDOMTREE TR

SOLE

US SMALLCAP FUND

Shares236.48K

TypeSH

Market value$10.22M

2.71%

Sole

233.13K

Shared

0.00

None

3.35K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP VAL

Shares393.85K

TypeSH

Market value$9.82M

2.60%

Sole

387.93K

Shared

0.00

None

5.92K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares64.34K

TypeSH

Market value$6.93M

1.84%

Sole

62.19K

Shared

0.00

None

2.15K

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares153.66K

TypeSH

Market value$6.71M

1.78%

Sole

145.93K

Shared

0.00

None

7.73K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares126.67K

TypeSH

Market value$5.63M

1.49%

Sole

126.42K

Shared

0.00

None

248.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares108.64K

TypeSH

Market value$5.20M

1.38%

Sole

103.06K

Shared

0.00

None

5.58K

DIMENSIONAL ETF TRUST

SOLE

INTL HIGH PROFIT

Shares165.89K

TypeSH

Market value$4.01M

1.06%

Sole

162.13K

Shared

0.00

None

3.76K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares77.24K

TypeSH

Market value$3.92M

1.04%

Sole

74.50K

Shared

0.00

None

2.74K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares74.58K

TypeSH

Market value$3.57M

0.95%

Sole

72.78K

Shared

0.00

None

1.80K

DIMENSIONAL ETF TRUST

SOLE

US TARGETED VLU

Shares63.89K

TypeSH

Market value$2.84M

0.75%

Sole

63.76K

Shared

0.00

None

131.00

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares52.62K

TypeSH

Market value$2.77M

0.74%

Sole

52.52K

Shared

0.00

None

103.00

VANECK ETF TRUST

SOLE

LONG MUNI ETF

Shares145.26K

TypeSH

Market value$2.62M

0.69%

Sole

140.09K

Shared

0.00

None

5.17K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares71.16K

TypeSH

Market value$2.29M

0.61%

Sole

71.04K

Shared

0.00

None

121.00

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares78.42K

TypeSH

Market value$2.11M

0.56%

Sole

74.71K

Shared

0.00

None

3.71K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	1.42M	SH	$35.66M 9.46%	1.39M	24.13K
VANGUARD INDEX FDSSOLE	VALUE ETF	234.65K	SH	$32.41M 8.59%	229.90K	4.75K
FIRST TR EXCHNG TRADED FD VISOLE	VEST US EQTY BUF	775.27K	SH	$27.17M 7.21%	758.09K	17.19K
ISHARES TRSOLE	MSCI INTL VLU FT	1.06M	SH	$26.37M 6.99%	1.05M	11.69K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	1.06M	SH	$25.62M 6.79%	1.05M	12.14K
PIMCO ETF TRSOLE	ACTIVE BD ETF	249.22K	SH	$23.12M 6.13%	236.93K	12.28K
WISDOMTREE TRSOLE	US MIDCAP FUND	444.10K	SH	$22.09M 5.86%	437.27K	6.83K
KRANESHARES TRSOLE	KFA VAL LIN DYNM	920.18K	SH	$20.50M 5.44%	881.87K	38.31K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	748.60K	SH	$17.23M 4.57%	740.57K	8.03K
WISDOMTREE TRSOLE	INTL SMCAP DIV	261.90K	SH	$15.96M 4.23%	258.65K	3.25K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MKTS VA	496.32K	SH	$11.60M 3.08%	491.10K	5.23K
WISDOMTREE TRSOLE	US SMALLCAP FUND	236.48K	SH	$10.22M 2.71%	233.13K	3.35K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP VAL	393.85K	SH	$9.82M 2.60%	387.93K	5.92K
ISHARES TRSOLE	NATIONAL MUN ETF	64.34K	SH	$6.93M 1.84%	62.19K	2.15K
WISDOMTREE TRSOLE	YIELD ENHANCD US	153.66K	SH	$6.71M 1.78%	145.93K	7.73K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	126.67K	SH	$5.63M 1.49%	126.42K	248.00
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	108.64K	SH	$5.20M 1.38%	103.06K	5.58K
DIMENSIONAL ETF TRUSTSOLE	INTL HIGH PROFIT	165.89K	SH	$4.01M 1.06%	162.13K	3.76K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	77.24K	SH	$3.92M 1.04%	74.50K	2.74K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	74.58K	SH	$3.57M 0.95%	72.78K	1.80K
DIMENSIONAL ETF TRUSTSOLE	US TARGETED VLU	63.89K	SH	$2.84M 0.75%	63.76K	131.00
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	52.62K	SH	$2.77M 0.74%	52.52K	103.00
VANECK ETF TRUSTSOLE	LONG MUNI ETF	145.26K	SH	$2.62M 0.69%	140.09K	5.17K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	71.16K	SH	$2.29M 0.61%	71.04K	121.00
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	78.42K	SH	$2.11M 0.56%	74.71K	3.71K

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