313 ACQUISITION LLC reported 1 transaction at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008331
10% Owner
Since Jan 2020
+208.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
9.54M acquired · 9.54M disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+9.54M
Price / share
—
Trade value
—
% of position
10.8%
3/11/2020
88.19M→97.73M
Total
Net shares
+9.54M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 3/11/2020 | C · Conversion | +9.54M | — | — | 10.8% | 88.19M | 97.73M |
| Total | +9.54M | $0.00 | ||||||
Derivative Transactions1
Earnout Rights
Indirect
Converts to
Class A Common Stock
9.54M shares
Shares
−9.54M
Strike price
Held after
9.54M
Exercisable
—
2/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Indirect | Class A Common Stock9.54M shares | 2/26/2020 | C · Conversion | −9.54M | — | 9.54M |
Non-Derivative Holdings (Post-Transaction)2
Class A Common Stock
IndirectShares owned10M
Class A Common Stock
IndirectShares owned4.22K
Total
10M indirect10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 10M | Indirect |
| Class A Common Stock | 4.22K | Indirect |
| Total | 10M | 10M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported