3D/L CAPITAL MANAGEMENT, LLC

Filed: 2/13/2023ACC: 0001085146-23-001114

📋 What this filing means

3D/L CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $371.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

104

Positions

$371.66M

Total AUM (reported)

10.82M

Total Shares

Allocation by class

US HIGH PROFITAB$34.39M9.3%

VALUE ETF$34.04M9.2%

VEST US EQTY BUF$26.29M7.1%

MSCI INTL VLU FT$25.20M6.8%

INTL CORE EQUITY$24.30M6.5%

US MIDCAP FUND$22.32M6.0%

ACTIVE BD ETF$20.65M5.6%

Portfolio Concentration

Top 3$94.72M25.5%

4–10$144.72M38.9%

11–25$83.17M22.4%

Rest$49.06M13.2%

Top 3 weight

25.5%

Top 10 weight

64.4%

Voting Authority Distribution

Total shares with voting rights: 10.82M

Sole

Full voting authority

10.18M

% of voting shares94.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

641.31K

% of voting shares5.9%

Investment Discretion (by position count)

Sole104

Shared0

Other0

Dominant voting typeSole · 94.1% of voting shares

Institutional Holdings104

Rows:

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares1.43M

TypeSH

Market value$34.39M

9.25%

Sole

1.38M

Shared

0.00

None

55.50K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares242.48K

TypeSH

Market value$34.04M

9.16%

Sole

230.50K

Shared

0.00

None

11.98K

FIRST TR EXCHNG TRADED FD VI

SOLE

VEST US EQTY BUF

Shares796.41K

TypeSH

Market value$26.29M

7.07%

Sole

760.43K

Shared

0.00

None

35.98K

ISHARES TR

SOLE

MSCI INTL VLU FT

Shares1.09M

TypeSH

Market value$25.20M

6.78%

Sole

1.06M

Shared

0.00

None

30.46K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQUITY

Shares1.09M

TypeSH

Market value$24.30M

6.54%

Sole

1.06M

Shared

0.00

None

31.19K

WISDOMTREE TR

SOLE

US MIDCAP FUND

Shares458.97K

TypeSH

Market value$22.32M

6.00%

Sole

443.47K

Shared

0.00

None

15.50K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares228.19K

TypeSH

Market value$20.65M

5.56%

Sole

203.29K

Shared

0.00

None

24.90K

KRANESHARES TR

SOLE

KFA VAL LIN DYNM

Shares915.94K

TypeSH

Market value$19.61M

5.28%

Sole

857.50K

Shared

0.00

None

58.44K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares765.68K

TypeSH

Market value$16.81M

4.52%

Sole

743.31K

Shared

0.00

None

22.36K

WISDOMTREE TR

SOLE

INTL SMCAP DIV

Shares273.16K

TypeSH

Market value$15.83M

4.26%

Sole

265.10K

Shared

0.00

None

8.06K

DIMENSIONAL ETF TRUST

SOLE

EMERGING MKTS VA

Shares507.84K

TypeSH

Market value$11.48M

3.09%

Sole

493.25K

Shared

0.00

None

14.59K

WISDOMTREE TR

SOLE

US SMALLCAP FUND

Shares245.13K

TypeSH

Market value$10.44M

2.81%

Sole

237.30K

Shared

0.00

None

7.84K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP VAL

Shares411.06K

TypeSH

Market value$10.18M

2.74%

Sole

397.21K

Shared

0.00

None

13.86K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares69.99K

TypeSH

Market value$7.39M

1.99%

Sole

67.86K

Shared

0.00

None

2.13K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares69.33K

TypeSH

Market value$6.72M

1.81%

Sole

60.74K

Shared

0.00

None

8.58K

DIMENSIONAL ETF TRUST

SOLE

US EQUITY ETF

Shares132.83K

TypeSH

Market value$5.53M

1.49%

Sole

130.99K

Shared

0.00

None

1.84K

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares113.55K

TypeSH

Market value$5.38M

1.45%

Sole

99.86K

Shared

0.00

None

13.69K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares84.85K

TypeSH

Market value$4.29M

1.15%

Sole

82.14K

Shared

0.00

None

2.71K

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares94.09K

TypeSH

Market value$4.01M

1.08%

Sole

83.65K

Shared

0.00

None

10.44K

DIMENSIONAL ETF TRUST

SOLE

INTL HIGH PROFIT

Shares159.46K

TypeSH

Market value$3.52M

0.95%

Sole

150.71K

Shared

0.00

None

8.75K

JOHN HANCOCK EXCHANGE TRADED

SOLE

MULTIFACTOR MI

Shares71.97K

TypeSH

Market value$3.35M

0.90%

Sole

67.84K

Shared

0.00

None

4.12K

DIMENSIONAL ETF TRUST

SOLE

US TARGETED VLU

Shares68.76K

TypeSH

Market value$3.02M

0.81%

Sole

67.81K

Shared

0.00

None

950.00

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares56.24K

TypeSH

Market value$2.88M

0.77%

Sole

55.46K

Shared

0.00

None

784.00

VANECK ETF TRUST

SOLE

LONG MUNI ETF

Shares158.91K

TypeSH

Market value$2.77M

0.75%

Sole

153.79K

Shared

0.00

None

5.12K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares72.49K

TypeSH

Market value$2.20M

0.59%

Sole

70.74K

Shared

0.00

None

1.75K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	1.43M	SH	$34.39M 9.25%	1.38M	55.50K
VANGUARD INDEX FDSSOLE	VALUE ETF	242.48K	SH	$34.04M 9.16%	230.50K	11.98K
FIRST TR EXCHNG TRADED FD VISOLE	VEST US EQTY BUF	796.41K	SH	$26.29M 7.07%	760.43K	35.98K
ISHARES TRSOLE	MSCI INTL VLU FT	1.09M	SH	$25.20M 6.78%	1.06M	30.46K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQUITY	1.09M	SH	$24.30M 6.54%	1.06M	31.19K
WISDOMTREE TRSOLE	US MIDCAP FUND	458.97K	SH	$22.32M 6.00%	443.47K	15.50K
PIMCO ETF TRSOLE	ACTIVE BD ETF	228.19K	SH	$20.65M 5.56%	203.29K	24.90K
KRANESHARES TRSOLE	KFA VAL LIN DYNM	915.94K	SH	$19.61M 5.28%	857.50K	58.44K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	765.68K	SH	$16.81M 4.52%	743.31K	22.36K
WISDOMTREE TRSOLE	INTL SMCAP DIV	273.16K	SH	$15.83M 4.26%	265.10K	8.06K
DIMENSIONAL ETF TRUSTSOLE	EMERGING MKTS VA	507.84K	SH	$11.48M 3.09%	493.25K	14.59K
WISDOMTREE TRSOLE	US SMALLCAP FUND	245.13K	SH	$10.44M 2.81%	237.30K	7.84K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP VAL	411.06K	SH	$10.18M 2.74%	397.21K	13.86K
ISHARES TRSOLE	NATIONAL MUN ETF	69.99K	SH	$7.39M 1.99%	67.86K	2.13K
ISHARES TRSOLE	0-5 YR TIPS ETF	69.33K	SH	$6.72M 1.81%	60.74K	8.58K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY ETF	132.83K	SH	$5.53M 1.49%	130.99K	1.84K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	113.55K	SH	$5.38M 1.45%	99.86K	13.69K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	84.85K	SH	$4.29M 1.15%	82.14K	2.71K
WISDOMTREE TRSOLE	YIELD ENHANCD US	94.09K	SH	$4.01M 1.08%	83.65K	10.44K
DIMENSIONAL ETF TRUSTSOLE	INTL HIGH PROFIT	159.46K	SH	$3.52M 0.95%	150.71K	8.75K
JOHN HANCOCK EXCHANGE TRADEDSOLE	MULTIFACTOR MI	71.97K	SH	$3.35M 0.90%	67.84K	4.12K
DIMENSIONAL ETF TRUSTSOLE	US TARGETED VLU	68.76K	SH	$3.02M 0.81%	67.81K	950.00
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	56.24K	SH	$2.88M 0.77%	55.46K	784.00
VANECK ETF TRUSTSOLE	LONG MUNI ETF	158.91K	SH	$2.77M 0.75%	153.79K	5.12K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	72.49K	SH	$2.20M 0.59%	70.74K	1.75K

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