313 ACQUISITION LLC enters VIVINT SMART HOME, INC. with 88.65M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/27/2020ACC: 0000899243-20-002046
10% Owner
Since Jan 2020
88.65M
Baseline shares
0.00
Direct ownership
0 positions
28.62M
Derivative underlying
1 instrument
3
Security positions
88.65M indirect
Non-Derivative Holdings3
Class A Common Stock
IndirectShares owned78.65M
Class A Common Stock
IndirectShares owned10M
Class A Common Stock
IndirectShares owned4.22K
Total
88.65M indirect88.65M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 78.65M | Indirect |
| Class A Common Stock | 10M | Indirect |
| Class A Common Stock | 4.22K | Indirect |
| Total | 88.65M | 88.65M indirect |
Derivative Holdings1
Earnout Rights
IndirectUnderlying security
Class A Common Stock
Underlying shares
28.62M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
28.62M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Earnout Rights Indirect | Class A Common Stock | — | — | 28.62M | N/A | |
| Total | 28.62M | 0.00 | ||||